WHITEBOX ADVISORS LLC Q4 2022 Filing
Filed February 14, 2023
Portfolio Value
$3.6B
Holdings
767
Report Date
Q4 2022
Filing Type
13F-HR
All Holdings (767 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 101,512,000 | $160.4T | 4435046.02% | |
| 2 | AALAMERICAN AIRLS GROUP INC | 10,139,587 | $129.0T | 3566408.10% | Put |
| 3 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 86,179,000 | $127.2T | 3518508.16% | |
| 4 | SPYSPDR S&P 500 ETF TR | 320,627 | $122.6T | 3390593.35% | Put |
| 5 | —COPA HOLDINGS SA | 64,495,000 | $109.7T | 3033656.71% | |
| 6 | AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC | 103,980,000 | $109.6T | 3030498.57% | |
| 7 | CATCATERPILLAR INC | 400,000 | $95.8T | 2649707.62% | Put |
| 8 | NOVA 0.25 12/01/26SUNNOVA ENERGY INTL INC. | 111,400,000 | $86.2T | 2382698.92% | |
| 9 | DEDEERE & CO | 200,000 | $85.8T | 2371198.53% | Put |
| 10 | HONHONEYWELL INTL INC | 400,000 | $85.7T | 2370313.67% | Put |
| 11 | WOLF 1.75 05/01/26WOLFSPEED INC | 49,209,000 | $79.1T | 2185993.83% | |
| 12 | Z 1.375 09/01/26ZILLOW GROUP INC | 76,287,000 | $76.9T | 2125295.16% | |
| 13 | LBRDKLIBERTY BROADBAND CORP | 998,089 | $76.1T | 2104973.70% | |
| 14 | RCLROYAL CARIBBEAN GROUP | 1,400,000 | $69.2T | 1913560.98% | Put |
| 15 | —WIX COM LTD | 67,042,000 | $65.1T | 1800628.06% | |
| 16 | DISH 0 12/15/25DISH NETWORK CORPORATION | 92,500,000 | $59.0T | 1631871.93% | |
| 17 | VALVALARIS LIMITED | 836,005 | $56.5T | 1563175.36% | |
| 18 | —ENCORE CAP EUROPE FIN LTD | 47,900,000 | $56.5T | 1561611.43% | |
| 19 | SMHVANECK ETF TRUST | 260,000 | $52.8T | 1459031.48% | Put |
| 20 | GPORGULFPORT ENERGY CORP | 709,085 | $52.2T | 1443895.41% | |
| 21 | AAPLAPPLE INC | 370,000 | $48.1T | 1329336.17% | Put |
| 22 | ZS 0.125 07/01/25ZSCALER INC | 42,818,000 | $45.0T | 1243195.23% | |
| 23 | WTWWILLIS TOWERS WATSON PLC LTD | 179,953 | $44.0T | 1217036.75% | |
| 24 | ARRY 1 12/01/28ARRAY TECHNOLOGIES INC | 43,150,000 | $43.9T | 1212863.27% | |
| 25 | TFPMTRIPLE FLAG PRECIOUS METAL | 2,963,140 | $40.8T | 1127442.13% | |
| 26 | NVAX 3.75 02/01/23NOVAVAX INC | 39,665,000 | $39.3T | 1087925.14% | |
| 27 | CCLCARNIVAL CORP | 4,500,000 | $36.3T | 1002931.37% | Put |
| 28 | MDB 0.25 01/15/26MONGODB INC | 29,936,000 | $35.1T | 970577.64% | |
| 29 | W 1 08/15/26WAYFAIR INC | 61,500,000 | $34.8T | 963042.24% | |
| 30 | BILL 0 12/01/25BILL COM HLDGS INC | 33,082,000 | $33.8T | 935817.26% | |
| 31 | ON 0 05/01/27ON SEMICONDUCTOR CORP | 25,000,000 | $33.1T | 915966.41% | |
| 32 | MSTR 0.75 12/15/25MICROSTRATEGY INC | 70,400,000 | $32.5T | 899369.79% | |
| 33 | BYNDBEYOND MEAT INC | 2,460,000 | $30.3T | 837368.89% | Put |
| 34 | CHRDCHORD ENERGY CORPORATION | 216,550 | $29.6T | 819218.40% | |
| 35 | MSTR 0 02/15/27MICROSTRATEGY INC | 80,800,000 | $29.4T | 812826.24% | |
| 36 | UALUNITED AIRLS HLDGS INC | 770,000 | $29.0T | 802704.57% | Put |
| 37 | CIVICIVITAS RESOURCES INC | 471,608 | $27.3T | 755454.56% | |
| 38 | BE 2.5 08/15/25BLOOM ENERGY CORP | 19,829,000 | $26.7T | 737803.05% | |
| 39 | DKNG 0 03/15/28DRAFTKINGS INC NEW | 39,250,000 | $24.3T | 671278.94% | |
| 40 | EXECHESAPEAKE ENERGY CORP | 255,250 | $24.1T | 666075.37% | |
| 41 | RDFN 0 10/15/25REDFIN CORP | 40,615,000 | $24.0T | 663323.85% | |
| 42 | ITWILLINOIS TOOL WKS INC | 100,000 | $22.0T | 609169.51% | Put |
| 43 | HEIHEICO CORP NEW | 183,581 | $22.0T | 608400.32% | |
| 44 | NVMI 0 10/15/25NOVA LTD | 18,000,000 | $21.9T | 606487.28% | |
| 45 | —INFINERA CORP | 17,000,000 | $21.1T | 582618.23% | |
| 46 | NCLH 1.125 02/15/27NCL CORP LTD | 30,075,000 | $20.4T | 564509.34% | |
| 47 | ECPG 3.25 10/01/25ENCORE CAP GROUP INC | 15,550,000 | $20.2T | 559626.44% | |
| 48 | DISHDISH NETWORK CORPORATION | 1,400,000 | $19.7T | 543524.10% | Put |
| 49 | ATVIEURACTIVISION BLIZZARD INC | 256,065 | $19.6T | 542024.70% | |
| 50 | NENOBLE CORP PLC | 514,594 | $19.4T | 536592.89% | |
| 51 | MAXN 6.5 07/15/25MAXEON SOLAR TECHNOLOGIES LT | 16,775,000 | $18.3T | 506766.21% | |
| 52 | BANDBANDWIDTH INC | 24,405,000 | $18.3T | 505322.12% | |
| 53 | MARA 1 12/01/26MARATHON DIGITAL HOLDINGS IN | 80,478,000 | $18.0T | 496608.59% | |
| 54 | 0J7QIAC INC | 402,139 | $17.9T | 493722.40% | |
| 55 | SRPTSAREPTA THERAPEUTICS INC | 14,870,000 | $17.1T | 473887.84% | |
| 56 | AORT 4.25 07/01/25ARTIVION INC | 19,250,000 | $16.7T | 462460.03% | |
| 57 | SPAQUSDFISKER INC | 2,267,300 | $16.5T | 455792.38% | Put |
| 58 | WWAYFAIR INC | 500,000 | $16.4T | 454734.12% | Put |
| 59 | —GARRETT MOTION INC | 1,864,870 | $16.2T | 448633.27% | |
| 60 | RIG 4.625 09/30/29 *TRANSOCEAN INC | 10,342,000 | $15.7T | 432823.29% | |
| 61 | BITOPROSHARES TR | 1,500,000 | $15.6T | 432612.66% | Put |
| 62 | DDOG 0.125 06/15/25DATADOG INC | 14,000,000 | $15.3T | 422450.62% | |
| 63 | BYND 0 03/15/27BEYOND MEAT INC | 56,025,000 | $14.2T | 391945.83% | |
| 64 | VREX 4 06/01/25VAREX IMAGING CORP | 11,550,000 | $13.4T | 371884.30% | |
| 65 | RDFN 0.5 04/01/27REDFIN CORP | 26,977,000 | $12.3T | 340905.11% | |
| 66 | BLCOBAUSCH PLUS LOMB CORP | 766,476 | $11.9T | 328725.98% | |
| 67 | RIGTRANSOCEAN LTD | 2,500,000 | $11.4T | 315230.70% | Put |
| 68 | RACEFERRARI N V | 50,000 | $10.7T | 296178.60% | Put |
| 69 | ESPR 4 11/15/25ESPERION THERAPEUTICS INC NE | 19,600,000 | $10.6T | 292666.82% | |
| 70 | —OMEROS CORP | 10,800,000 | $10.2T | 282214.43% | |
| 71 | LRN 1.125 09/01/27STRIDE INC | 11,292,000 | $10.1T | 278084.77% | |
| 72 | MUMICRON TECHNOLOGY INC | 200,000 | $10.0T | 276407.55% | Put |
| 73 | BILI 0.5 12/01/26BILIBILI INC | 13,404,000 | $9.9T | 272424.03% | |
| 74 | NCLHNORWEGIAN CRUISE LINE HLDG L | 750,000 | $9.2T | 253843.67% | Put |
| 75 | HOUS 0.25 06/15/26REALOGY GRP LLC/REALOGY CO | 13,070,000 | $9.1T | 252625.06% | |
| 76 | TRIPTRIPADVISOR INC | 500,000 | $9.0T | 248589.83% | Put |
| 77 | LBRDALIBERTY BROADBAND CORP | 118,151 | $9.0T | 247808.75% | |
| 78 | —CLOUDFLARE INC | 6,477,000 | $9.0T | 247606.89% | |
| 79 | RIG 4 12/15/25 *TRANSOCEAN INC | 7,111,000 | $8.6T | 236725.34% | |
| 80 | —NABORS INDS INC | 9,233,000 | $8.5T | 234884.48% | |
| 81 | VERI 1.75 11/15/26VERITONE INC | 13,950,000 | $8.4T | 232410.06% | |
| 82 | UPST 0.25 08/15/26UPSTART HLDGS INC | 15,861,000 | $8.3T | 230257.36% | |
| 83 | FOXFOX CORP | 289,126 | $8.2T | 227453.75% | |
| 84 | CCIVGBPLUCID GROUP INC | 1,200,000 | $8.2T | 226634.28% | Put |
| 85 | THCTENET HEALTHCARE CORP | 164,658 | $8.0T | 222145.40% | |
| 86 | OMER 5.25 02/15/26OMEROS CORP | 13,005,000 | $6.7T | 184347.25% | |
| 87 | NUENUCOR CORP | 50,000 | $6.6T | 182239.29% | Put |
| 88 | TWO 6.25 01/15/26TWO HARBORS INVENTMENT CORPO | 7,600,000 | $6.5T | 179299.82% | |
| 89 | CUKCARNIVAL PLC | 896,290 | $6.4T | 178197.29% | |
| 90 | —DOCUSIGN INC | 6,221,000 | $6.4T | 175806.43% | |
| 91 | VATE 7.5 08/01/26 *INNOVATE CORP | 7,640,000 | $6.1T | 169134.66% | |
| 92 | NVDANVIDIA CORPORATION | 40,000 | $5.8T | 161641.46% | Put |
| 93 | —ANZU SPECIAL ACQUISITIN CORP | 552,000 | $5.5T | 152943.30% | |
| 94 | BKD 7 11/15/25BROOKDALE SR LIVING INC | 120,000 | $5.3T | 146764.78% | |
| 95 | —PROTALIX BIOTHERAPEUTICS INC | 5,000,000 | $5.2T | 142406.85% | |
| 96 | DCHAMERICAN AXLE & MFG HLDGS IN | 619,233 | $4.8T | 133901.21% | |
| 97 | LINTA 3.75 02/15/30LIBERTY MEDIA CORP DEL | 14,060,000 | $4.8T | 132186.74% | |
| 98 | GTGOODYEAR TIRE & RUBR CO | 451,006 | $4.6T | 126582.02% | |
| 99 | RCL 4.25 06/15/23ROYAL CARIBBEAN GROUP | 4,500,000 | $4.5T | 123469.04% | |
| 100 | GOSS 5 06/01/27GOSSAMER BIO INC | 14,004,000 | $4.5T | 123334.68% |
Page 1 of 8Next