Westchester Capital Management, LLC Q4 2020 Filing

Filed February 12, 2021

Portfolio Value

$3.1B

Holdings

206

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (206 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	WTWWillis Towers Watson Public Limited Co.	1,061,599	$223.7M	7.30%
2	SPYSPDR S&P 500 ETF TR	550,000	$205.6M	6.71%	Put
3	VAREURVarian Medical Systems, Inc.	1,118,006	$195.7M	6.39%
4	TIFEURTiffany & Co.	1,414,510	$185.9M	6.07%
5	WORKSlack Technologies, Inc.	3,366,544	$142.2M	4.64%
6	IPHIInphi Corporation	839,267	$134.7M	4.40%
7	EVEUREaton Vance Corp.	1,972,179	$134.0M	4.37%
8	MXIMMaxim Integrated Products, Inc.	1,504,121	$133.3M	4.35%	Call
9	—IHS Markit Ltd.	1,437,110	$129.1M	4.21%
10	ALXNAlexion Pharmaceuticals, Inc.	790,632	$123.5M	4.03%
11	NAVNavistar International Corporation	2,466,938	$108.4M	3.54%
12	XLNXEURXilinx, Inc.	726,558	$103.0M	3.36%
13	—Grubhub Inc	1,275,583	$95.2M	3.11%
14	CXOEURConcho Resources Inc.	1,515,561	$88.4M	2.89%
15	—National General Holdings Corp.	2,525,689	$86.3M	2.82%	Put
16	IHIiShares TR	198,000	$64.8M	2.12%	Put
17	—Virtusa Corporation	956,658	$48.9M	1.60%
18	DDDuPont de Nemours, Inc.	636,302	$45.2M	1.48%	Put
19	—Fitbit, Inc.	5,778,861	$39.3M	1.28%
20	RPRealPage, Inc.	393,128	$34.3M	1.12%
21	—Ajax I	2,064,515	$25.6M	0.84%
22	AJRDEURAerojet Rocketdyne Holdings, Inc.	441,231	$23.3M	0.76%
23	QSQuantumScape Corporation	300,000	$22.8M	0.74%
24	XPOXPO Logistics, Inc.	179,600	$21.4M	0.70%	Put
25	VODVodafone Group Plc NEW	1,091,000	$18.0M	0.59%	Put
26	—Cohn Robbins Holdings Corp.	1,516,173	$15.8M	0.52%
27	—E.Merge Technology Acquisition Corp.	1,413,801	$14.5M	0.47%
28	—Churchill Capital Corp IV	1,406,030	$14.1M	0.46%
29	—CC Neuberger Principal Holdings I	1,295,961	$14.0M	0.46%
30	EBAeBay Inc.	279,200	$14.0M	0.46%	Put
31	—Juniper Industrial Holdings, Inc.	1,280,293	$13.7M	0.45%
32	—GS Acquisition Holdings Corp II	1,241,083	$13.5M	0.44%
33	—Artius Acquisition Inc.	1,272,057	$13.5M	0.44%
34	TDWDTailwind Acquisition Corp.	1,269,655	$13.2M	0.43%
35	—CC Neuberger Principal Holdings II	1,250,524	$13.0M	0.42%
36	—Burgundy Technology Acquisition Corp.	1,220,139	$12.7M	0.41%
37	—Apollo Strategic Growth Capital	1,132,664	$12.4M	0.40%
38	—Trebia Acquisition Corp.	1,117,275	$12.1M	0.39%
39	—Yucaipa Acquisition Corporation	1,100,372	$11.1M	0.36%
40	—CONX Corp.	1,052,603	$11.0M	0.36%
41	—Falcon Capital Acquisition Corp.	1,005,691	$10.6M	0.35%
42	—Spartan Acquisition Corp. II	872,964	$9.4M	0.31%
43	ACMAECOM	180,800	$9.0M	0.29%	Put
44	—LGL Systems Acquisition Corporation	862,498	$8.7M	0.28%
45	—FTAC Olympus Acquisition Corp.	825,036	$8.5M	0.28%
46	—Churchill Capital Corp II	819,188	$8.5M	0.28%
47	CBBCincinnati Bell Inc. NEW	524,400	$8.0M	0.26%
48	—Foley Trasimene Acquisition Corp.	709,564	$7.9M	0.26%
49	—BowX Acquisition Corp.	733,247	$7.8M	0.26%
50	—Macquarie Infrastructure Corp	7,853,000	$7.8M	0.26%
51	—Hudson Executive Investment Corp.	681,062	$7.4M	0.24%
52	—Tuscan Holdings Corp. II	658,246	$7.2M	0.24%
53	—Altitude Acquisition Corp.	697,500	$7.2M	0.24%
54	—Ascendant Digital Acquisition Corp.	695,387	$7.1M	0.23%
55	DELLDell Technologies Inc.	95,638	$7.0M	0.23%	Put
56	—Healthcare Services Acquisition Corp.	681,327	$7.0M	0.23%
57	PRIAFPrime Impact Acquisition I	651,125	$6.6M	0.21%
58	—TWC Tech Holdings II Corp.	620,000	$6.5M	0.21%
59	SUXSYNNEX Corporation	77,700	$6.3M	0.21%	Put
60	—Avanti Acquisition Corp.	583,028	$6.0M	0.20%
61	—Golden Falcon Acquisition Corp.	569,153	$5.9M	0.19%
62	WDRWaddell & Reed Financial, Inc.	228,679	$5.8M	0.19%
63	—Vy Global Growth	557,629	$5.8M	0.19%
64	—ScION Tech Growth I	557,319	$5.8M	0.19%
65	—Fusion Acquisition Corp.	492,434	$5.6M	0.18%
66	—Broadmark Realty Capital Inc.	544,167	$5.6M	0.18%
67	—VG Acquisition Corp.	480,492	$5.5M	0.18%
68	—ACE Convergence Acquisition Corp.	524,916	$5.4M	0.18%
69	—Thunder Bridge Acquisition II, Ltd.	404,858	$5.4M	0.17%
70	—Gores Holdings V, Inc.	513,305	$5.3M	0.17%
71	—Motive Capital Corp	506,408	$5.3M	0.17%
72	—Merida Merger Corp. I	520,379	$5.3M	0.17%
73	—Montes Archimedes Acquisition Corp.	500,000	$5.3M	0.17%
74	—Nuveen Int. Dur. Muni Term Fund	373,164	$5.2M	0.17%
75	—Sports Entertainment Acquisition Corp	511,101	$5.2M	0.17%
76	KSUEURKansas City Southern	25,257	$5.2M	0.17%	Put
77	—Highcape Capital Acquisition Corp.	471,804	$4.8M	0.16%
78	—RedBall Acquisition Corp.	437,164	$4.8M	0.16%
79	—IAC/InterActiveCorp. NEW	24,170	$4.6M	0.15%	Put
80	—Whole Earth Brands Inc.	407,757	$4.4M	0.15%
81	—New Providence Aquisition Corp.	318,255	$4.3M	0.14%
82	DISCKUSDDiscovery Inc.	164,578	$4.3M	0.14%
83	—Senior Connect Acquisition Corp. I	410,304	$4.2M	0.14%
84	—FirstMark Horizon Acquisition Corp.	350,000	$4.0M	0.13%
85	—Qell Acquisition Corp.	300,387	$4.0M	0.13%
86	—Equity Distribution Acquisition Corp.	386,118	$4.0M	0.13%
87	PRCHPorch Group Inc	300,000	$3.9M	0.13%
88	CNXCConcentrix Corporation	38,900	$3.8M	0.13%
89	—Avanti Acquisition Corp.	350,000	$3.8M	0.12%
90	SOGOGBPSogou Inc.	451,668	$3.7M	0.12%
91	—Pluralsight, Inc.	175,300	$3.7M	0.12%
92	—TPG Pace Tech Opportunities Corp.	314,275	$3.5M	0.11%
93	DMYDdMY Technology Group, Inc. II	187,118	$3.3M	0.11%
94	—Vy Global Growth	300,000	$3.2M	0.11%
95	FTVFortive Corporation	44,420	$3.1M	0.10%
96	—Galileo Acquisition Corp.	300,000	$3.1M	0.10%
97	—Sports Entertainment Acquisition Corp	281,323	$3.0M	0.10%
98	—Holicity Inc.	299,000	$3.0M	0.10%
99	—Landcadia Holdings III, Inc.	270,000	$3.0M	0.10%
100	—DFP Healthcare Acquisitions Corp.	271,300	$2.9M	0.10%

Page 1 of 3Next