Westchester Capital Management, LLC Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$2.8B

Holdings

140

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (140 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—Graf Industrial Corp.	894,467	$392.0M	13.80%
2	—Mudrick Capital Acquisition	500,000	$245.0M	8.62%
3	—Akazoo S.A.	490,198	$240.0M	8.45%
4	—Tuscan Holdings Corp. II	475,000	$214.0M	7.53%
5	AGNAllergan PLC	1,117,009	$213.5M	7.52%
6	IACIEURIAC/InterActiveCorp	655,008	$163.2M	5.74%	Put
7	—Merida Merger Corp. I	273,214	$136.0M	4.79%
8	MPCMarathon Petroleum Corporation	2,132,800	$128.5M	4.52%	Put
9	AYAEURThe Stars Group Inc.	4,732,841	$122.2M	4.30%
10	ZAYOEURZayo Group Holdings, Inc.	3,462,140	$120.0M	4.22%
11	MSGSMadison Square Garden Co NEW	405,700	$119.4M	4.20%	Put
12	TIFEURTiffany & Co. NEW	852,626	$114.0M	4.01%
13	SPYSPDR S&P 500 ETF TR	350,000	$112.7M	3.96%	Put
14	—Cypress Semiconductor Corporation	4,813,755	$112.3M	3.95%
15	—Wright Medical Group N.V.	3,201,104	$97.6M	3.43%
16	MASMasco Corporation	1,886,000	$90.5M	3.19%	Put
17	CZREURCaesars Entertainment Corporation	6,522,502	$88.7M	3.12%
18	LPTUSDLiberty Property Trust	1,467,201	$88.1M	3.10%
19	WCGEURWellCare Health Plans, Inc.	264,649	$87.4M	3.08%
20	0VVBViacomCBS Inc.	2,029,624	$85.2M	3.00%	Put
21	UTXZUnited Technologies Corporation	532,300	$79.7M	2.81%	Put
22	TMUST-Mobile US, Inc.	992,554	$77.8M	2.74%	Put
23	WBC1EURWABCO Holdings Inc.	538,027	$72.9M	2.57%
24	AMTTD Ameritrade Holding Corporation	1,420,585	$70.6M	2.48%
25	RTN1USDRaytheon Company	295,800	$65.0M	2.29%	Put
26	MLNXMellanox Technologies Ltd.	487,754	$57.2M	2.01%
27	—Tallgrass Energy, LP	2,217,066	$49.0M	1.73%
28	—Gigcapital2, Inc.	135,000	$43.0M	1.51%
29	DDDuPont de Nemours, Inc.	483,987	$31.1M	1.09%	Put
30	ADSWAdvanced Disposal Services, Inc. DEL	785,749	$25.8M	0.91%
31	SMHVANECK VECTORS ETF TRUST	145,000	$20.5M	0.72%	Put
32	—Legacy Acquisition Corp.	1,966,372	$20.2M	0.71%
33	—Fitbit, Inc.	3,042,822	$20.0M	0.70%
34	—ArQule Inc.	925,862	$18.5M	0.65%
35	FOXFox Corporation	504,777	$18.4M	0.65%
36	—Pure Acquisition Corp.	1,683,843	$17.5M	0.61%
37	HGVHilton Grand Vacations Inc.	502,717	$17.3M	0.61%	Put
38	QGENQIAGEN N.V.	471,667	$15.9M	0.56%
39	—Graf Industrial Corp.	1,494,467	$15.2M	0.54%
40	—Tech Data Corporation	102,229	$14.7M	0.52%
41	—Juniper Industrial Holdings, Inc.	1,400,000	$14.3M	0.50%
42	—Leo Holdings Corp.	1,206,905	$12.5M	0.44%
43	AXTAAxalta Coating Systems Ltd.	404,536	$12.3M	0.43%	Put
44	—Broadmark Realty Capital Inc.	955,531	$12.2M	0.43%
45	—Mosaic Acquisition Corp.	1,113,329	$11.5M	0.40%
46	—Alberton Acquisition Corporation	1,070,006	$11.1M	0.39%
47	EBAeBay Inc.	288,000	$10.4M	0.37%	Put
48	—Act II Global Acquisition Corp.	999,998	$10.1M	0.36%
49	APOEURApollo Global Management Inc.	211,839	$10.1M	0.36%	Put
50	—Haymaker Acquisition Corp. II	999,996	$10.1M	0.35%
51	MYLMylan NV	475,800	$9.6M	0.34%	Put
52	—VectoIQ Acquisition Corp.	918,404	$9.5M	0.33%
53	—Tuscan Holdings Corp. II	950,000	$9.4M	0.33%
54	—CF Finance Acquisition Corp.	885,252	$9.1M	0.32%
55	—Trident Acquisitions Corp.	786,267	$8.3M	0.29%
56	—Thunder Bridge Acquisition II, Ltd.	799,992	$8.0M	0.28%
57	—Tuscan Holdings Corp.	799,100	$8.0M	0.28%
58	—Apex Technology Acquisition Corporation	799,998	$7.9M	0.28%
59	—Nebula Acquisition Corporation	750,000	$7.9M	0.28%
60	—TKK Symphony Acquisition Corporation	755,113	$7.7M	0.27%
61	—CIIG Merger Corp.	750,000	$7.6M	0.27%
62	—Spartan Energy Acquisition Corp.	705,800	$7.2M	0.25%
63	—Software Acquisition Group Inc.	700,000	$7.1M	0.25%
64	—Andina Acquisition Corp. III	691,100	$7.0M	0.25%
65	—Opes Acquisition Corp.	624,381	$6.6M	0.23%
66	—Leisure Acquisition Corp.	606,900	$6.3M	0.22%
67	—Pivotal Investment Corporation II	599,994	$6.0M	0.21%
68	—FinTech Acquisition Corp. III	568,514	$5.8M	0.20%
69	—ChaSerg Technology Acquisition Corp.	530,160	$5.8M	0.20%
70	—Ra Pharmaceuticals, Inc.	119,916	$5.6M	0.20%	Put
71	—Merida Merger Corp. I	546,428	$5.3M	0.19%
72	—PropTech Acquisition Corporation	500,000	$5.2M	0.18%
73	—Mudrick Capital Acquisition	500,000	$5.2M	0.18%
74	—Hennessy Capital Acquisition Corp. IV	499,996	$5.1M	0.18%
75	—New Providence Aquisition Corp.	500,000	$4.9M	0.17%
76	—Gordon Pointe Acquisition Corp.	458,496	$4.9M	0.17%
77	—Tiberius Acquisition Corporation	450,000	$4.7M	0.17%
78	DISCKUSDDiscovery Inc.	150,121	$4.6M	0.16%
79	—The Medicines Company	51,100	$4.3M	0.15%
80	—InterXion Holding N.V.	48,104	$4.0M	0.14%
81	—Megalith Financial Acquisition Corp.	359,749	$3.7M	0.13%
82	—Churchill Capital Corp II	349,998	$3.6M	0.13%
83	HIOWestern Asset High Income Opportunity Fun	707,954	$3.6M	0.13%
84	—Forum Merger II Corporation	338,100	$3.5M	0.12%
85	—Collier Creek Holdings	329,997	$3.4M	0.12%
86	—Galileo Acquisition Corp.	300,000	$3.1M	0.11%
87	VODVodafone Group Plc NEW	144,600	$2.8M	0.10%	Put
88	—Monocle Acquisition Corporation	273,608	$2.8M	0.10%
89	—Longevity Acquisition Corporation	262,500	$2.7M	0.10%
90	—LGL Systems Acquisition Corporation	250,000	$2.5M	0.09%
91	—Sprint Corporation	483,882	$2.5M	0.09%
92	—Nuveen Int. Dur. Muni Term Fund	175,555	$2.4M	0.09%
93	XNEAXNuveen AMT-Free Qty Muni Inc Fd	168,670	$2.4M	0.09%
94	NRKNuveen NY AMT-Free Muni Inc	178,285	$2.4M	0.09%
95	NZFNuveen Municipal Credit Income	147,677	$2.4M	0.09%
96	MYIBlackRock MuniYield Quality Fd	176,326	$2.4M	0.08%
97	—Caesars Entertainment Corporation	1,150,299	$2.2M	0.08%
98	—Fellazo Inc.	201,008	$2.0M	0.07%
99	GNWGenworth Financial, Inc.	372,802	$1.6M	0.06%
100	CBPXEURContinental Building Products, Inc.	43,497	$1.6M	0.06%

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