Westchester Capital Management, LLC Q2 2019 Filing

Filed August 14, 2019

Portfolio Value

$3.1B

Holdings

117

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (117 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	AABAUSDAltaba Inc.	5,428,505	$376.6M	12.29%
2	RHT1EURRed Hat, Inc.	1,271,222	$238.7M	7.79%
3	FDCFirst Data Corporation NEW	8,654,786	$234.3M	7.65%
4	APCAnadarko Pete Corp	3,183,400	$224.6M	7.33%
5	—SunTrust Banks, Inc.	2,910,833	$182.9M	5.97%
6	—L3 Technologies, Inc.	743,164	$182.2M	5.95%
7	WPWorldpay, Inc.	1,224,913	$152.0M	4.96%
8	—Oaktree Capital Group LLC	2,505,906	$124.1M	4.05%
9	CELGCelgene Corporation	1,310,030	$121.1M	3.95%
10	SPYSPDR S&P 500 ETF TR	275,000	$80.6M	2.63%	Put
11	CZREURCaesars Entertainment Corporation	6,549,474	$77.4M	2.53%	Put
12	ZAYOEURZayo Group Holdings, Inc.	2,347,132	$77.2M	2.52%
13	APUAmeriGas Partners, L.P.	1,975,972	$68.8M	2.25%
14	VSMEURVersum Materials, Inc.	1,220,036	$62.9M	2.05%
15	—Mellanox Technologies Ltd.	414,420	$45.9M	1.50%
16	WCGEURWellCare Health Plans, Inc.	160,186	$45.7M	1.49%
17	—Sprint Corporation	5,830,322	$38.3M	1.25%
18	DDDuPont de Nemours, Inc.	483,987	$36.3M	1.19%	Put
19	—Buckeye Partners, L.P.	733,665	$30.1M	0.98%
20	WBC1EURWABCO Holdings Inc.	214,775	$28.5M	0.93%
21	BXThe Blackstone Group Inc.	639,600	$28.4M	0.93%	Put
22	—Liberty Expedia Holdings, Inc.	565,248	$27.0M	0.88%
23	—Spark Therapeutics, Inc.	242,879	$24.9M	0.81%
24	FOXFox Corporation	661,072	$24.1M	0.79%
25	DOWDow Inc.	483,061	$23.8M	0.78%	Put
26	—CBS CORP NEW	469,167	$23.4M	0.76%	Put
27	MASMasco Corporation	580,600	$22.8M	0.74%	Put
28	—Trinity Merger Corp.	1,924,233	$19.8M	0.65%
29	—Allergan PLC	114,594	$19.2M	0.63%
30	XLKSELECT SECTOR SPDR TR	241,500	$18.8M	0.62%	Put
31	—WageWorks, Inc.	321,268	$16.3M	0.53%
32	TAT&T Inc.	476,079	$16.0M	0.52%
33	CTVACorteva, Inc.	483,984	$14.3M	0.47%	Put
34	SMHVANECK VECTORS ETF TR	125,600	$13.8M	0.45%	Put
35	—Trident Acquisitions Corp.	1,316,667	$13.6M	0.44%
36	—Modern Media Acquisition Corp.	1,280,396	$13.4M	0.44%
37	MGMMGM Resorts International	445,600	$12.7M	0.42%	Put
38	BPYPNBrookfield Property REIT Inc.	640,912	$12.1M	0.40%
39	MSGSMadison Square Garden	40,100	$11.2M	0.37%	Put
40	TRCOTribune Media Company	237,182	$11.0M	0.36%
41	—Haymaker Acquisition Corp. II	1,000,000	$10.2M	0.33%
42	—GigCapital, Inc.	952,916	$9.8M	0.32%
43	—Act II Global Acquisition Corp.	999,998	$9.7M	0.32%
44	SXCSunCoke Energy, Inc.	1,089,948	$9.7M	0.32%
45	—Alberton Acquisition Corporation	950,000	$9.6M	0.31%
46	—Cypress Semiconductor Corporation	426,074	$9.5M	0.31%
47	—VectoIQ Acquisition Corp.	918,404	$9.3M	0.30%
48	—Pure Acquisition Corp.	899,996	$9.1M	0.30%
49	—CF Finance Acquisition Corp.	900,692	$9.0M	0.29%
50	ADSWAdvanced Disposal Services, Inc.	279,738	$8.9M	0.29%
51	—Graf Industrial Corp.	894,467	$8.9M	0.29%
52	HUNHuntsman Corporation	435,200	$8.9M	0.29%	Put
53	—Legacy Acquisition Corp.	836,352	$8.4M	0.28%
54	—Tuscan Holdings Corp.	799,100	$7.9M	0.26%
55	XOPUSDSPDR SERIES TRUST	277,400	$7.6M	0.25%	Put
56	—Pivotal Acquisition Corp	600,000	$6.1M	0.20%
57	—Encana Corporation	1,162,649	$6.0M	0.19%
58	—FinTech Acquisition Corp. III	583,620	$5.7M	0.19%
59	—ChaSerg Technology Acquisition Corp.	530,160	$5.3M	0.17%
60	—Leisure Acquisition Corp.	506,900	$5.1M	0.17%
61	—Mudrick Capital Acquisition	500,000	$5.1M	0.17%
62	—Hennessy Capital Acquisition Corp. IV	499,996	$5.0M	0.16%
63	—Twelve Seas Investment Company	475,000	$4.8M	0.16%
64	—Gordon Pointe Acquisition Corp.	458,496	$4.7M	0.15%
65	—Black Ridge Acquisition Corp.	460,000	$4.7M	0.15%
66	—Tiberius Acquisition Corporation	450,000	$4.6M	0.15%
67	DISCKUSDDiscovery Inc.	150,121	$4.3M	0.14%
68	—TKK Symphony Acquisition Corporation	405,113	$4.1M	0.13%
69	—Andeavor Logistics LP	101,811	$3.7M	0.12%
70	HIOWestern Asset High Income Opportunity Fun	707,954	$3.6M	0.12%
71	—Megalith Financial Acquisition Corp.	359,749	$3.6M	0.12%
72	—Churchill Capital Corp II	350,000	$3.6M	0.12%
73	—Regalwood Global Energy Ltd.	337,752	$3.4M	0.11%
74	—Forum Merger II Corporation	338,100	$3.4M	0.11%
75	—Collier Creek Holdings	329,997	$3.3M	0.11%
76	—Opes Acquisition Corp.	303,381	$3.1M	0.10%
77	DSUBlackrock Debt Strategies Fund, Inc.	257,397	$2.8M	0.09%
78	—Monocle Acquisition Corporation	273,608	$2.7M	0.09%
79	—Longevity Acquisition Corporation	262,500	$2.7M	0.09%
80	—Big Rock Partners Acquisition Corp.	244,658	$2.6M	0.08%
81	—Voya (ING) Prime Rate Trust	456,729	$2.2M	0.07%
82	—Thunder Bridge Acquisition, Ltd.	202,404	$2.1M	0.07%
83	VVRInvesco Senior Income Trust	477,119	$2.1M	0.07%
84	EFTEaton Vance Floating-Rate Income Trust	147,131	$2.0M	0.06%
85	—Caesars Entertainment Corporation	1,150,299	$2.0M	0.06%
86	—Invesco Dynamic Credit Opportunities Fund	164,848	$1.8M	0.06%
87	TSSTotal System Services, Inc.	13,453	$1.7M	0.06%
88	GNWGenworth Financial, Inc.	372,802	$1.4M	0.05%
89	—Gigcapital2, Inc.	135,000	$1.4M	0.04%
90	—Apollo Senior Floating Rate Fund Inc.	77,852	$1.2M	0.04%
91	FCTFirst Trust Senior Fltg. Rate Income Fd.I	77,069	$929K	0.03%
92	XFRAXBlackrock Fltg Rate Inc. Strategies Fund	66,381	$852K	0.03%
93	—Apollo Tactical Income Fund Inc.	56,628	$835K	0.03%
94	—Pivotal Acquisition Corp	600,000	$810K	0.03%
95	—Thunder Bridge Acquisition, Ltd.	375,000	$757K	0.02%
96	—New Frontier Corporation	75,000	$755K	0.02%
97	—Tuscan Holdings Corp.	799,100	$623K	0.02%
98	—Pure Acquisition Corp. warrants	447,898	$484K	0.02%
99	—FinTech Acquisition Corp. III	291,810	$406K	0.01%
100	—CF Finance Acquisition Corp.	675,519	$405K	0.01%

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