ZAZOVE ASSOCIATES LLC Q2 2021 Filing

Filed July 22, 2021

Portfolio Value

$1.1B

Holdings

151

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (151 positions)

#	Stock	Shares	Value	% Portfolio
1	—KAMAN CORPORATION	67,134,000	$71.3M	6.39%
2	AKAM 0.375 09/01/27AKAMAI TECH	60,565,000	$70.3M	6.31%
3	—BOOKING HOLDINGS	62,223,000	$67.9M	6.09%
4	LMCA 1.375 10/15/23LIBERTY MEDIA (LSXMA)	46,893,000	$63.0M	5.66%
5	PXD 0.25 05/15/25PIONEER NATURAL RESOURCES	37,705,000	$60.3M	5.41%
6	PENG 2.25 02/15/26SMART GLOBAL HOLDINGS	27,580,000	$38.0M	3.41%
7	—INTERDIGITAL, INC	32,526,000	$36.1M	3.24%
8	JAZZ 2 06/15/26JAZZ INVESTMENTS I	25,830,000	$34.5M	3.10%
9	PEB 1.75 12/15/26PEBBLEBROOK HOTEL TRUST	24,540,000	$27.9M	2.50%
10	LITE 0.5 12/15/26LUMENTUM HOLDINGS	23,807,000	$25.8M	2.31%
11	WDC 1.5 02/01/24WESTERN DIGITAL CORP	22,600,000	$24.2M	2.17%
12	ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP	23,571,000	$24.1M	2.16%
13	SPLK 1.125 06/15/27SPLUNK	20,715,000	$20.2M	1.82%
14	PDD 0 12/01/25PINDUODUO	18,605,000	$19.2M	1.72%
15	RVNC 1.75 02/15/27REVANCE THERAPEUTICS	15,910,000	$18.6M	1.66%
16	SLAB 0.625 06/15/25SILICON LABORATORIES	13,000,000	$18.1M	1.62%
17	ILMN 0 08/15/23ILLUMINA INC	13,290,000	$16.9M	1.51%
18	PANW 0.75 07/01/23PALO ALTO NETWORKS	11,435,000	$16.7M	1.50%
19	CMLSCUMULUS MEDIA INC	1,019,252	$15.0M	1.34%
20	WGO 1.5 04/01/25WINNEBAGO INDUSTRIES	11,264,000	$14.5M	1.30%
21	VATE 7.5 08/01/26 *HC2 HOLDINGS	12,363,000	$14.4M	1.30%
22	—FLEXION THERAPEUTICS	15,688,000	$14.2M	1.28%
23	NRG 2.75 06/01/48NRG ENERGY, INC	11,890,000	$13.8M	1.24%
24	BURL 2.25 04/15/25BURLINGTON STORES	8,420,000	$13.4M	1.20%
25	MLAB 1.375 08/15/25MESA LABORATORIES	11,307,000	$13.0M	1.17%
26	CNX 2.25 05/01/26CNX RESOURCES	9,860,000	$12.8M	1.15%
27	—HELIX ENERGY SOLUTIONS GROUP	10,179,000	$12.6M	1.13%
28	UONEURBAN ONE CLASS D	2,401,845	$12.1M	1.08%
29	COUP 0.375 06/15/26COUPA SOFTWARE	10,350,000	$12.0M	1.08%
30	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS, INC	9,032,000	$11.5M	1.04%
31	—SIXTH STREET SPECIALTY LENDING	9,595,000	$11.3M	1.02%
32	AKAM 0.125 05/01/25AKAMAI TECH	8,310,000	$10.9M	0.98%
33	BHRBRAEMAR HOTELS & RESORTS	1,706,124	$10.6M	0.95%
34	INN 1.5 02/15/26SUMMIT HOTEL PROPERTIES	9,440,000	$9.8M	0.88%
35	CYBR 0 11/15/24CYBERARK SOFTWARE	8,705,000	$9.4M	0.85%
36	—BLUEKNIGHT ENERGY PARTNERS	2,325,616	$8.8M	0.79%
37	VREX 4 06/01/25VAREX IMAGING	5,736,000	$8.5M	0.76%
38	EEFT 0.75 03/15/49EURONET WORLDWIDE INC	7,340,000	$8.5M	0.76%
39	OKTA 0.375 06/15/26OKTA	6,556,000	$8.2M	0.73%
40	INSM 0.75 06/01/28INSMED	7,325,000	$8.1M	0.73%
41	JAZZ 1.5 08/15/24JAZZ INVESTMENTS I	6,470,000	$7.1M	0.64%
42	OXY/WSOCCIDENTAL PETROLEUM	500,000	$6.9M	0.62%
43	KBR 2.5 11/01/23KBR	4,277,000	$6.7M	0.60%
44	PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION	5,890,000	$6.5M	0.59%
45	—CSG SYSTEMS INTERNATIONAL, INC	6,297,000	$6.5M	0.58%
46	—HOPE BANCORP	6,386,000	$6.3M	0.57%
47	NEO 0.25 01/15/28NEOGENOMICS	6,080,000	$5.9M	0.53%
48	CCOCLEAR CHANNEL HOLDINGS, INC	2,227,044	$5.9M	0.53%
49	TK 5 01/15/23TEEKAY	5,446,000	$5.4M	0.48%
50	LUV 1.25 05/01/25SOUTHWEST AIRLINES	3,110,000	$4.7M	0.42%
51	RNG 0 03/01/25RINGCENTRAL	4,037,000	$4.5M	0.40%
52	—GREENBRIER COMPANIES	3,950,000	$4.2M	0.38%
53	—LENDINGTREE	3,500,000	$4.2M	0.38%
54	KYNKAYNE ANDERSON MLP INVESTMENT COMPANY	433,088	$3.9M	0.35%
55	SHOPCN 0.125 11/01/25SHOPIFY	2,920,000	$3.8M	0.34%
56	—STEM	150,064	$3.6M	0.32%
57	—HOSTESS BRANDS	1,362,131	$3.3M	0.30%
58	—CLOVER HEALTH INVESTMENTS	641,635	$3.3M	0.29%
59	SKLZSKILLZ	150,003	$3.3M	0.29%
60	—BAOZUN	3,100,000	$3.1M	0.28%
61	—THERAVANCE BIOPHARMA	3,182,000	$3.0M	0.27%
62	SPLK 0.5 09/15/23SPLUNK	2,550,000	$3.0M	0.27%
63	—ISTAR INC	1,950,000	$3.0M	0.26%
64	XEVVXEATON VANCE LIMITED DURATION INCOME FUND	217,221	$2.9M	0.26%
65	PANW 0.375 06/01/25PALO ALTO NETWORKS	2,000,000	$2.7M	0.24%
66	LSEALANDSEA HOMES	318,796	$2.7M	0.24%
67	NVRO 2.75 04/01/25NEVRO CORP (144A-SEASONED)	1,500,000	$2.6M	0.23%
68	USACUSA COMPRESSION PARTNERS	151,715	$2.5M	0.22%
69	SAVE 1 05/15/26SPIRIT AIRLINES	2,545,000	$2.4M	0.22%
70	—FLEXION THERAPEUTICS	289,990	$2.4M	0.21%
71	SSRMCN 2.5 04/01/39SSR MINING	2,000,000	$2.4M	0.21%
72	AMANTERO MIDSTREAM	225,000	$2.3M	0.21%
73	KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND	295,073	$2.2M	0.20%
74	EYE 2.5 05/15/25NATIONAL VISION HOLDINGS	1,250,000	$2.2M	0.20%
75	SPLK 1.125 09/15/25SPLUNK	1,790,000	$2.2M	0.20%
76	PFIXSIMPLIFY INTEREST RATE HEDGE	52,380	$2.2M	0.19%
77	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	291,105	$2.0M	0.18%
78	—COLONY CAPITAL	1,853,000	$1.9M	0.17%
79	—PROOFPOINT	1,500,000	$1.9M	0.17%
80	EOSEWEOS ENERGY ENTERPRISES	253,067	$1.8M	0.16%
81	—HARMONIC INC	1,500,000	$1.8M	0.16%
82	FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST	34,230	$1.8M	0.16%
83	EB 5 12/01/25EVENTBRITE	1,000,000	$1.8M	0.16%
84	GMED 0.375 03/15/25NUVASIVE, INC	1,710,000	$1.7M	0.15%
85	IART 0.5 08/15/25INTEGRA LIFESCIENCES HOLDINGS	1,500,000	$1.7M	0.15%
86	—MERITOR	1,500,000	$1.6M	0.14%
87	UGI 7.25 06/01/24UGI	15,000	$1.6M	0.14%
88	VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY, INC.	1,500,000	$1.6M	0.14%
89	—MARRIOTT VACATIONS WORLDWIDE CORP	1,319,000	$1.6M	0.14%
90	PCTTWPURECYCLE TECHNOLOGIES	128,138	$1.6M	0.14%
91	RVNCEURREVANCE THERAPEUTICS	52,235	$1.5M	0.14%
92	—US ECOLOGY	217,965	$1.5M	0.14%
93	—NISOURCE	14,560	$1.5M	0.13%
94	—ATLANTICUS HOLDINGS	887,000	$1.5M	0.13%
95	PSFEPAYSAFE	404,123	$1.5M	0.13%
96	—CORENERGY INFRASTRUCTURE TRUST	1,575,000	$1.5M	0.13%
97	CUROEURCURO GROUP	84,537	$1.4M	0.13%
98	—FOLEY TRASIMENE ACQUISITION	690,340	$1.4M	0.13%
99	—KNOWLES CORP	1,250,000	$1.4M	0.12%
100	—JOYY INC	1,360,000	$1.4M	0.12%

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