ZAZOVE ASSOCIATES LLC Q2 2017 Filing

Filed July 28, 2017

Portfolio Value

$1.9B

Holdings

104

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (104 positions)

#	Stock	Shares	Value	% Portfolio
1	—PRICELINE COM	94,914,000	$108.6M	5.66%
2	LMCA 1.375 10/15/23LIBERTY MEDIA CORPORATION	90,403,000	$107.4M	5.60%
3	—TEVA PHARM	91,833,000	$99.0M	5.16%
4	—CITRIX SYSTEMS INC	78,547,000	$94.5M	4.93%
5	—ARCONIC INC	88,258,000	$94.4M	4.92%
6	—JANUS CAPITAL GROUP INC	53,541,000	$78.8M	4.11%
7	—SALESFORCE COM INC	51,555,000	$68.4M	3.56%
8	—RPM INTERNATIONAL INC	56,664,000	$67.1M	3.50%
9	—AIR LEASE CORPORATION	46,979,000	$64.9M	3.39%
10	—MACQUARIE INFRASTRUCTURE COMPANY LLC	58,142,000	$64.4M	3.36%
11	—RED HAT INC	42,328,000	$58.6M	3.06%
12	INTC 3.25 08/01/39INTEL CORPORATION	34,802,000	$57.5M	3.00%
13	—JOHNSON JOHNSON	30,839,000	$56.0M	2.92%
14	—TRINITY INDUSTRIES INC	42,670,000	$53.6M	2.80%
15	—EURONET WORLDWIDE INC	37,744,000	$48.3M	2.52%
16	—DYCOM INDUSTRIES INC	39,228,000	$45.7M	2.38%
17	—INTEL CORP	33,680,000	$44.1M	2.30%
18	—WORKDAY INC	29,680,000	$39.6M	2.06%
19	—PALO ALTO NETWORKS INC	25,400,000	$33.4M	1.74%
20	—FINISAR CORPORATION	27,600,000	$30.8M	1.61%
21	—COWEN GROUP INC	28,387,000	$29.2M	1.52%
22	FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST	549,358	$28.2M	1.47%
23	—ROYAL GOLD INC	25,868,000	$28.0M	1.46%
24	—ALON USA ENERGY INC	24,444,000	$27.8M	1.45%
25	—COLONY NORTHSTAR	27,029,000	$27.5M	1.43%
26	—CARRIAGE SERVICES	20,017,000	$26.1M	1.36%
27	NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS INC	21,217,000	$24.7M	1.29%
28	—GREENBRIER COMPANIES	17,703,000	$24.0M	1.25%
29	—MEDICINES COMPANY	21,850,000	$22.9M	1.19%
30	—CORENERGY INFRASTRUCTURE TRUST	17,815,000	$20.0M	1.04%
31	—INTERDIGITAL INC	15,350,000	$18.6M	0.97%
32	—ALTABA	15,340,000	$17.4M	0.91%
33	—PRA GROUP INC	18,155,000	$17.3M	0.90%
34	—HORIZON GLOBAL	15,825,000	$15.2M	0.79%
35	—HARMONIC INC	13,207,000	$15.1M	0.79%
36	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS	13,650,000	$14.9M	0.78%
37	—TELIGENT INC	12,323,000	$13.2M	0.69%
38	—SILVER STANDARD RESOURCES INC	13,550,000	$13.2M	0.69%
39	—MOLINA HEALTHCARE INC	9,945,000	$12.7M	0.66%
40	—AMYRIS	16,936,000	$11.4M	0.60%
41	—OASIS PETROLEUM	11,500,000	$11.3M	0.59%
42	—GENERAL MOTORS CORP	643,467	$11.2M	0.58%
43	—AKAMAI TECH	11,300,000	$11.1M	0.58%
44	—CSG SYSTEMS INTERNATIONAL INC	9,150,000	$9.9M	0.52%
45	WFC 7.5 PERP LWELLS FARGO COMPANY	6,879	$9.0M	0.47%
46	—PDL BIOPHARMA INC	9,880,000	$8.9M	0.46%
47	—B2GOLD CORPORATION	8,285,000	$8.7M	0.45%
48	MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC	5,702,000	$8.5M	0.45%
49	—CLOVIS ONCOLOGY INC	4,030,000	$6.8M	0.36%
50	—TERRAVIA HOLDINGS	14,610,000	$6.1M	0.32%
51	—ELECTRONICS FOR IMAGING	5,450,000	$5.9M	0.31%
52	—VITAMIN SHOPPE INC	7,180,000	$5.7M	0.30%
53	—MACQUARIE INFRASTRUCTURE	5,525,000	$5.5M	0.29%
54	—RESOURCE CAPITAL CORPORATION	4,705,000	$4.9M	0.25%
55	—PRICELINE COM	3,290,000	$4.8M	0.25%
56	—KEYW HOLDING CORP	4,767,000	$4.6M	0.24%
57	UONEURBAN ONE CLASS D	1,996,881	$4.5M	0.23%
58	—TERRAVIA HOLDINGS	7,160,000	$4.4M	0.23%
59	—IRIDIUM COMMUNICATIONS	10,580	$4.1M	0.21%
60	XEVVXEATON VANCE LIMITED DURATION INCOME FUND	273,998	$3.9M	0.20%
61	—WEBMD HEALTH CORP	3,021,000	$3.8M	0.20%
62	—ARBOR REALTY TRUST	3,575,000	$3.8M	0.20%
63	—COLONY NORTHSTAR	3,020,000	$3.2M	0.17%
64	—GLOBAL EAGLE ENTERTAINMENT INC	4,705,000	$3.1M	0.16%
65	—CEMEX S A	2,225,000	$2.7M	0.14%
66	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	303,805	$2.6M	0.14%
67	—CTRIP COM INTERNATIONAL LTD	2,140,000	$2.6M	0.14%
68	—EMMIS COMMUNICATIONS	858,684	$2.5M	0.13%
69	—SEACOR HOLDING INC	2,585,000	$2.2M	0.11%
70	—PDL BIOPHARMA INC	2,080,000	$2.1M	0.11%
71	—GLOBAL BROKERAGE INC	4,735,000	$2.0M	0.11%
72	—SAFEGUARD SCIENTIFICS	1,815,000	$1.9M	0.10%
73	—GSV CAPITAL CORP	1,845,000	$1.8M	0.10%
74	—QUANTUM CORP	1,500,000	$1.5M	0.08%
75	—BANK OF AMERICA	105,000	$1.3M	0.07%
76	—COLONY NORTHSTAR	85,174	$1.2M	0.06%
77	BAC 7.25 PERP LBANK OF AMERICA	900	$1.1M	0.06%
78	GDLGDL FUND	110,269	$1.1M	0.06%
79	—WELLTOWER INC	17,000	$1.1M	0.06%
80	—FELCOR LODGING TRUST INC	39,700	$1.1M	0.06%
81	—AMERICAN REALTY CAPITAL PROPERTIES INC	1,000,000	$1.0M	0.05%
82	—REDWOOD TRUST INC	900,000	$946K	0.05%
83	RABROOKFIELD REAL ASSETS INCOME FUND	36,347	$843K	0.04%
84	LINTA 3.75 02/15/30LIBERTY MEDIA	1,310,000	$830K	0.04%
85	—CLEAR CHANNEL OUTDOOR HOLDINGS INC	169,442	$822K	0.04%
86	—DEPOMED INC	800,000	$704K	0.04%
87	—MODUSLINK GLOBAL SOLUTIONS INC	700,000	$658K	0.03%
88	XFOFXCOHEN STEERS CLOSED-END OPPORTUNITY FUND	49,031	$637K	0.03%
89	UTFCOHEN STEERS INFRASTRUCTURE FUND	26,758	$632K	0.03%
90	GLUGABELLI CONVERTIBLE AND INCOME FUND	30,347	$614K	0.03%
91	DSUBLACKROCK DEBT STRATEGIES FUND	50,668	$585K	0.03%
92	XPHDXPIONEER FLOATING RATE TRUST	47,798	$569K	0.03%
93	DPGDUFF PHELPS GLOBAL UTILITY INCOME FUND	33,833	$562K	0.03%
94	—PERNIX THERAPEUTICS HOLDINGS	2,000,000	$550K	0.03%
95	SIRIEURSIRIUS XM RADIO INC	100,000	$547K	0.03%
96	—INTEGRATED DEVICE TECH	400,000	$425K	0.02%
97	DRRXEURDURECT CORPORATION	255,000	$398K	0.02%
98	—CUMULUS MEDIA INC	700,576	$315K	0.02%
99	XEVGXEATON VANCE SHORT DURATION DIVERSIFIED INC FUND	18,602	$261K	0.01%
100	—APOLLO SENIOR FLOATING RATE	14,507	$245K	0.01%

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