WELLS FARGO & COMPANY/MN Q3 2020 Filing

Filed November 5, 2020

Portfolio Value

$362.1M

Holdings

6,853

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (6,853 positions)

#	Stock	Shares	Value	% Portfolio
5301	QARPDBX ETF TR	1,527	$46K	0.01%
5302	WATTENERGOUS CORP	15,517	$46K	0.01%
5303	—READY CAPITAL CORP	1,946	$46K	0.01%
5304	GOCOGOHEALTH INC	3,549	$46K	0.01%
5305	AGQPROSHARES TR	2,987	$46K	0.01%
5306	BBREJ P MORGAN EXCHANGE-TRADED F	633	$46K	0.01%
5307	—CHINA UNICOM HONG KONG	7,136	$46K	0.01%
5308	—AKERNA CORP	12,248	$45K	0.01%
5309	—MTBC INC	5,143	$45K	0.01%
5310	—FIRST TR BICK INDEX FD	1,541	$45K	0.01%
5311	—FIRST TR VALUE LINE 100 EX T	2,074	$45K	0.01%
5312	BAC 7.25 PERP LBK OF AMERICA CORP	29,876	$44K	0.01%
5313	—HUANENG PWR INTL INC	2,862	$44K	0.01%
5314	—SHIP FIN INTL LTD	50,000	$44K	0.01%
5315	FLEEFRANKLIN TEMPLETON ETF TR	1,922	$44K	0.01%
5316	—INDEXIQ ETF TR	1,996	$44K	0.01%
5317	PMDUSDPSYCHEMEDICS CORP	10,004	$44K	0.01%
5318	ATOMATOMERA INC	4,250	$44K	0.01%
5319	TMQTRILOGY METALS INC NEW	24,054	$43K	0.01%
5320	FLTBFIDELITY MERRIMACK STR TR	822	$43K	0.01%
5321	XRLVINVESCO EXCH TRADED FD TR II	1,129	$43K	0.01%
5322	BSJRINVESCO EXCH TRD SLF IDX FD	1,751	$43K	0.01%
5323	AVDLAVADEL PHARMACEUTICALS PLC	8,559	$43K	0.01%
5324	VGIVIRTUS GLOBAL MULTI-SEC INC	4,001	$43K	0.01%
5325	USTPROSHARES TR	567	$43K	0.01%
5326	FUTUFUTU HLDGS LTD	1,500	$43K	0.01%
5327	TFFPEURTFF PHARMACEUTICALS INC	2,372	$43K	0.01%
5328	—GUGGENHEIM CR ALLOCATION FD	2,368	$42K	0.01%
5329	BBCETFIS SER TR I	1,070	$42K	0.01%
5330	ARLAMERICAN RLTY INVS INC	4,609	$42K	0.01%
5331	ITRNITURAN LOCATION AND CONTROL	3,001	$42K	0.01%
5332	CLOUGLOBAL X FDS	1,780	$42K	0.01%
5333	OPOFOLD POINT FINL CORP	2,679	$41K	0.01%
5334	SRVCUSHING MLP & INFRASTRUCT	2,630	$41K	0.01%
5335	—ITAMAR MED LTD	2,000	$41K	0.01%
5336	AXIACENTRAIS ELETRICAS BRASILEIR	7,457	$41K	0.01%
5337	ZVOIZOVIO INC	10,173	$41K	0.01%
5338	MQ8MAG SILVER CORP	2,504	$41K	0.01%
5339	—LANDMARK INFRASTRCTUR PARTR	4,351	$40K	0.01%
5340	RFILRF INDS LTD	9,064	$40K	0.01%
5341	OREUROSISKO GOLD ROYALTIES LTD	3,375	$40K	0.01%
5342	—HV BANCORP INC	3,012	$40K	0.01%
5343	—AZURRX BIOPHARMA INC	56,020	$40K	0.01%
5344	PFFDGLOBAL X FDS	1,600	$40K	0.01%
5345	—APOLLO COML REAL EST FIN INC	50,000	$40K	0.01%
5346	AVCOGBPAVALON GLOBOCARE CORP	31,976	$40K	0.01%
5347	STIMNEURONETICS INC	8,089	$39K	0.01%
5348	BH/ABIGLARI HLDGS INC	82	$39K	0.01%
5349	FBSSFAUQUIER BANKSHARES INC VA	2,604	$39K	0.01%
5350	PC6APETROCHINA CO LTD	1,316	$39K	0.01%
5351	SFBCSOUND FINL BANCORP INC	1,317	$39K	0.01%
5352	GLOFISHARES TR	1,298	$39K	0.01%
5353	RBLDFIRST TR EXCHANGE TRADED FD	934	$39K	0.01%
5354	—SYNTAX ETF TR	1,139	$38K	0.01%
5355	NVMINOVA MEASURING INSTRUMENTS L	734	$38K	0.01%
5356	FUMBFIRST TR EXCH TRADED FD III	1,864	$38K	0.01%
5357	—GREENLANE HLDGS INC	16,835	$38K	0.01%
5358	HERZHERZFELD CARIBBEAN BASIN FD	10,533	$38K	0.01%
5359	AYATLANTICA SUSTAINABLE INFR P	1,290	$37K	0.01%
5360	PSTXUSDPOSEIDA THERAPEUTICS INC	4,166	$37K	0.01%
5361	LPLLG DISPLAY CO LTD	5,712	$37K	0.01%
5362	—IMEDIA BRANDS INC	6,510	$37K	0.01%
5363	CPGCRESCENT PT ENERGY CORP	30,703	$37K	0.01%
5364	LXLEXINFINTECH HLDGS LTD	5,400	$37K	0.01%
5365	LPROOPEN LENDING CORP	1,390	$36K	0.01%
5366	SIEBSIEBERT FINL CORP	11,064	$36K	0.01%
5367	—TIZIANA LIFE SCIENCES PLC	10,850	$36K	0.01%
5368	SACHSACHEM CAP CORP	9,089	$36K	0.01%
5369	WPRTWESTPORT FUEL SYSTEMS INC	22,216	$36K	0.01%
5370	GCVGABELLI CONV & INC SECS FD I	6,679	$36K	0.01%
5371	—OASIS MIDSTREAM PARTNERS LP	5,858	$36K	0.01%
5372	GSEUGOLDMAN SACHS ETF TR	1,195	$35K	0.01%
5373	SUREADVISORSHARES TR	501	$35K	0.01%
5374	CRTOCRITEO S A	2,922	$35K	0.01%
5375	TSEMTOWER SEMICONDUCTOR LTD	1,875	$35K	0.01%
5376	TIPXSPDR SER TR	1,703	$35K	0.01%
5377	—CITIZENS HLDG CO MISS	1,573	$35K	0.01%
5378	SVMSILVERCORP METALS INC	4,801	$35K	0.01%
5379	—NEW IRELAND FD INC	4,109	$35K	0.01%
5380	—8X8 INC NEW	39,000	$34K	0.01%
5381	HRMYHARMONY BIOSCIENCES HLDGS IN	1,000	$34K	0.01%
5382	IOUSDION GEOPHYSICAL CORP	23,063	$34K	0.01%
5383	OXLCLOXFORD LANE CAP CORP	7,817	$34K	0.01%
5384	RFPUSDRESOLUTE FST PRODS INC	7,347	$33K	0.01%
5385	IMRAIMARA INC	1,621	$33K	0.01%
5386	—TEAM INC	40,000	$32K	0.01%
5387	—PLURALSIGHT INC	36,000	$32K	0.01%
5388	—JAWS ACQUISITION CORP	2,900	$32K	0.01%
5389	—HOUSTON WIRE & CABLE CO	13,021	$32K	0.01%
5390	AXUALEXCO RESOURCE CORP	12,000	$32K	0.01%
5391	—HEXO CORP	49,220	$32K	0.01%
5392	TLTEFLEXSHARES TR	680	$32K	0.01%
5393	—RESONANT INC	13,118	$31K	0.01%
5394	DOYUDOUYU INTERNATIONAL HLDNGS L	2,334	$31K	0.01%
5395	PRTHPRIORITY TECHNOLOGY HLDGS IN	9,889	$31K	0.01%
5396	EPUISHARES TR	1,063	$31K	0.01%
5397	CATHGLOBAL X FDS	710	$30K	0.01%
5398	UCONFIRST TR EXCHNG TRADED FD VI	1,158	$30K	0.01%
5399	LDSFFIRST TR EXCHNG TRADED FD VI	1,493	$30K	0.01%
5400	MEOHMETHANEX CORP	1,234	$30K	0.01%

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