Westchester Capital Management, LLC Q2 2018 Filing

Filed August 14, 2018

Portfolio Value

$2.5B

Holdings

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (94 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	AABAUSDAltaba Inc.	4,475,553	$327.7M	13.04%
2	FOXATwenty-First Century Fox, Inc.	4,729,042	$233.0M	9.27%
3	SPYSPDR S&P 500 ETF TR	825,000	$223.8M	8.90%	Put
4	NXPINXP Semiconductors NV	1,983,950	$216.8M	8.62%
5	—Rockwell Collins, Inc.	1,024,474	$138.0M	5.49%
6	—DowDuPont Inc.	1,834,141	$120.9M	4.81%	Put
7	—Aetna Inc.	607,451	$111.5M	4.43%
8	HUNHuntsman Corporation	3,599,402	$105.1M	4.18%	Put
9	—XL Group Limited	1,813,244	$101.5M	4.04%
10	—Andeavor	617,109	$81.0M	3.22%
11	—Pinnacle Foods Inc. DEL	982,285	$63.9M	2.54%
12	—GGP Inc.	2,747,221	$56.1M	2.23%
13	—Gramercy Property Trust	1,976,857	$54.0M	2.15%
14	—Orbotech, Ltd.	837,148	$51.7M	2.06%
15	UTXZUnited Technologies Corporation	398,143	$49.8M	1.98%	Put
16	—Dr Pepper Snapple Group, Inc.	402,299	$49.1M	1.95%
17	—ILG, Inc.	1,467,608	$48.5M	1.93%	Put
18	—Shire PLC	229,978	$38.8M	1.54%	Put
19	—Envision Healthcare Corporation	787,800	$34.7M	1.38%
20	—Cavium Inc.	371,476	$32.1M	1.28%
21	TRCOTribune Media Company	822,715	$31.5M	1.25%
22	TAT&T Inc.	772,144	$24.8M	0.99%
23	—Validus Holdings, Ltd.	357,048	$24.1M	0.96%
24	DISDisney Walt Company	220,400	$23.1M	0.92%	Put
25	TEN1Tenneco Inc.	425,600	$18.7M	0.74%	Put
26	—CBS Corporation	301,825	$17.0M	0.68%	Put
27	—NxStage Medical, Inc.	527,494	$14.7M	0.59%
28	EQTEQT Corporation	258,600	$14.3M	0.57%	Put
29	CAGConagra Brands Inc.	387,700	$13.9M	0.55%	Put
30	TRNTrinity Industries Inc.	391,700	$13.4M	0.53%	Put
31	—Avista Healthcare Public Acquisition Corp	1,053,000	$10.6M	0.42%
32	—Pensare Acquisition Corp.	1,029,998	$10.2M	0.41%
33	—Express Scripts Holding Company	129,530	$10.0M	0.40%
34	—Modern Media Acquisition Corp.	980,396	$9.8M	0.39%
35	—Pure Acquisition Corp.	884,117	$9.1M	0.36%
36	—KapStone Paper and Packaging Corporation	233,770	$8.1M	0.32%
37	—ConvergeOne Holdings, Inc.	794,301	$7.5M	0.30%
38	—GigCapital, Inc.	652,916	$6.4M	0.26%
39	—Kayne Anderson Acquisition Corp.	603,952	$6.0M	0.24%
40	DISCKUSDDiscovery Inc.	225,107	$5.7M	0.23%
41	—Legacy Acquisition Corp.	580,000	$5.6M	0.22%
42	—Constellation Alpha Capital Corp.	537,159	$5.3M	0.21%
43	OPTUAltice USA	282,632	$4.8M	0.19%	Put
44	—Twelve Seas Investment Company	475,000	$4.8M	0.19%
45	—CM Seven Star Acquisition Corp.	474,998	$4.7M	0.19%
46	—Trinity Merger Corp.	450,727	$4.5M	0.18%
47	—Tiberius Acquisition Corporation	450,000	$4.5M	0.18%
48	—Black Ridge Acquisition Corp.	460,000	$4.5M	0.18%
49	—Thunder Bridge Acquisition, Ltd.	369,089	$3.7M	0.15%
50	CTLEURCenturyLink, Inc.	186,471	$3.5M	0.14%
51	—Regalwood Global Energy Ltd.	337,755	$3.4M	0.14%
52	—FinTech Acquisition Corp. II	330,000	$3.3M	0.13%
53	HIOWestern Asset High Income Opportunity Fun	677,529	$3.3M	0.13%
54	DXCDXC Technology Company	36,600	$3.0M	0.12%	Put
55	DSUBlackrock Debt Strategies Fund, Inc.	256,279	$2.9M	0.11%
56	—Industrea Acquisition Corp.	281,723	$2.8M	0.11%
57	—Big Rock Partners Acquisition Corp.	244,758	$2.4M	0.10%
58	CZREURCaesars Entertainment Corporation	212,943	$2.3M	0.09%	Put
59	—Hennessy Capital Acquisition Corp. II	200,000	$2.0M	0.08%
60	—Mitel Networks Corp	183,029	$2.0M	0.08%
61	—Bison Capital Acquisition Corp.	199,998	$2.0M	0.08%
62	—Caesars Entertainment Corp.	1,079,299	$1.8M	0.07%
63	—Federal Street Acquisition Corp.	184,998	$1.8M	0.07%
64	—MTGE Investment Corp.	77,500	$1.5M	0.06%
65	—Draper Oakwood Technology	150,000	$1.5M	0.06%
66	—Invesco Dynamic Credit Opportunities Fund	109,967	$1.3M	0.05%
67	—Apollo Senior Floating Rate Fund Inc.	77,852	$1.3M	0.05%
68	—Voya Prime Rate Trust	249,433	$1.3M	0.05%
69	VVRInvesco Senior Income Trust	289,802	$1.2M	0.05%
70	EFTEaton Vance Floating-Rate Income Trust	79,084	$1.1M	0.05%
71	MGIEURMoneyGram International, Inc.	161,189	$1.1M	0.04%
72	FCTFirst Trust Senior Fltg. Rate Income Fd.I	77,069	$990K	0.04%
73	—Matlin & Partners Acquisition Corp.	100,000	$988K	0.04%
74	—NXP Semiconductors NV	809,000	$975K	0.04%
75	XFRAXBlackrock Fltg Rate Inc. Ome Strategies Fund	66,381	$923K	0.04%
76	—Rite Aid Corp.	319,100	$552K	0.02%
77	—ConvergeOne Holdings, Inc.	378,094	$518K	0.02%
78	—Alta Mesa Resources, Inc.	64,858	$442K	0.02%
79	—Pensare Acquisition Corp.	514,999	$330K	0.01%
80	—Modern Media Acquisition Corp.	490,198	$318K	0.01%
81	LM03Liberty Media Corp Delaware	5,959	$268K	0.01%
82	—Legacy Acquisition Corp.	580,000	$249K	0.01%
83	ARDCAres Dynamic Credit Allocation Fund	15,388	$248K	0.01%
84	—GigCapital, Inc.	489,687	$220K	0.01%
85	—New York REIT, Inc.	11,194	$204K	0.01%
86	—Black Ridge Acquisition Corp. warrants	460,000	$161K	0.01%
87	—Federal Steet Acquisition Corp.	92,499	$118K	0.00%
88	—CM Seven Star Acquisition Corp.	237,499	$94K	0.00%
89	—Draper Oakwood Technology	75,000	$55K	0.00%
90	PRSPPerspecta Inc.	2,500	$51K	0.00%
91	—Big Rock Partners Acquisition Corp.	122,379	$46K	0.00%
92	XJQCXNuveen Credit Strategies Income Fund	5,170	$41K	0.00%
93	—Bison Capital Acquisition Corp.	99,999	$38K	0.00%
94	—Apollo Tactical Income Fund Inc.	2,019	$31K	0.00%