Westchester Capital Management, LLC Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$2.6T

Holdings

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (84 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	AABAUSDAltaba Inc.	4,280,089	$299.0B	11.70%
2	TWXCHFTime Warner Inc.	3,157,750	$288.8B	11.30%
3	—DowDuPont Inc.	3,418,241	$243.4B	9.53%	Put
4	NXPINXP Semiconductors NV	1,806,888	$211.6B	8.28%
5	SPYSPDR S&P 500 ETF TR	675,000	$180.1B	7.05%	Put
6	HUNHuntsman Corporation	3,674,050	$122.3B	4.79%	Put
7	—Rockwell Collins, Inc.	746,283	$101.2B	3.96%
8	SNIScripps Networks Interactive Inc	1,105,345	$94.4B	3.69%
9	FOXATwenty-First Century Fox, Inc.	2,543,470	$86.8B	3.40%	Put
10	—Monsanto Company NEW	655,912	$76.6B	3.00%
11	AIGAmerican International Group, Inc.	1,276,800	$76.1B	2.98%	Put
12	—Orbital ATK, Inc.	549,750	$72.3B	2.83%
13	—Aetna Inc. NEW	391,674	$70.7B	2.76%
14	—Calpine Corporation	4,188,231	$63.4B	2.48%
15	BDXBecton, Dickinson and Company	251,696	$53.9B	2.11%
16	—GGP Inc.	2,223,350	$52.0B	2.03%
17	—CalAtlantic Group, Inc.	806,805	$45.5B	1.78%
18	—ILG, Inc.	1,451,343	$41.3B	1.62%	Put
19	—Cavium Inc.	443,735	$37.2B	1.46%
20	JCIJohnson Controls International PLC	513,007	$19.6B	0.77%	Put
21	—Impax Laboratories Inc	19,731,000	$19.2B	0.75%
22	—CBS Corporation NEW	306,925	$18.1B	0.71%	Put
23	CSXCSX Corporation	306,800	$16.9B	0.66%	Put
24	APTVAptiv PLC	154,830	$15.8B	0.62%	Put
25	—Dynegy, Inc. NEW DEL	1,286,736	$15.2B	0.60%
26	VACMarriot Vacations Worldwide Co.	109,500	$14.8B	0.58%	Put
27	QCOMQUALCOMM Incorporated	214,000	$13.7B	0.54%	Put
28	—Forum Merger Corporation	1,278,587	$12.8B	0.50%
29	DXCDXC Technology Company	131,900	$12.5B	0.49%	Put
30	—Brocade Communications SYS I	11,954,000	$12.2B	0.48%
31	—Avista Healthcare Public Acquisition Corp	1,053,000	$10.4B	0.41%
32	STWDStarwood Property Trust, Inc.	484,358	$10.3B	0.40%
33	—Pensare Acquisition Corp.	1,029,998	$10.0B	0.39%
34	—Advanced Accelerator Applications SA	121,585	$9.9B	0.39%
35	—Modern Media Acquisition Corp.	980,396	$9.6B	0.38%
36	—Almost Family Inc.	143,820	$8.0B	0.31%
37	EQTEQT Corporation	121,600	$6.9B	0.27%	Put
38	—GigCapital, Inc.	652,920	$6.5B	0.26%
39	—Legacy Acquisition Corp.	580,000	$5.8B	0.23%
40	—Pinnacle Entertainment, Inc. NEW	170,654	$5.6B	0.22%
41	LM03Liberty Media Corp DELAWARE	137,973	$5.5B	0.21%
42	CTLEURCenturyLink, Inc.	318,447	$5.3B	0.21%
43	—CM Seven Star Acquisition Corp.	474,998	$4.6B	0.18%
44	—Black Ridge Acquisition Corp.	460,000	$4.5B	0.17%
45	GEGeneral Electric Company	246,600	$4.3B	0.17%	Put
46	MGIEURMoneyGram International, Inc.	326,252	$4.3B	0.17%
47	XLBSelect Sector SPDR TR	68,300	$4.1B	0.16%	Put
48	DOVDover Corp	40,100	$4.0B	0.16%	Put
49	HIOWestern Asset High Income Opportunity Fun	763,229	$3.9B	0.15%
50	TRCOTribune Media Company	88,376	$3.8B	0.15%
51	DSUBlackrock Debt Strategies Fund, Inc.	318,149	$3.7B	0.15%
52	—Regalwood Global Energy Ltd.	337,755	$3.4B	0.13%
53	—Electrum Special Acquisition Corp.	300,000	$3.1B	0.12%
54	—Delphi Automotive PLC	27,270	$2.8B	0.11%	Put
55	NWSANews Corporation NEW	163,001	$2.6B	0.10%
56	—Silver Run Acquisition	256,894	$2.5B	0.10%
57	—Big Rock Partners Acquisition Corp.	244,761	$2.5B	0.10%
58	—Caesars Entertainment Corp	1,079,299	$2.1B	0.08%
59	—Bison Capital Acquisition Corp.	199,998	$2.0B	0.08%
60	—Federal Street Acquisition Corp.	184,998	$1.8B	0.07%
61	—Draper Oakwood Tech Acquisition, Inc	150,000	$1.5B	0.06%
62	CZREURCaesars Entertainment Corporation	106,543	$1.3B	0.05%
63	—Invesco Dynamic Credit Opportunities Fund	109,967	$1.3B	0.05%
64	VVRInvesco Senior Income Trust	289,802	$1.3B	0.05%
65	—Apollo Senior Floating Rate Fund Inc.	77,852	$1.3B	0.05%
66	—Voya Prime Rate Trust	248,728	$1.3B	0.05%
67	EFTEaton Vance Floating-Rate Income Trust	79,084	$1.1B	0.04%
68	FCTFirst Trust Senior Fltg. Rate Income Fd.I	77,069	$994.0M	0.04%
69	—Matlin & Partners Acquisition Corp.	100,000	$976.0M	0.04%
70	XFRAXBlackrock Fltg Rate Inc. Strategies Fund	66,381	$915.0M	0.04%
71	—Rite Aid Corp.	393,700	$776.0M	0.03%
72	—New York REIT, Inc.	111,948	$440.0M	0.02%
73	—Pensare Acquisition Corp.	514,999	$283.0M	0.01%
74	—Modern Media Acquisition Corp.	490,198	$269.0M	0.01%
75	—Forum Merger Corporation	378,094	$257.0M	0.01%
76	—Black Ridge Acquisition Corp.	460,000	$152.0M	0.01%
77	—Federal Street Acquisition Corp.	92,499	$107.0M	0.00%
78	—CM Seven Star Acquisition Corp.	237,499	$69.0M	0.00%
79	—Borqs Technologies Inc.	10,444	$56.0M	0.00%
80	—Draper Oakwood Tech Acquisition Inc	75,000	$46.0M	0.00%
81	LENLennar Corporation	872	$45.0M	0.00%
82	—Bison Capital Acquisition Corp.	99,999	$36.0M	0.00%
83	—MainSource Financial Group, Inc.	850	$31.0M	0.00%
84	—Borqs Technologies Inc.	104,448	$18.0M	0.00%