Westchester Capital Management, LLC Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$3.2B

Holdings

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (63 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	AABAUSDAltaba Inc.	4,875,512	$323.0M	10.17%
2	SPYSPDR S&P 500 ETF TR	1,260,000	$316.6M	9.97%	Put
3	TWXCHFTime Warner Inc.	2,671,484	$273.7M	8.62%
4	HUNHuntsman Corporation	7,620,300	$208.9M	6.58%	Put
5	NXPINXP Semiconductors NV	1,829,830	$206.9M	6.52%
6	BCRUSDC.R. Bard, Inc.	575,106	$184.3M	5.81%
7	—DowDuPont Inc.	2,648,982	$183.4M	5.78%	Put
8	HPEHewlett Packard Enterprise Company	10,807,097	$159.0M	5.01%	Put
9	AIGAmerican International Group, Inc.	2,183,300	$134.0M	4.22%	Put
10	RICEEURRice Energy Inc.	3,908,860	$113.1M	3.56%
11	ASHAshland Global Holdings Inc.	1,605,600	$105.0M	3.31%	Put
12	SEESealed Air Corporation NEW	1,938,500	$82.8M	2.61%	Put
13	TAT&T Inc.	2,056,100	$80.5M	2.54%	Put
14	—The Advisory Board Company	1,482,625	$79.5M	2.50%
15	—Rockwell Collins, Inc.	577,697	$75.5M	2.38%
16	—Fortress Investment Group LLC	7,770,719	$61.9M	1.95%
17	—Alere, Inc.	1,125,917	$57.4M	1.81%
18	SNIScripps Networks Interactive Inc	650,801	$55.9M	1.76%
19	—Calpine Corporation	3,278,187	$48.4M	1.52%
20	—Level 3 Communications, Inc.	881,148	$47.0M	1.48%
21	NWLNewell Brands, Inc.	961,127	$41.0M	1.29%
22	—Monsanto Company NEW	309,799	$37.1M	1.17%
23	MPCMarathon Petroleum Corporation	494,300	$27.7M	0.87%	Put
24	—Micro Focus International PLC	776,836	$24.8M	0.78%
25	—CBS Corporation	385,300	$22.3M	0.70%	Put
26	JCIJohnson Controls International PLC	552,407	$22.3M	0.70%	Put
27	—Delphi Automotive PLC	170,900	$16.8M	0.53%	Put
28	—Brocade Communications Systems, Inc.	1,312,006	$15.7M	0.49%
29	WYNEURWyndham Worldwide Corp	138,000	$14.5M	0.46%	Put
30	CSXCSX Corporation	245,400	$13.3M	0.42%	Put
31	—Brocade Communications Systems, Inc.	11,954,000	$12.0M	0.38%
32	—Pensare Acquisition Corp.	1,030,000	$10.6M	0.34%
33	STWDStarwood Property Trust, Inc.	484,358	$10.5M	0.33%
34	—DigitalGlobe Inc.	291,587	$10.3M	0.32%
35	—Modern Media Acquisition Corp.	980,396	$9.6M	0.30%
36	—ILG, Inc.	327,700	$8.8M	0.28%	Put
37	LM03Liberty Media Corp Deleware	193,007	$8.1M	0.25%
38	PNRPentair PLC	117,400	$8.0M	0.25%	Put
39	MGIEURMoneyGram International, Inc.	484,417	$7.8M	0.25%
40	—Forum Merger Corporation	756,189	$7.8M	0.24%
41	—Orbital ATK, Inc.	42,316	$5.6M	0.18%
42	—Neff Corporation	183,411	$4.6M	0.14%
43	GEGeneral Electric Company	185,000	$4.5M	0.14%	Put
44	—Southwest Bancorp, Inc. OKLA	150,789	$4.2M	0.13%
45	HIOWestern Asset High Income Opportunity Fun	763,229	$3.9M	0.12%
46	DSUBlackrock Debt Strategies Fund, Inc.	318,149	$3.7M	0.12%
47	—Electrum Special Acquisition Corp.	300,000	$3.1M	0.10%
48	ALVAutoliv, Inc.	23,500	$2.9M	0.09%	Put
49	—TerraForm Global, Inc.	569,722	$2.7M	0.09%
50	—Park Sterling Corporation	215,746	$2.7M	0.08%
51	NWSANews Corporation NEW	163,001	$2.2M	0.07%
52	—Bison Capital Acquisition Corp.	200,000	$2.1M	0.06%
53	—Federal Street Acquisition Corp.	185,000	$1.9M	0.06%
54	—Draper Oakwood Technology Acquisition, In	150,000	$1.5M	0.05%
55	—HSN, Inc.	31,832	$1.2M	0.04%
56	—Rite Aid Corp.	368,200	$722K	0.02%
57	—New York REIT, Inc.	69,590	$546K	0.02%
58	—Avista Healthcare Public Acquisition Corp	53,000	$530K	0.02%
59	—Modern Media Acquisition Corp.	490,198	$265K	0.01%
60	—Borqs Technologies, Inc.	10,444	$60K	0.00%
61	LENLennar Corporation	857	$39K	0.00%
62	—MainSource Financial Group, Inc.	850	$30K	0.00%
63	—Borqs Technologies, Inc.	104,448	$29K	0.00%