ZAZOVE ASSOCIATES LLC Q2 2019 Filing

Filed July 30, 2019

Portfolio Value

$1.1B

Holdings

128

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (128 positions)

#	Stock	Shares	Value	% Portfolio
1	USACUSA COMPRESSION PARTNERS	14,278,000	$2.7B	241.04%
2	RLJ 1.95 PERP ARLJ LODGING TRUST	35,383,000	$1.0B	89.61%
3	WFC 7.5 PERP LWELLS FARGO COMPANY	33,175,000	$922.0M	81.32%
4	—SALIENT MIDSTREAM MLP FUND	1,655,000	$611.0M	53.89%
5	—BRISTOW GROUP	2,500,000	$525.0M	46.30%
6	XFRAXBLACKROCK FLOATING RATE INCOME STRATEGIES FUND	1,929,397	$491.0M	43.30%
7	DSKEUSDDASEKE	4,428,325	$408.0M	35.98%
8	—WILLSCOT CORPORATION	2,500,000	$193.0M	17.02%
9	—KAMAN CORPORATION	64,321,000	$75.5M	6.66%
10	LMCA 1.375 10/15/23LIBERTY MEDIA	64,296,000	$72.3M	6.38%
11	AKAM 0.125 05/01/25AKAMAI TECH	58,715,000	$62.9M	5.55%
12	—BOOKING HOLDINGS	54,245,000	$62.1M	5.48%
13	—ILLUMINA INC	38,730,000	$59.9M	5.28%
14	—NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND	97,752	$48.0M	4.23%
15	—TERADYNE INC	25,920,000	$42.1M	3.72%
16	—SQUARE	34,990,000	$41.9M	3.69%
17	MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC	35,190,000	$41.6M	3.67%
18	ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP	35,223,000	$35.9M	3.17%
19	—WORKDAY INC	22,094,000	$33.1M	2.92%
20	BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL INC	30,715,000	$32.0M	2.82%
21	JAZZ 1.5 08/15/24JAZZ INVESTMENTS	32,180,000	$31.9M	2.81%
22	—GREENBRIER COMPANIES	30,380,000	$29.3M	2.58%
23	—SUPERNUS PHARMACEUTICALS	27,692,000	$27.0M	2.38%
24	—HOPE BANCORP	28,320,000	$25.8M	2.28%
25	—COWEN GROUP, INC.	21,757,000	$25.1M	2.22%
26	PRAA 3.5 06/01/23PRA GROUP INC	24,079,000	$22.6M	1.99%
27	—ON SEMICONDUCTOR CORP	18,270,000	$22.3M	1.96%
28	NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS INC	18,812,000	$21.8M	1.92%
29	NRG 2.75 06/01/48NRG ENERGY INC	18,625,000	$19.9M	1.76%
30	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS	17,998,000	$18.5M	1.63%
31	—FLEXION THERAPEUTICS	21,098,000	$18.4M	1.62%
32	INSM 1.75 01/15/25INSMED	18,185,000	$17.7M	1.56%
33	PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION	16,900,000	$17.3M	1.53%
34	—THERAVANCE BIOPHARMA	18,530,000	$16.1M	1.42%
35	—CSG SYSTEMS INTERNATIONAL, INC	14,060,000	$15.6M	1.37%
36	—FIRST MAJESTIC SILVER	14,195,000	$15.3M	1.35%
37	—TEAM	14,820,000	$15.2M	1.34%
38	—SILICON LABORATORIES	12,155,000	$15.1M	1.33%
39	—II-VI	11,960,000	$12.6M	1.11%
40	TDOC 1.375 05/15/25TELADOC	7,000,000	$10.4M	0.91%
41	JFRNUVEEN FLOATING RATE INCOME FUND	2,856,646	$10.0M	0.88%
42	—CORENERGY INFRASTRUCTURE TRUST	8,053,000	$9.7M	0.86%
43	CMLSCUMULUS MEDIA INC	119,952	$9.2M	0.81%
44	TK 5 01/15/23TEEKAY	11,446,000	$9.2M	0.81%
45	—CAESARS ENTERTAINMENT, INC.	4,215,000	$7.2M	0.64%
46	—NANTHEALTH	11,070,000	$7.2M	0.63%
47	—ALTAIR ENGINEERING	5,930,000	$6.5M	0.57%
48	UONEURBAN ONE CLASS D	500,000	$6.3M	0.55%
49	—RH	5,390,000	$6.2M	0.55%
50	—HOSTESS BRANDS	75,000	$5.9M	0.52%
51	—EMMIS COMMUNICATIONS	20,500	$5.2M	0.45%
52	—FORTIVE	5,000	$5.1M	0.45%
53	—HARMONIC INC	4,290,000	$5.0M	0.44%
54	XEFRXEATON VANCE SENIOR FLOATING-RATE FUND	101,066	$5.0M	0.44%
55	—COLONY CAPITAL	4,963,000	$4.8M	0.42%
56	—BOOKING HOLDINGS	2,895,000	$4.2M	0.37%
57	XEVVXEATON VANCE LIMITED DURATION INCOME FUND	1,079,390	$4.0M	0.35%
58	—VITAMIN SHOPPE INC	4,027,000	$3.7M	0.32%
59	—JOHNSON JOHNSON	1,655,000	$3.2M	0.28%
60	CCOCLEAR CHANNEL HOLDINGS INC	538,716	$3.1M	0.27%
61	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	673	$2.7M	0.24%
62	—COLONY CAPITAL	479,573	$2.7M	0.24%
63	—SHIP FINANCE INTERNATIONAL	2,620,000	$2.7M	0.23%
64	—BLUEKNIGHT ENERGY PARTNERS	746,922	$2.5M	0.22%
65	KYNKAYNE ANDERSON MLP INVESTMENT COMPANY	141,000	$2.4M	0.21%
66	KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND	46,255	$2.3M	0.21%
67	—INTERDIGITAL INC	2,235,000	$2.3M	0.21%
68	LGND 0.75 05/15/23LIGAND PHARMACEUTICALS INC	2,695,000	$2.3M	0.21%
69	—NEW RELIC	2,000,000	$2.1M	0.19%
70	—FLY LEASING	281,067	$1.8M	0.16%
71	—GOLDMAN SACHS MLP ENERGY RENAISSANCE FUND	125,200	$1.7M	0.15%
72	—MAGNOLIA OIL GAS	47,798	$1.6M	0.14%
73	—SEACOR HOLDING INC	1,525,000	$1.5M	0.13%
74	GDLGDL FUND	2,463,537	$1.4M	0.13%
75	—CTRIP.COM INTERNATIONAL, LTD	1,300,000	$1.4M	0.12%
76	CUROEURCURO GROUP	113,425	$1.3M	0.12%
77	—ROVI CORPORATION	1,320,000	$1.3M	0.11%
78	—READY CAPITAL	46,500	$1.2M	0.11%
79	—PRA GROUP INC	1,233,000	$1.2M	0.11%
80	BAC 7.25 PERP LBANK OF AMERICA	18,396	$1.2M	0.11%
81	—NRC GROUP HOLDINGS	71,120	$1.1M	0.10%
82	—NEW MOUNTAIN FINANCE	1,000,000	$1.0M	0.09%
83	LGNDLIGAND PHARMACEUTICALS	344,705	$1.0M	0.09%
84	—TWITTER	1,000,000	$994K	0.09%
85	—CINEDIGM CORP	451,871	$987K	0.09%
86	—WHITING PETROLEUM CORPORATION	1,000,000	$973K	0.09%
87	—GSV CAPITAL CORP	1,000,000	$950K	0.08%
88	—HELIX ENERGY SOLUTIONS GROUP	740,000	$900K	0.08%
89	—TPG SPECIALTY LENDING, INC.	870,000	$897K	0.08%
90	—TEVA PHARM	975,000	$893K	0.08%
91	—MACQUARIE INFRASTRUCTURE	1,000,000	$891K	0.08%
92	—REDWOOD TRUST INC	880,000	$887K	0.08%
93	LINTA 3.75 02/15/30LIBERTY MEDIA	1,250,000	$872K	0.08%
94	—DASEKE	261,998	$839K	0.07%
95	SM 1.5 07/01/21SM ENERGY COMPANY	750,000	$699K	0.06%
96	—BLACKROCK TCP CAPITAL	675,000	$689K	0.06%
97	KMI 4.75 03/31/28EL PASO ENERGY CAPITAL TRUST	17,271	$675K	0.06%
98	—DEXCOM INC	400,000	$639K	0.06%
99	DISH 2.375 03/15/24DISH NETWORK	650,000	$602K	0.05%
100	ATLCATLANTICUS HOLDINGS	875	$580K	0.05%

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