ZAZOVE ASSOCIATES LLC Q3 2016 Filing

Filed November 4, 2016

Portfolio Value

$2.2B

Holdings

110

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (110 positions)

#	Stock	Shares	Value	% Portfolio
1	—PRICELINE COM	101,404,000	$131.3M	6.06%
2	—TEVA PHARM	29,676,000	$114.4M	5.28%
3	LMCA 1.375 10/15/23LIBERTY MEDIA	700,000	$108.7M	5.02%
4	—CITRIX SYSTEMS INC	1,000,000	$94.5M	4.36%
5	INTC 3.25 08/01/39INTEL CORPORATION	40,705,000	$84.2M	3.89%
6	—WELLTOWER INC	15,037,000	$83.8M	3.87%
7	—JOHNSON & JOHNSON	13,210,000	$80.7M	3.73%
8	—PROSPECT CAPITAL CORPORATION	600,000	$80.1M	3.70%
9	—ALCOA INC	18,830,000	$74.8M	3.45%
10	—JANUS CAPITAL GROUP INC	100,978,000	$63.9M	2.95%
11	—STILLWATER MINING CO	2,400,000	$63.3M	2.92%
12	—AIR LEASE CORPORATION	4,339,000	$61.1M	2.82%
13	—MACQUARIE INFRASTRUCTURE COMPANY LLC	21,080,000	$56.7M	2.62%
14	—LAM RESEARCH CORPORATION	30,972,000	$50.3M	2.32%
15	—TRINITY INDUSTRIES INC	94,943,000	$47.0M	2.17%
16	—RED HAT INC	27,405,000	$43.8M	2.02%
17	—RPM INTERNATIONAL INC	10,815,000	$40.4M	1.87%
18	FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST	200,000	$39.6M	1.83%
19	—ELECTRONICS FOR IMAGING	4,980,000	$39.2M	1.81%
20	—XILINX INC	12,785,000	$39.0M	1.80%
21	—ALON USA ENERGY INC	17,715,000	$38.6M	1.78%
22	—COLONY CAPITAL INC	22,240,000	$38.5M	1.78%
23	—SALESFORCE COM INC	1,380,000	$37.3M	1.72%
24	MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC	5,350,000	$36.1M	1.67%
25	—INTEL CORP	24,725,000	$34.4M	1.59%
26	—DYCOM INDUSTRIES INC	1,595,000	$32.4M	1.50%
27	—COWEN GROUP INC	4,875,000	$32.0M	1.48%
28	—GREENBRIER COMPANIES	24,720,000	$30.2M	1.39%
29	—TPG SPECIALTY LENDING INC	6,430,000	$29.7M	1.37%
30	—LABORATORY CORP OF AMER HLDGS	2,590,000	$29.4M	1.36%
31	—CARRIAGE SERVICES	23,560,000	$28.5M	1.32%
32	—PORTFOLIO RECOVERY ASSOCIATES INC	2,740,000	$27.8M	1.29%
33	—MOLINA HEALTHCARE INC	17,167,000	$24.1M	1.11%
34	—WEATHERFORD INTERNATIONAL LIMITED	20,270,000	$22.1M	1.02%
35	—CORENERGY INFRASTRUCTURE TRUST	1,500,000	$22.1M	1.02%
36	—KEYW HOLDING CORP	49,038,000	$21.3M	0.98%
37	—ROYAL GOLD INC	5,580,000	$20.9M	0.97%
38	NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS INC	2,000,000	$19.7M	0.91%
39	—B2GOLD CORPORATION	41,755,000	$16.3M	0.75%
40	—GENERAL MOTORS CORP	214,018	$15.8M	0.73%
41	—ENERNOC INC	28,494,000	$14.7M	0.68%
42	—CEMEX S A	34,362,000	$12.5M	0.58%
43	—AKAMAI TECH	200,000	$11.4M	0.53%
44	—SPECTRANETICS CORPORATION	1,940,000	$11.2M	0.52%
45	—TELIGENT INC	5,195,000	$10.6M	0.49%
46	—AMTRUST FINANCIAL SERVICES INC	50,066,000	$10.0M	0.46%
47	—RESOURCE CAPITAL CORPORATION	2,145,000	$9.6M	0.44%
48	WFC 7.5 PERP LWELLS FARGO & COMPANY	1,000,000	$9.3M	0.43%
49	—ALTRA HOLDINGS INC	25,174,000	$8.9M	0.41%
50	—ICONIX BRAND GROUP INC	6,045,000	$8.7M	0.40%
51	—TERRAVIA HOLDINGS	12,256,000	$8.1M	0.38%
52	—TRULIA INC	18,970,000	$6.9M	0.32%
53	—NXP SEMICONDUCTORS NV	8,340,000	$6.5M	0.30%
54	—TERRAVIA HOLDINGS	15,510,000	$5.8M	0.27%
55	—AMYRIS	1,995,000	$5.5M	0.26%
56	—RADIO ONE INC	61,456,000	$5.2M	0.24%
57	—INTERDIGITAL INC	1,310,000	$4.5M	0.21%
58	—GLOBAL EAGLE ENTERTAINMENT INC	6,020,000	$3.9M	0.18%
59	XEVVXEATON VANCE LIMITED DURATION INCOME FUND	127,000	$3.5M	0.16%
60	—IRIDIUM COMMUNICATIONS	1,977,509	$3.2M	0.15%
61	—PRICELINE COM	73,503,000	$2.9M	0.14%
62	—WEBMD HEALTH CORP	1,250,000	$2.6M	0.12%
63	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	1,500,000	$2.6M	0.12%
64	—SAFEGUARD SCIENTIFICS	7,870,000	$2.5M	0.12%
65	—EMMIS COMMUNICATIONS	12,576,332	$2.5M	0.11%
66	ELV 2.75 10/15/42ANTHEM INC	5,715,000	$2.2M	0.10%
67	—SPIRIT REALTY CAPITAL INC	370,000	$2.1M	0.10%
68	—FXCM INC	11,747,000	$2.1M	0.10%
69	—COLONY CAPITAL INC	36,277,000	$2.0M	0.09%
70	—CUMULUS MEDIA INC	37,500	$1.8M	0.08%
71	—KEYCORP	7,069	$1.6M	0.07%
72	—BANK OF AMERICA	23,500	$1.6M	0.07%
73	—PDL BIOPHARMA INC	33,638,000	$1.5M	0.07%
74	—GSV CAPITAL CORP	11,770,000	$1.5M	0.07%
75	—SEACOR HOLDING INC	8,590,000	$1.5M	0.07%
76	—DEPOMED INC	5,375,000	$1.4M	0.07%
77	—AEGEAN MARINE PETROLEUM NETWORK	25,448,000	$1.2M	0.05%
78	—QUANTUM CORP	19,530,000	$1.0M	0.05%
79	—AMERICAN REALTY CAPITAL PROPERTIES INC	1,400,000	$1.0M	0.05%
80	—HORNBECK OFFSHORE SERVICES INC	50,657,000	$969K	0.04%
81	—PRICELINE COM	33,427,000	$948K	0.04%
82	—FELCOR LODGING TRUST INC	818,636	$940K	0.04%
83	—BROOKFIELD TOTAL RETURN FUND	13,144	$850K	0.04%
84	LINTA 3.75 02/15/30LIBERTY MEDIA	1,805,000	$794K	0.04%
85	—EURONET WORLDWIDE INC	2,140,000	$708K	0.03%
86	—NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND	35,909,000	$684K	0.03%
87	—PERNIX THERAPEUTICS HOLDINGS	87,644,000	$650K	0.03%
88	—REDWOOD TRUST INC	2,650,000	$611K	0.03%
89	XFOFXCOHEN & STEERS CLOSED-END OPPORTUNITY FUND	2,362,157	$603K	0.03%
90	DPGDUFF & PHELPS GLOBAL UTILITY INCOME FUND	1,132,476	$578K	0.03%
91	UTFCOHEN & STEERS INFRASTRUCTURE FUND	171,671	$576K	0.03%
92	—CAPITAL ONE FINANCIAL CORPORATION	13,144	$576K	0.03%
93	—MODUSLINK GLOBAL SOLUTIONS INC	5,450,000	$566K	0.03%
94	XPHDXPIONEER FLOATING RATE TRUST	6,275,000	$564K	0.03%
95	BSLBLACKSTONE / GSO SENIOR FLOATING RATE TERM FUND	125,841	$562K	0.03%
96	GLUGABELLI CONVERTIBLE AND INCOME FUND	26,758	$555K	0.03%
97	—BLACKROCK DEBT STRATEGIES FUND INC	5,436,616	$555K	0.03%
98	—INTEGRATED DEVICE TECH	47,271,000	$487K	0.02%
99	—SPIRIT REALTY CAPITAL INC	56,466,000	$420K	0.02%
100	DRRXEURDURECT CORPORATION	112,096	$354K	0.02%

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