WELLS FARGO & COMPANY/MN Q4 2018 Filing

Filed February 11, 2019

Portfolio Value

$301.1M

Holdings

6,156

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (6,156 positions)

#	Stock	Shares	Value	% Portfolio	Type
801	JCENUVEEN CORE EQUITY ALPHA FUN	83,757	$1.0M	0.33%
802	SPLKCHFSPLUNK INC	1,314,212	$1.0M	0.33%	Put
803	NPOENPRO INDS INC	94,275	$1.0M	0.33%
804	CLRUSDCONTINENTAL RESOURCES INC	757,594	$1.0M	0.33%	Put
805	AGXARGAN INC	26,572	$1.0M	0.33%
806	—ISTAR INC	550,633	$1.0M	0.33%
807	NOAHNOAH HLDGS LTD	23,155	$1.0M	0.33%
808	PTHINVESCO EXCHANGE TRADED FD T	139,132	$1.0M	0.33%
809	—CHEMICAL FINL CORP	106,654	$1.0M	0.33%
810	BSTBLACKROCK SCIENCE & TECH TR	708,455	$1.0M	0.33%
811	XJQCXNUVEEN CR STRATEGIES INCM FD	3,384,764	$1.0M	0.33%
812	ADTNEURADTRAN INC	93,274	$1.0M	0.33%
813	PDLIEURPDL BIOPHARMA INC	345,586	$1.0M	0.33%
814	CHRWC H ROBINSON WORLDWIDE INC	845,602	$1.0M	0.33%	Put
815	TCBKTRICO BANCSHARES	65,475	$1.0M	0.33%
816	FCXFREEPORT-MCMORAN INC	8,277,810	$1.0M	0.33%	Put
817	BUSEFIRST BUSEY CORP	84,646	$1.0M	0.33%
818	AGMFEDERAL AGRIC MTG CORP	16,552	$1.0M	0.33%
819	—ENDO INTL PLC	296,057	$999K	0.33%
820	CALCALERES INC	130,930	$999K	0.33%
821	PHBINVESCO EXCHNG TRADED FD TR	14,736,189	$998K	0.33%
822	REEVEREST RE GROUP LTD	298,433	$997K	0.33%
823	IMCVISHARES TR	72,040	$997K	0.33%
824	HDSUSDHD SUPPLY HLDGS INC	394,792	$997K	0.33%
825	APY1USDAPERGY CORP	249,430	$997K	0.33%
826	IPINTL PAPER CO	5,388,992	$995K	0.33%	Put
827	RWT 4.75 08/15/23REDWOOD TR INC	1,086,000	$995K	0.33%
828	PMTPENNYMAC MTG INVT TR	219,654	$994K	0.33%
829	IEMGISHARES INC	45,647,354	$994K	0.33%
830	HRTGHERITAGE INS HLDGS INC	67,497	$994K	0.33%
831	MCNMADISON CVRED CALL & EQ STR	161,396	$994K	0.33%
832	DOCUSDPHYSICIANS RLTY TR	3,609,603	$994K	0.33%
833	—KNOLL INC	766,222	$993K	0.33%
834	—TELADOC HEALTH INC	2,442,000	$992K	0.33%
835	CRVLCORVEL CORP	16,076	$992K	0.33%
836	NVTNVENT ELECTRIC PLC	630,114	$991K	0.33%
837	—GENERAL MTRS CO	62,379	$991K	0.33%
838	MHOM/I HOMES INC	47,136	$991K	0.33%
839	CATCATERPILLAR INC DEL	2,907,830	$991K	0.33%	Put
840	XNCRXENCOR INC	27,395	$990K	0.33%
841	DTHWISDOMTREE TR	26,610	$988K	0.33%
842	—LAZARD WORLD DIVID & INCOME	115,938	$988K	0.33%
843	RRRRED ROCK RESORTS INC	311,772	$987K	0.33%
844	—GREEN PLAINS INC	1,120,000	$987K	0.33%
845	CIOCITY OFFICE REIT INC	96,251	$987K	0.33%
846	VVRINVESCO SR INCOME TR	251,946	$985K	0.33%
847	WF2WINTRUST FINL CORP	459,813	$985K	0.33%
848	—COLLECTORS UNIVERSE INC	86,658	$984K	0.33%
849	PCYOPURECYCLE CORP	99,055	$984K	0.33%
850	MSBMESABI TR	41,487	$983K	0.33%
851	ATHMAUTOHOME INC	1,203,935	$982K	0.33%
852	EFAVISHARES TR	2,406,864	$982K	0.33%
853	SPGSIMON PPTY GROUP INC NEW	1,028,262	$979K	0.33%	Call
854	—FGL HLDGS	939,137	$979K	0.33%
855	—MAXAR TECHNOLOGIES LTD	184,671	$979K	0.33%
856	SL2SLEEP NUMBER CORP	187,115	$978K	0.32%	Put
857	CSWCCAPITAL SOUTHWEST CORP	50,882	$978K	0.32%
858	HYMBSPDR SERIES TRUST	69,930	$978K	0.32%
859	BALLBALL CORP	646,489	$976K	0.32%	Put
860	NAVNAVISTAR INTL CORP NEW	37,565	$975K	0.32%
861	RSRELIANCE STEEL & ALUMINUM CO	307,173	$975K	0.32%
862	—BEMIS INC	102,083	$975K	0.32%
863	ACGLARCH CAP GROUP LTD	10,225,547	$975K	0.32%
864	OUSAGBPOSI ETF TR	698,661	$974K	0.32%
865	SWN1EURSOUTHWESTERN ENERGY CO	2,337,916	$974K	0.32%
866	RIG 0.5 01/30/23TRANSOCEAN INC	1,028,000	$974K	0.32%
867	NXRTNEXPOINT RESIDENTIAL TR INC	139,904	$974K	0.32%
868	RGLDROYAL GOLD INC	1,077,560	$973K	0.32%
869	AOKISHARES TR	255,270	$973K	0.32%
870	PIOINVESCO EXCHNG TRADED FD TR	42,163	$973K	0.32%
871	WWWWOLVERINE WORLD WIDE INC	304,578	$973K	0.32%
872	FLOFLOWERS FOODS INC	1,312,243	$972K	0.32%
873	RHRH	38,977	$972K	0.32%
874	TRTOOTSIE ROLL INDS INC	136,883	$972K	0.32%
875	INVAINNOVIVA INC	1,615,022	$971K	0.32%
876	ACICUNITED INS HLDGS CORP	58,435	$971K	0.32%
877	XFEBFIRST TR ABERDEEN GLBL OPP F	599,850	$971K	0.32%
878	CPKCHESAPEAKE UTILS CORP	92,604	$971K	0.32%
879	—PRIMO WTR CORP	169,518	$970K	0.32%
880	SCTLRECRO PHARMA INC	136,553	$970K	0.32%
881	—ENGILITY HLDGS INC NEW	34,041	$970K	0.32%
882	AMGAFFILIATED MANAGERS GROUP	449,167	$969K	0.32%
883	IJJISHARES TR	6,991,073	$967K	0.32%
884	K6BKBR INC	855,324	$967K	0.32%
885	HASIHANNON ARMSTRONG SUST INFR C	246,742	$966K	0.32%
886	ANIKANIKA THERAPEUTICS INC	192,619	$966K	0.32%
887	ALXNALEXION PHARMACEUTICALS INC	1,844,777	$966K	0.32%	Call
888	LIVNLIVANOVA PLC	1,157,523	$965K	0.32%
889	AORTCRYOLIFE INC	69,275	$965K	0.32%
890	BMIBP PRUDHOE BAY RTY TR	44,586	$965K	0.32%
891	BMYBRISTOL MYERS SQUIBB CO	7,450,413	$965K	0.32%	Put
892	—K12 INC	205,303	$964K	0.32%
893	USCRU S CONCRETE INC	62,967	$963K	0.32%
894	GPMTGRANITE PT MTG TR INC	271,942	$963K	0.32%
895	MTNVAIL RESORTS INC	689,881	$963K	0.32%
896	BGCPEURBGC PARTNERS INC	456,773	$962K	0.32%
897	CCCHEMOURS CO	308,607	$962K	0.32%	Call
898	—CUBIC CORP	114,831	$962K	0.32%
899	ENQENTEGRIS INC	904,452	$960K	0.32%
900	XFEBFIRST TR MLP & ENERGY INCOME	307,263	$960K	0.32%

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