ZAZOVE ASSOCIATES LLC Q3 2017 Filing

Filed November 13, 2017

Portfolio Value

$2.0B

Holdings

103

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (103 positions)

#	Stock	Shares	Value	% Portfolio
1	—PRICELINE.COM	99,889,000	$115.1M	5.89%
2	LMCA 1.375 10/15/23LIBERTY MEDIA CORPORATION	83,351,000	$101.0M	5.17%
3	—ARCONIC INC	88,788,000	$99.2M	5.08%
4	—CITRIX SYSTEMS INC.	80,532,000	$93.8M	4.80%
5	—JANUS CAPITAL GROUP INC	53,391,000	$82.9M	4.24%
6	—MACQUARIE INFRASTRUCTURE	74,042,000	$78.6M	4.02%
7	—TEVA PHARM	85,608,000	$77.4M	3.96%
8	—RPM INTERNATIONAL, INC	62,234,000	$71.6M	3.67%
9	—AIR LEASE CORPORATION	46,809,000	$71.2M	3.64%
10	—RED HAT, INC	42,228,000	$65.1M	3.33%
11	—INTERDIGITAL, INC	51,810,000	$60.8M	3.11%
12	—INTEL CORP	41,185,000	$58.5M	3.00%
13	—TRINITY INDUSTRIES, INC	42,840,000	$57.8M	2.96%
14	—JOHNSON JOHNSON	30,784,000	$55.0M	2.82%
15	INTC 3.25 08/01/39INTEL CORPORATION	27,312,000	$50.2M	2.57%
16	—EURONET WORLDWIDE INC	35,654,000	$48.3M	2.47%
17	—DYCOM INDUSTRIES INC	39,328,000	$44.8M	2.29%
18	—ROYAL GOLD, INC	36,404,000	$40.2M	2.06%
19	—WORKDAY, INC	26,530,000	$37.3M	1.91%
20	—RESTORATION HARDWARE HOLDINGS INC.	36,386,000	$31.3M	1.60%
21	—FINISAR CORPORATION	29,100,000	$30.5M	1.56%
22	—TCP CAPITAL CORP	26,525,000	$27.8M	1.42%
23	—COLONY NORTHSTAR	27,029,000	$27.3M	1.40%
24	—GREENBRIER COMPANIES	19,708,000	$27.1M	1.39%
25	—BIOMARIN PHARMACEUTICAL INC	22,300,000	$26.8M	1.37%
26	—CARRIAGE SERVICES	20,047,000	$25.1M	1.29%
27	NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS, INC.	21,117,000	$24.3M	1.25%
28	—MEDICINES COMPANY	22,990,000	$24.2M	1.24%
29	—GREEN PLAINS	22,758,000	$23.4M	1.20%
30	FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST	458,509	$23.3M	1.19%
31	—COWEN GROUP, INC.	21,340,000	$22.5M	1.15%
32	—CORENERGY INFRASTRUCTURE TRUST	17,815,000	$20.6M	1.05%
33	—ALTABA	15,430,000	$20.1M	1.03%
34	—CTRIP.COM INTERNATIONAL, LTD	14,640,000	$17.8M	0.91%
35	—CIENA CORP	13,430,000	$16.5M	0.84%
36	—HORIZON GLOBAL	15,075,000	$15.7M	0.80%
37	—HARMONIC INC	16,751,000	$14.8M	0.76%
38	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS	11,600,000	$14.8M	0.76%
39	—ALON USA ENERGY, INC.	12,894,000	$14.5M	0.74%
40	—AMYRIS	18,936,000	$13.7M	0.70%
41	—OASIS PETROLEUM	11,500,000	$12.3M	0.63%
42	—TELIGENT INC	12,323,000	$11.9M	0.61%
43	—MOLINA HEALTHCARE INC	9,445,000	$11.9M	0.61%
44	—AKAMAI TECH	11,300,000	$11.0M	0.56%
45	—WAYFAIR	10,775,000	$10.4M	0.53%
46	—THERAVANCE BIOPHARMA	8,170,000	$10.0M	0.51%
47	—CSG SYSTEMS INTERNATIONAL, INC	9,150,000	$9.8M	0.50%
48	WFC 7.5 PERP LWELLS FARGO COMPANY	6,879	$9.0M	0.46%
49	—PDL BIOPHARMA INC	7,755,000	$8.5M	0.43%
50	—VITAMIN SHOPPE INC	10,975,000	$8.2M	0.42%
51	UONEURBAN ONE	2,562,256	$4.3M	0.22%
52	—ARBOR REALTY TRUST	3,955,000	$4.2M	0.22%
53	—CIENA CORP	3,116,000	$4.1M	0.21%
54	—COLONY NORTHSTAR	3,864,000	$4.0M	0.20%
55	—IRIDIUM COMMUNICATIONS	10,580	$3.9M	0.20%
56	MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC	2,202,000	$3.9M	0.20%
57	XEVVXEATON VANCE LIMITED DURATION INCOME FUND	273,998	$3.8M	0.20%
58	—EMMIS COMMUNICATIONS	966,198	$3.2M	0.17%
59	—GLOBAL EAGLE ENTERTAINMENT INC.	4,705,000	$3.1M	0.16%
60	—SEACOR HOLDING INC	3,110,000	$2.8M	0.14%
61	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	303,805	$2.6M	0.13%
62	—CEMEX S.A.	2,225,000	$2.5M	0.13%
63	—HOSTESS BRANDS	1,158,631	$2.4M	0.12%
64	—GLOBAL BROKERAGE INC.	4,735,000	$2.1M	0.11%
65	—PDL BIOPHARMA INC	2,080,000	$2.1M	0.11%
66	—SAFEGUARD SCIENTIFICS	1,877,000	$1.9M	0.10%
67	—GSV CAPITAL CORP.	1,845,000	$1.8M	0.09%
68	—MACQUARIE INFRASTRUCTURE	1,800,000	$1.7M	0.09%
69	—CTRIP.COM INTERNATIONAL, LTD	1,410,000	$1.5M	0.08%
70	—QUANTUM CORP.	1,500,000	$1.5M	0.08%
71	—BANK OF AMERICA	105,000	$1.4M	0.07%
72	SIRIEURSIRIUS XM RADIO INC	245,000	$1.4M	0.07%
73	BAC 7.25 PERP LBANK OF AMERICA	900	$1.2M	0.06%
74	—PRA GROUP INC.	1,250,000	$1.2M	0.06%
75	GDLGDL FUND	110,269	$1.1M	0.06%
76	—COLONY NORTHSTAR	85,174	$1.1M	0.05%
77	—TAHOE RESOURCES INC	200,000	$1.1M	0.05%
78	—AMERICAN REALTY CAPITAL PROPERTIES INC.	1,000,000	$1.0M	0.05%
79	—KEYW HOLDING CORP.	1,000,000	$937K	0.05%
80	LINTA 3.75 02/15/30LIBERTY MEDIA	1,310,000	$930K	0.05%
81	—REDWOOD TRUST, INC	900,000	$929K	0.05%
82	RABROOKFIELD REAL ASSETS INCOME FUND	36,347	$865K	0.04%
83	—PERNIX THERAPEUTICS HOLDINGS	2,000,000	$831K	0.04%
84	—WELLTOWER INC.	13,000	$823K	0.04%
85	—CLEAR CHANNEL OUTDOOR HOLDINGS, INC	169,442	$788K	0.04%
86	—MODUSLINK GLOBAL SOLUTIONS, INC.	700,000	$658K	0.03%
87	XFOFXCOHEN STEERS CLOSED-END OPPORTUNITY FUND	49,031	$647K	0.03%
88	GLUGABELLI CONVERTIBLE AND INCOME FUND	30,347	$623K	0.03%
89	DSUBLACKROCK DEBT STRATEGIES FUND	50,668	$591K	0.03%
90	XPHDXPIONEER FLOATING RATE TRUST	47,798	$572K	0.03%
91	DPGDUFF PHELPS GLOBAL UTILITY INCOME FUND	33,833	$549K	0.03%
92	TEVATEVA PHARM	30,000	$528K	0.03%
93	—CINEDIGM CORP	327,854	$475K	0.02%
94	DRRXEURDURECT CORPORATION	255,000	$451K	0.02%
95	—DEPOMED, INC.	600,000	$446K	0.02%
96	—INTEGRATED DEVICE TECH	400,000	$428K	0.02%
97	UTFCOHEN STEERS INFRASTRUCTURE FUND	14,091	$324K	0.02%
98	XEVGXEATON VANCE SHORT DURATION DIVERSIFIED INC FUND	18,602	$265K	0.01%
99	—APOLLO SENIOR FLOATING RATE	14,507	$243K	0.01%
100	—CUMULUS MEDIA INC	700,576	$224K	0.01%

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