Westchester Capital Management, LLC Q3 2020 Filing

Filed November 16, 2020

Portfolio Value

$2.4B

Holdings

175

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (175 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	WTWWillis Towers Watson Public Limited Co.	1,042,003	$217.6M	9.16%
2	—Wright Medical Group N.V.	6,165,585	$188.3M	7.93%
3	ETRAE TRADE Financial Corporation	3,474,824	$173.9M	7.32%
4	TIFEURTiffany & Co. NEW	1,414,757	$163.9M	6.90%
5	SPYSPDR S&P 500 EFT TR	390,000	$130.6M	5.50%	Put
6	AMTTD Ameritrade Holding Corporation	3,263,197	$127.8M	5.38%
7	VAREURVarian Medical Systems, Inc.	718,076	$123.5M	5.20%
8	MXIMMaxim Integrated Products, Inc.	1,588,655	$106.6M	4.49%	Call
9	—Grubhub Inc	1,418,553	$103.5M	4.36%
10	—Taubman Centers, Inc.	1,949,856	$64.9M	2.73%
11	ADSWAdvanced Disposal Services, Inc.	1,965,967	$59.4M	2.50%
12	IHIISHARES TR	198,000	$59.3M	2.50%	Put
13	LVGOLivongo Health, Inc.	413,789	$58.0M	2.44%
14	—Immunomedics, Inc.	681,510	$57.9M	2.44%
15	—Momenta Pharmaceuticals, Inc.	839,800	$44.1M	1.86%
16	—Delphi Technologies, PLC	2,346,873	$39.2M	1.65%
17	NAVNavistar International Corporation	828,200	$36.1M	1.52%	Put
18	DDDuPont de Nemours, Inc.	634,150	$35.2M	1.48%	Put
19	DELLDell Technologies Inc.	378,100	$25.6M	1.08%	Put
20	—Fitbit, Inc.	2,833,145	$19.7M	0.83%
21	—Longview Acquisition Corp.	1,924,994	$18.9M	0.80%
22	MPCMarathon Petroleum Corporation	614,800	$18.0M	0.76%	Put
23	—Vivint Solar Inc.	409,196	$17.3M	0.73%
24	EBAeBay Inc.	277,800	$14.5M	0.61%	Put
25	—E.Merge Technology Acquisition Corp.	1,413,810	$14.3M	0.60%
26	—Churchill Capital Corp IV	1,406,046	$14.1M	0.59%
27	—Juniper Industrial Holdings, Inc.	1,296,442	$13.6M	0.57%
28	—Cohn Robbins Holdings Corp.	1,116,877	$11.3M	0.47%
29	VODVodafone Group Plc NEW	831,400	$11.2M	0.47%	Put
30	LBEURL Brands, Inc.	325,800	$10.4M	0.44%	Put
31	—Haymaker Acquisition Corp. II	1,027,590	$10.3M	0.43%
32	MSGSMadison Square Garden Sports C	65,600	$9.9M	0.42%	Put
33	—Pfenex Inc.	711,894	$9.1M	0.38%
34	—LGL Systems Acquisition Corporation	862,498	$8.6M	0.36%
35	FOXAFox Corporation	309,117	$8.6M	0.36%	Put
36	—Trident Acquisitions Corp.	786,267	$8.6M	0.36%
37	—Apex Technology Acquisition Corporation	799,998	$8.5M	0.36%
38	—Whole Earth Brands Inc.	988,530	$8.2M	0.35%
39	—Virtusa Corporation	165,971	$8.2M	0.34%
40	—Pivotal Investment Corporation II	702,887	$8.1M	0.34%
41	CLGXCoreLogic, Inc.	119,000	$8.1M	0.34%	Put
42	—Tuscan Holdings Corp.	788,387	$8.0M	0.34%
43	CBBCincinnati Bell Inc. NEW	524,400	$7.9M	0.33%
44	—Artius Acquisition Inc.	756,370	$7.9M	0.33%
45	—Flying Eagle Acquisition Corp.	639,704	$7.8M	0.33%
46	—Tuscan Holdings Corp. II	760,702	$7.6M	0.32%
47	—FTAC Olympus Acquisition Corp.	754,988	$7.5M	0.32%
48	SPHRMadison Square Garden Entertainment Corp.	110,200	$7.5M	0.32%	Put
49	—BowX Acquisition Corp.	733,247	$7.5M	0.32%
50	—Trebia Acquisition Corp.	719,775	$7.3M	0.31%
51	KSUEURKansas City Southern	38,584	$7.0M	0.29%	Put
52	—Software Acquisition Group Inc.	699,998	$7.0M	0.29%
53	—Gores Holdings IV, Inc.	661,488	$6.8M	0.29%
54	—Thunder Bridge Acquisition II, Ltd.	599,992	$6.1M	0.26%
55	—Kensington Capital Acquisiton Corp.	349,998	$5.9M	0.25%
56	—FinTech Acquisition Corp. III	568,514	$5.9M	0.25%
57	—CF Finance Acquisition Corp.	547,507	$5.7M	0.24%
58	—CIIG Merger Corp.	561,448	$5.6M	0.24%
59	—InterPrivate Accquisition Corp.	549,996	$5.5M	0.23%
60	—Nuveen Int. Dur. Muni Term Fund	401,626	$5.4M	0.23%
61	—Broadmark Realty Capital Inc.	544,167	$5.4M	0.23%
62	—Merida Merger Corp. I	541,807	$5.4M	0.23%
63	—Ascendant Digital Acquisition Corp.	500,000	$5.3M	0.22%
64	—ACE Convergence Acquisition Corp.	500,000	$5.1M	0.22%
65	—New Providence Aquisition Corp.	500,000	$5.0M	0.21%
66	—Fusion Acquisition Corp.	492,434	$4.8M	0.20%
67	XPOXPO Logistics, Inc.	56,500	$4.8M	0.20%	Put
68	—Highcape Capital Acquisition Corp.	471,807	$4.8M	0.20%
69	—Oaktree Acquisition Corp.	404,365	$4.8M	0.20%
70	GDYNGrid Dynamics Holdings, Inc.	530,160	$4.1M	0.17%
71	—Foley Trasimene Acquisition Corp.	381,903	$4.0M	0.17%
72	FEFirstEnergy Corp.	137,000	$3.9M	0.17%	Put
73	—Churchill Capital Corp II	349,998	$3.7M	0.16%
74	—GigCapital3, Inc.	369,892	$3.7M	0.15%
75	—dMY Technology Group, Inc.	262,174	$3.3M	0.14%
76	—Qell Acquisition Corp.	325,287	$3.3M	0.14%
77	—Schultze Special Purpose Acquisition Corp	322,500	$3.3M	0.14%
78	NBL2EURNoble Energy, Inc.	368,250	$3.1M	0.13%
79	—Foley Trasimene Acquisition Corp.II	300,000	$3.1M	0.13%
80	—B. Riley Principal Merger Corp. II	299,998	$3.0M	0.13%
81	—Jaws Acquisition Corp.	286,044	$3.0M	0.13%
82	—Galileo Acquisition Corp.	300,000	$3.0M	0.13%
83	—Monocle Acquisition Corporation	273,608	$2.8M	0.12%
84	—Hennessy Capital Acquisition Corp. IV	246,138	$2.7M	0.12%
85	MYIBlackRock MuniYield Quality	202,285	$2.7M	0.11%
86	—Osprey Technology Acquisition Corp.	261,955	$2.7M	0.11%
87	—Fortress Value Acquisition Corp.	182,510	$2.5M	0.10%
88	—CC Neuberger Principal Holdings I	224,475	$2.3M	0.10%
89	—CC Neuberger Principal Holdings II	225,000	$2.3M	0.10%
90	—Social Capital Hedosophia Hldngs Corp. II	185,898	$2.3M	0.10%
91	XNEAXNuveen AMT-Free Qty Muni Inc Fd	160,584	$2.3M	0.10%
92	NRKNuveen NY AMT-Free Muni Inc	178,285	$2.3M	0.10%
93	—Tortoise Acquisition Corp. II	200,000	$2.2M	0.09%
94	NZFNuveen Municipal Credit Income	147,677	$2.2M	0.09%
95	—Pershing Square Tontine Hldg. Ltd.	95,059	$2.2M	0.09%
96	BETZLISTED FD TR	100,300	$2.2M	0.09%	Put
97	R6C2Royal Dutch Shell PLC	86,557	$2.1M	0.09%
98	—Spartan Energy Acquisition Corp.	145,165	$2.1M	0.09%
99	—CHP Merger Corp.	200,248	$2.0M	0.09%
100	—Fintech Acquisition Corp. IV	200,000	$2.0M	0.09%

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