Westchester Capital Management, LLC Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$2.6B

Holdings

108

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (108 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	AABAUSDAltaba Inc.	4,227,194	$288.0M	10.96%
2	SPYSPDR S&P 500 ETF TR	925,000	$268.9M	10.23%	Put
3	FOXATwenty-First Century Fox, Inc.	4,615,876	$211.5M	8.05%
4	—Rockwell Collins, Inc.	1,217,049	$171.0M	6.50%
5	—Aetna Inc. NEW	798,372	$161.9M	6.16%
6	—Andeavor	905,285	$137.1M	5.21%
7	—DowDuPont Inc.	1,884,141	$121.2M	4.61%	Put
8	HUNHuntsman Corporation	3,837,967	$104.5M	3.98%	Put
9	—Pinnacle Foods Inc. DEL	1,524,960	$98.8M	3.76%
10	—Express Scripts Holding Company	975,843	$92.7M	3.53%
11	DISDisney Walt Co	734,700	$85.9M	3.27%	Put
12	NXPINXP Semiconductors NV	764,488	$65.4M	2.49%
13	—KLX Inc.	919,958	$57.8M	2.20%
14	—Gramercy Property Trust	2,088,454	$57.3M	2.18%
15	DELLDell Technologies Inc.	530,833	$51.6M	1.96%
16	—Orbotech, Ltd.	853,957	$50.8M	1.93%
17	—Ocean Rig UDW, Inc.	1,267,818	$43.9M	1.67%
18	—Aspen Insurance Holdings Limited	1,040,012	$43.5M	1.65%
19	—NxStage Medical, Inc.	1,147,413	$32.0M	1.22%
20	—Shire PLC	175,664	$31.8M	1.21%	Put
21	—Envision Healthcare Corporation	670,294	$30.7M	1.17%
22	—USG Corporation	652,908	$28.3M	1.08%
23	TAT&T Inc.	589,979	$19.8M	0.75%	Put
24	TEN1Tenneco Inc.	454,800	$19.2M	0.73%	Put
25	EQTEQT Corporation	360,200	$15.9M	0.61%	Put
26	—Industrea Acquisition Corp.	1,436,711	$14.7M	0.56%
27	—Mitel Networks Corp	1,322,742	$14.6M	0.55%
28	—Constellation Alpha Capital Corp.	1,387,159	$14.0M	0.53%
29	—Energy Transfer Partners LP	615,887	$13.7M	0.52%
30	BPYPNBrookfield Property REIT Inc.	650,507	$13.6M	0.52%
31	—Integrated Device Technology, Inc.	281,164	$13.2M	0.50%
32	VACMarriott Vacations Worldwide Corporation	112,400	$12.6M	0.48%	Put
33	SERVUSDServiceMaster Global Holdings Inc.	198,800	$12.3M	0.47%	Put
34	TRNTrinity Industries Inc.	330,400	$12.1M	0.46%	Put
35	BXUSDThe Blackstone Group L.P.	317,600	$12.1M	0.46%	Put
36	—Avista Healthcare Public Acquisition Corp	1,053,000	$10.7M	0.41%
37	—Pensare Acquisition Corp.	1,029,998	$10.3M	0.39%
38	—Modern Media Acquisition Corp.	980,396	$9.9M	0.38%
39	—Twenty-First Century Fox, Inc.	206,946	$9.6M	0.36%
40	—Pure Acquisition Corp.	884,114	$8.6M	0.33%
41	—Legacy Acquisition Corp.	828,107	$8.0M	0.31%
42	—KapStone Paper and Packaging Corporation	233,770	$7.9M	0.30%
43	DISCKUSDDiscovery Inc.	225,107	$6.7M	0.25%
44	—GigCapital, Inc.	652,916	$6.5M	0.25%
45	—Nevsun Resources Ltd.	1,326,938	$5.9M	0.22%
46	—Easterly Acquisition Corp.	549,249	$5.7M	0.22%
47	CLSCA, Inc.	123,400	$5.4M	0.21%
48	CSCOCisco Systems, Inc.	111,100	$5.4M	0.21%	Put
49	—Mudrick Capital Acquisition Corp.	498,050	$4.8M	0.18%
50	—CM Seven Star Acquisition Corp.	474,998	$4.8M	0.18%
51	—Twelve Seas Investment Company	475,000	$4.6M	0.17%
52	—Black Ridge Acquisition Corp.	460,000	$4.5M	0.17%
53	—Trinity Merger Corp.	450,727	$4.4M	0.17%
54	—Tiberius Acquisition Corporation	450,000	$4.4M	0.17%
55	—Kayne Anderson Acquisition Corp.	404,956	$4.1M	0.16%
56	VFCVF Corp.	42,700	$4.0M	0.15%	Call
57	—Dun & Bradstreet Corporation DEL NEW	27,310	$3.9M	0.15%
58	—TKK Symphony Acquisition Corporation	405,113	$3.8M	0.15%
59	—Thunder Bridge Acquisition, Ltd.	369,089	$3.8M	0.14%
60	—Regalwood Global Energy Ltd.	337,752	$3.3M	0.13%
61	HIOWestern Asset High Income Opportunity Fun	677,529	$3.2M	0.12%
62	—Enbridge Energy Partners L.P.	262,107	$2.9M	0.11%
63	—Spectra Energy Partners LP	80,078	$2.9M	0.11%
64	DSUBlackrock Debt Strategies Fund, Inc.	256,279	$2.9M	0.11%
65	—Churchill Capital Corp	275,858	$2.8M	0.11%
66	7HPHP Inc.	106,200	$2.7M	0.10%	Put
67	—Haymaker Acquisition Corp.	277,300	$2.7M	0.10%
68	—Forest City Realty Trust, Inc.	105,008	$2.6M	0.10%
69	—Big Rock Partners Acquisition Corp.	244,758	$2.5M	0.09%
70	—Voya Prime Rate Trust	456,729	$2.3M	0.09%
71	—Draper Oakwood Technology	217,868	$2.2M	0.08%
72	VVRInvesco Senior Income Trust	477,119	$2.1M	0.08%
73	—Bison Capital Acquisition Corp.	199,998	$2.0M	0.08%
74	—Hennessy Capital Acquisition Corp. II	200,000	$2.0M	0.08%
75	—CBS Corporation	35,306	$2.0M	0.08%
76	—Caesars Entertainment Corp	1,079,299	$1.8M	0.07%
77	—Gordon Pointe Acquisition Corp.	158,496	$1.6M	0.06%
78	—Invesco Dynamic Credit Opportunities Fund	109,967	$1.3M	0.05%
79	—Apollo Senior Floating Rate Fund Inc.	77,852	$1.2M	0.05%
80	—Longevity Acquisition Corporation	119,999	$1.2M	0.05%
81	EFTEaton Vance Floating-Rate Income Trust	79,084	$1.2M	0.04%
82	CAGConagra Brands Inc.	29,800	$1.0M	0.04%	Put
83	—Matlin & Partners Acquisition Corp.	100,000	$1.0M	0.04%
84	FCTFirst Trust Senior Fltg. Rate Income Fd.I	77,069	$980K	0.04%
85	XFRAXBlackrock Fltg Rate OME Strategies Fund	66,381	$915K	0.03%
86	—NXP Semiconductors NV	809,000	$844K	0.03%
87	—Pure Acquisition Corp.	442,057	$597K	0.02%
88	—Rite Aid Corp.	319,100	$408K	0.02%
89	—Mudrick Capital Acquisition Corp.	498,050	$329K	0.01%
90	—Modern Media Acquisition Corp.	490,198	$281K	0.01%
91	—Alta Mesa Resources, Inc.	64,858	$271K	0.01%
92	—Pensare Acquisition Corp.	514,999	$268K	0.01%
93	—Tiberius Acquisition Corporation	450,000	$265K	0.01%
94	LM03Liberty Media Corp Delaware	5,959	$259K	0.01%
95	—Legacy Acquisition Corp.	580,000	$258K	0.01%
96	—GigCapital, Inc.	489,687	$244K	0.01%
97	ARDCAres Dynamic Credit Allocation Fund	15,388	$239K	0.01%
98	—Trinity Merger Corp.	450,727	$225K	0.01%
99	—Black Ridge Acquisition Corp.	460,000	$202K	0.01%
100	—Regalwood Global Energy Ltd.	112,584	$164K	0.01%

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