ZAZOVE ASSOCIATES LLC Q3 2019 Filing

Filed October 28, 2019

Portfolio Value

$1.3B

Holdings

127

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (127 positions)

#	Stock	Shares	Value	% Portfolio
1	—KAMAN CORPORATION	80,613,000	$92.1M	7.33%
2	—ILLUMINA INC	61,865,000	$82.2M	6.54%
3	LMCA 1.375 10/15/23LIBERTY MEDIA	63,766,000	$76.2M	6.06%
4	AKAM 0.125 05/01/25AKAMAI TECH	64,200,000	$73.6M	5.86%
5	—BOOKING HOLDINGS	57,355,000	$66.5M	5.29%
6	PANW 0.75 07/01/23PALO ALTO NETWORKS	53,525,000	$56.4M	4.49%
7	MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC	34,635,000	$44.7M	3.56%
8	—SQUARE	36,045,000	$40.2M	3.20%
9	ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP	37,498,000	$35.2M	2.80%
10	SPLK 1.125 09/15/25SPLUNK	31,695,000	$34.7M	2.76%
11	—COWEN GROUP INC	30,900,000	$34.0M	2.71%
12	—WORKDAY INC	25,699,000	$33.7M	2.68%
13	JAZZ 1.5 08/15/24JAZZ INVESTMENTS	31,400,000	$30.3M	2.41%
14	—ON SEMICONDUCTOR CORP	23,487,000	$28.3M	2.25%
15	NRG 2.75 06/01/48NRG ENERGY INC	23,970,000	$27.0M	2.15%
16	—HOPE BANCORP	26,775,000	$24.9M	1.98%
17	PRAA 3.5 06/01/23PRA GROUP INC	23,294,000	$23.6M	1.87%
18	NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS INC	17,702,000	$21.5M	1.71%
19	—RH	18,586,000	$20.1M	1.60%
20	—FLEXION THERAPEUTICS	21,128,000	$19.1M	1.52%
21	—ALTAIR ENGINEERING	18,595,000	$18.8M	1.49%
22	INSM 1.75 01/15/25INSMED	22,020,000	$18.4M	1.46%
23	—CSG SYSTEMS INTERNATIONAL INC	15,860,000	$18.0M	1.43%
24	PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION	16,914,000	$17.9M	1.43%
25	—THERAVANCE BIOPHARMA	19,065,000	$17.7M	1.41%
26	—TEAM	15,820,000	$17.5M	1.39%
27	—GREENBRIER COMPANIES	17,872,000	$17.1M	1.36%
28	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS	18,793,000	$15.7M	1.25%
29	—SILICON LABORATORIES	11,845,000	$15.5M	1.23%
30	FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST	219,626	$11.0M	0.88%
31	MLAB 1.375 08/15/25MESA LABORATORIES	9,985,000	$10.7M	0.85%
32	RGENREPLIGEN	10,410,000	$10.3M	0.82%
33	CMLSCUMULUS MEDIA INC	666,124	$9.7M	0.77%
34	TK 5 01/15/23TEEKAY	11,446,000	$9.3M	0.74%
35	SPLK 0.5 09/15/23SPLUNK	8,410,000	$9.1M	0.72%
36	—II-VI	7,390,000	$7.7M	0.61%
37	—NEW RELIC	7,500,000	$7.1M	0.56%
38	—NANTHEALTH	11,070,000	$7.0M	0.55%
39	TDOC 1.375 05/15/25TELADOC	4,520,000	$6.7M	0.54%
40	UONEURBAN ONE	3,311,088	$6.4M	0.51%
41	—EMMIS COMMUNICATIONS	1,267,629	$6.3M	0.50%
42	—HOSTESS BRANDS	3,304,012	$5.7M	0.45%
43	—COLONY CAPITAL	4,963,000	$4.9M	0.39%
44	AMANTERO MIDSTREAM	650,000	$4.8M	0.38%
45	—FORTIVE	5,000	$4.5M	0.36%
46	CCOCLEAR CHANNEL HOLDINGS INC	1,720,000	$4.3M	0.34%
47	XEVVXEATON VANCE LIMITED DURATION INCOME FUND	312,798	$3.9M	0.31%
48	—ISTAR INC	3,650,000	$3.9M	0.31%
49	—UNISYS	3,500,000	$3.8M	0.31%
50	—COLONY CAPITAL	598,879	$3.6M	0.29%
51	BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL INC	3,210,000	$3.2M	0.25%
52	—SHIP FINANCE INTERNATIONAL	2,970,000	$3.1M	0.25%
53	—SUPERNUS PHARMACEUTICALS	3,310,000	$3.1M	0.25%
54	—JOHNSON JOHNSON	1,655,000	$2.9M	0.23%
55	LGND 0.75 05/15/23LIGAND PHARMACEUTICALS INC	3,438,000	$2.9M	0.23%
56	—RH	1,910,000	$2.8M	0.23%
57	USACUSA COMPRESSION PARTNERS	162,957	$2.8M	0.22%
58	—BLUEKNIGHT ENERGY PARTNERS	2,472,769	$2.8M	0.22%
59	ILMN 0 08/15/23ILLUMINA INC	2,500,000	$2.8M	0.22%
60	—ATLANTICUS HOLDINGS	4,500,000	$2.7M	0.21%
61	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	344,705	$2.6M	0.21%
62	KYNKAYNE ANDERSON MLP INVESTMENT COMPANY	159,045	$2.3M	0.18%
63	—NRC GROUP HOLDINGS	933,357	$2.3M	0.18%
64	—INVITATION HOMES	1,680,000	$2.2M	0.18%
65	KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND	202,441	$2.2M	0.17%
66	—INTERDIGITAL INC	2,150,000	$2.1M	0.17%
67	WDC 1.5 02/01/24WESTERN DIGITAL CORP	2,000,000	$1.9M	0.15%
68	BHR 5.5 PERP bBRAEMAR HOTELS RESORTS	91,780	$1.9M	0.15%
69	—FIRST MAJESTIC SILVER	1,490,000	$1.8M	0.14%
70	—GOLDMAN SACHS MLP ENERGY RENAISSANCE FUND	331,058	$1.6M	0.13%
71	CUROEURCURO GROUP	119,952	$1.6M	0.13%
72	—REALPAGE	1,000,000	$1.6M	0.13%
73	—BECTON DICKINSON AND CO	25,000	$1.5M	0.12%
74	FCN 2 08/15/23FTI CONSULTING INC	1,250,000	$1.5M	0.12%
75	—SEACOR HOLDING INC	1,525,000	$1.5M	0.12%
76	LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT	1,250,000	$1.5M	0.12%
77	—WRIGHT MEDICAL GROUP NV	1,250,000	$1.5M	0.12%
78	—HORIZON PHARMA PLC	1,250,000	$1.5M	0.12%
79	—CTRIPCOM INTERNATIONAL LTD	1,400,000	$1.4M	0.11%
80	GDLGDL FUND	153,942	$1.4M	0.11%
81	BAC 7.25 PERP LBANK OF AMERICA	883	$1.3M	0.11%
82	—SUTTER ROCK CAPITAL CORP	1,387,000	$1.3M	0.10%
83	—MICROCHIP TECHNOLOGY INCORPORATED	1,000,000	$1.3M	0.10%
84	—READY CAPITAL	46,500	$1.3M	0.10%
85	—PRA GROUP INC	1,233,000	$1.2M	0.10%
86	EZPW 2.875 07/01/24EZCORP INC	1,250,000	$1.2M	0.09%
87	—INSULET CORP	625,000	$1.1M	0.09%
88	DISH 3.375 08/15/26DISH NETWORK	1,250,000	$1.1M	0.09%
89	RLJ 1.95 PERP ARLJ LODGING TRUST	39,087	$1.1M	0.08%
90	—PRETIUM RESOURCES	1,000,000	$1.0M	0.08%
91	WFC 7.5 PERP LWELLS FARGO COMPANY	681	$1.0M	0.08%
92	DISH 2.375 03/15/24DISH NETWORK	1,155,000	$1.0M	0.08%
93	—ENCORE CAPITAL GROUP INC	1,000,000	$1.0M	0.08%
94	—HARMONIC INC	762,000	$991K	0.08%
95	VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY INC	1,000,000	$938K	0.07%
96	—MACQUARIE INFRASTRUCTURE	1,000,000	$915K	0.07%
97	—TPG SPECIALTY LENDING INC	870,000	$913K	0.07%
98	LINTA 3.75 02/15/30LIBERTY MEDIA	1,266,000	$908K	0.07%
99	—TEVA PHARM	987,000	$896K	0.07%
100	—HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPIT	783,000	$881K	0.07%

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