ZAZOVE ASSOCIATES LLC Q1 2022 Filing

Filed April 22, 2022

Portfolio Value

$1.1B

Holdings

166

Report Date

Q1 2022

Filing Type

13F-HR

All Holdings (166 positions)

#	Stock	Shares	Value	% Portfolio
101	—SALIENT MIDSTREAM & MLP FUND	156,650	$1.3M	0.11%
102	OIS 1.5 02/15/23OIL STATES INTERNATIONAL	1,350,000	$1.3M	0.11%
103	—SHIP FINANCE INTERNATIONAL	1,225,000	$1.3M	0.11%
104	—THERAVANCE BIOPHARMA	1,250,000	$1.2M	0.11%
105	RIG 0.5 01/30/23TRANSOCEAN	1,250,000	$1.2M	0.10%
106	—NABORS INDUSTRIES	1,250,000	$1.2M	0.10%
107	—APOLLO COMMERCIAL REAL ESTATE FINANCE	1,150,000	$1.1M	0.10%
108	SHAK 0 03/01/28SHAKE SHACK	1,388,000	$1.1M	0.10%
109	RLJ 1.95 PERP ARLJ LODGING TRUST $1.95	39,087	$1.1M	0.10%
110	PINSPINTEREST	40,000	$984K	0.09%
111	—RADIUS HEALTH	1,000,000	$969K	0.09%
112	—US ECOLOGY	215,457	$948K	0.08%
113	DISH 2.375 03/15/24DISH NETWORK	1,000,000	$938K	0.08%
114	—INTERCEPT PHARMACEUTICALS	1,000,000	$918K	0.08%
115	FET 9 08/04/25FORUM ENERGY TECHNOLOGIES	892,399	$880K	0.08%
116	LINTA 3.75 02/15/30LIBERTY INTERACTIVE	1,266,000	$867K	0.08%
117	SEALTD 0.25 09/15/26SEA LIMITED	1,000,000	$801K	0.07%
118	—TEAM	871,000	$784K	0.07%
119	—HELIX ENERGY SOLUTIONS GROUP	750,000	$751K	0.07%
120	—LANDSEA HOMES	2,865,761	$659K	0.06%
121	BKKT/WSBAKKT HOLDINGS	316,205	$653K	0.06%
122	CHGG 0 09/01/26CHEGG	776,000	$636K	0.06%
123	HAE 0 03/01/26HAEMONETICS	750,000	$629K	0.06%
124	—FREYR BATTERY	139,700	$590K	0.05%
125	TBPHTHERAVANCE BIOPHARMA	59,599	$570K	0.05%
126	—MFA FINANCIAL	518,000	$519K	0.05%
127	XFRAXBLACKROCK FLOATING RATE INCOME STRATEGIES FUND	38,276	$498K	0.04%
128	PMT 5.5 03/15/26PENNYMAC MORTGAGE INVESTMENT TRUST	500,000	$477K	0.04%
129	—INSPIRATO	227,241	$432K	0.04%
130	PCTTWPURECYCLE TECHNOLOGIES	150,300	$429K	0.04%
131	—AUSTERLITZ ACQUISITION	726,072	$410K	0.04%
132	ARQQARQIT QUANTUM	89,936	$403K	0.04%
133	EPDENTERPRISE PRODUCTS PARTNERS	14,710	$380K	0.03%
134	—MIRION TECHNOLOGIES	199,518	$354K	0.03%
135	WFRDWEATHERFORD INTERNATIONAL	9,512	$317K	0.03%
136	—FINANCE OF AMERICA COMPANIES	815,113	$303K	0.03%
137	TK 5 01/15/23TEEKAY	296,000	$302K	0.03%
138	PSFEPAYSAFE	546,914	$287K	0.03%
139	EOSEWEOS ENERGY ENTERPRISES	253,067	$277K	0.02%
140	NCMIEURNATIONAL CINEMEDIA	105,928	$269K	0.02%
141	FOAFINANCE OF AMERICA COMPANIES	84,944	$258K	0.02%
142	GELGENESIS ENERGY	20,500	$240K	0.02%
143	KMI 4.75 03/31/28EL PASO ENERGY CAPITAL TRUST	4,706	$235K	0.02%
144	—IRONNET	204,574	$232K	0.02%
145	—APOLLO SENIOR FLOATING RATE	14,507	$212K	0.02%
146	—CANO HEALTH	129,450	$207K	0.02%
147	RNG 0 03/15/26RINGCENTRAL	240,000	$199K	0.02%
148	BFLYWBUTTERFLY NETWORK	174,427	$175K	0.02%
149	ETENERGY TRANSFER	15,000	$168K	0.01%
150	GSGOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND	10,866	$131K	0.01%
151	CTVHELIX ENERGY SOLUTIONS GROUP	20,000	$96K	0.01%
152	MAPSWWM TECHNOLOGY	37,036	$81K	0.01%
153	—GORES GUGGENHEIM	24,495	$78K	0.01%
154	CURICURIOSITYSTREAM	150,157	$70K	0.01%
155	—23ANDME	14,816	$57K	0.01%
156	—BLACK MOUNTAIN ACQUISITION	210,103	$56K	0.00%
157	—MOTIVE CAPITAL	125,193	$51K	0.00%
158	TNMGBLUE OCEAN ACQUISITION	168,542	$50K	0.00%
159	—VAHANNA TECH EDGE ACQUISITION	150,602	$50K	0.00%
160	—FTAC ZEUS ACQUISITION	125,000	$46K	0.00%
161	—C5 ACQUISITION	108,607	$39K	0.00%
162	—CRYPTO 1 ACQUISITION	124,700	$33K	0.00%
163	JSPRWJASPER THERAPEUTICS	65,456	$22K	0.00%
164	—MUDRICK CAPITAL ACQUISITION	21,800	$9K	0.00%
165	—GOOD WORKS II ACQUISITION	31,076	$7K	0.00%
166	—EAST STONE ACQUISITION	30,000	$6K	0.00%

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