Weiss Asset Management LP Q3 2023 Filing

Filed November 14, 2023

Portfolio Value

$1.7B

Holdings

176

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (176 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	ATVIEURACTIVISION BLIZZARD INC	2,890,072	$270.6M	16.03%	Put
2	—NISOURCE INC	1,486,977	$145.0M	8.59%
3	SPYSPDR S&P 500 ETF TR	290,090	$124.0M	7.35%	Put
4	HZNPHORIZON THERAPEUTICS PUB L	775,660	$89.7M	5.32%
5	TBPHTHERAVANCE BIOPHARMA INC	7,457,060	$64.4M	3.81%
6	SPLK 1.125 06/15/27SPLUNK INC	65,000,000	$61.3M	3.63%
7	VMWEURVMWARE INC	363,830	$60.6M	3.59%
8	AALAMERICAN AIRLS GROUP INC	4,495,200	$57.6M	3.41%	Put
9	LI 0.25 05/01/28LI AUTO INC	29,024,000	$41.1M	2.43%
10	RHCRH PLC	719,500	$39.4M	2.33%
11	ATMUATMUS FILTRATION TECHNOLOGIE	1,828,703	$38.1M	2.26%
12	ACIALBERTSONS COS INC	1,640,736	$37.3M	2.21%
13	APO 6.75 07/31/26APOLLO GLOBAL MGMT INC	675,000	$37.1M	2.20%
14	NINISOURCE INC	1,500,000	$37.0M	2.19%	Put
15	IWMISHARES TR	170,000	$30.0M	1.78%	Put
16	CCIVGBPLUCID GROUP INC	5,337,991	$29.8M	1.77%	Put
17	HTZWWHERTZ GLOBAL HLDGS INC	3,979,396	$24.4M	1.44%
18	CCLCARNIVAL CORP	1,755,100	$24.1M	1.43%	Put
19	CLVTCLARIVATE PLC	749,343	$22.0M	1.30%
20	BILIBILIBILI INC	1,578,208	$21.7M	1.29%	Put
21	SGENUSDSEAGEN INC	101,829	$21.6M	1.28%
22	LILI AUTO INC	600,000	$21.4M	1.27%	Put
23	AXTAAXALTA COATING SYS LTD	679,180	$18.3M	1.08%
24	ZTO 1.5 09/01/27ZTO EXPRESS CAYMAN INC	18,218,000	$17.7M	1.05%
25	—VNET GROUP INC	21,500,000	$16.9M	1.00%
26	—INTERCEPT PHARMACEUTICALS IN	16,160,000	$15.8M	0.94%
27	COINCOINBASE GLOBAL INC	200,000	$15.0M	0.89%	Put
28	XLFISELECT SECTOR SPDR TR	213,730	$14.7M	0.87%
29	ONTOONTO INNOVATION INC	110,000	$14.0M	0.83%
30	CAVACAVA GROUP INC	451,700	$13.8M	0.82%	Put
31	AIC3 AI INC	500,000	$12.8M	0.76%	Put
32	COIN 0.5 06/01/26COINBASE GLOBAL INC	15,533,000	$11.7M	0.69%
33	SPAQUSDFISKER INC	1,640,400	$10.5M	0.62%	Put
34	NEENEXTERA ENERGY INC	183,562	$10.5M	0.62%
35	VICRVICOR CORP	163,900	$9.7M	0.57%	Call
36	NDQINVESCO QQQ TR	25,670	$9.2M	0.54%
37	NIONIO INC	1,000,000	$9.0M	0.54%	Put
38	—NIKOLA CORP	5,500,000	$8.6M	0.51%	Put
39	ARMARM HOLDINGS PLC	150,000	$8.0M	0.48%
40	—THUNDER BRDG CAP PRTNRS IV I	650,000	$6.7M	0.39%
41	PGNYPROGYNY INC	166,700	$5.7M	0.34%
42	XLESELECT SECTOR SPDR TR	60,000	$5.4M	0.32%	Put
43	—CRIXUS BH3 ACQUISITION CO	500,000	$5.3M	0.31%
44	1939900DBROOKFIELD INFRASTRUCTURE CO	143,740	$5.1M	0.30%
45	IQIQIYI INC	1,000,000	$4.7M	0.28%	Put
46	—EMAGIN CORP	2,127,487	$4.2M	0.25%
47	ENPHENPHASE ENERGY INC	33,300	$4.0M	0.24%	Call
48	WOLF*WOLFSPEED INC	102,000	$3.9M	0.23%
49	FSLRFIRST SOLAR INC	23,700	$3.8M	0.23%
50	RCLROYAL CARIBBEAN GROUP	40,000	$3.7M	0.22%	Put
51	PKSTPEAKSTONE REALTY TRUST	208,322	$3.5M	0.21%
52	NXTNEXTRACKER INC	85,711	$3.4M	0.20%
53	CHWYCHEWY INC	182,000	$3.3M	0.20%	Call
54	JOBYJOBY AVIATION INC	2,638,204	$3.3M	0.19%
55	—ARISZ ACQUISITION CORP	304,438	$3.3M	0.19%
56	PAYOPAYONEER GLOBAL INC	4,000,000	$3.2M	0.19%
57	FLEXFLEX LTD	112,993	$3.0M	0.18%
58	PARA 5.75 04/01/24 APARAMOUNT GLOBAL	172,423	$3.0M	0.18%
59	SOSOUTHERN CO	46,828	$3.0M	0.18%
60	—PONO CAP THREE INC	275,000	$2.9M	0.17%
61	ESEVERSOURCE ENERGY	47,083	$2.7M	0.16%
62	DDOMINION ENERGY INC	60,971	$2.7M	0.16%
63	AEPAMERICAN ELEC PWR CO INC	36,197	$2.7M	0.16%
64	XELXCEL ENERGY INC	47,523	$2.7M	0.16%
65	WECWEC ENERGY GROUP INC	33,659	$2.7M	0.16%
66	AEEAMEREN CORP	36,182	$2.7M	0.16%
67	DTEDTE ENERGY CO	27,268	$2.7M	0.16%
68	PEGPUBLIC SVC ENTERPRISE GRP IN	47,531	$2.7M	0.16%
69	PEOEXELON CORP	71,499	$2.7M	0.16%
70	ETRENTERGY CORP NEW	29,162	$2.7M	0.16%
71	EDCONSOLIDATED EDISON INC	31,502	$2.7M	0.16%
72	DUKDUKE ENERGY CORP NEW	30,508	$2.7M	0.16%
73	CEGCONSTELLATION ENERGY CORP	24,566	$2.7M	0.16%
74	PCGPG&E CORP	166,029	$2.7M	0.16%
75	AWCAMERICAN WTR WKS CO INC NEW	21,621	$2.7M	0.16%
76	FEFIRSTENERGY CORP	78,029	$2.7M	0.16%
77	FUBO 3.25 02/15/26FUBOTV INC	4,000,000	$2.6M	0.16%
78	SRESEMPRA	34,948	$2.4M	0.14%
79	XJPIXNUVEEN PFD & INCOME TERM FD	122,783	$2.1M	0.12%
80	BITOPROSHARES TR	142,250	$2.0M	0.12%
81	IRBTQIROBOT CORP	45,089	$1.7M	0.10%
82	GOSSGOSSAMER BIO INC	2,000,000	$1.7M	0.10%
83	PHYS/USPROTT PHYSICAL GOLD TR	114,132	$1.6M	0.10%
84	GOEVQCANOO INC	3,299,901	$1.6M	0.10%	Put
85	BSTZBLACKROCK SCIENCE & TECHNOLO	93,894	$1.5M	0.09%
86	BTXBLACKROCK INNOVATION AND GRW	220,965	$1.5M	0.09%
87	CARTMAPLEBEAR INC	50,000	$1.5M	0.09%
88	—FREYR BATTERY	300,000	$1.5M	0.09%	Put
89	VSHVISHAY INTERTECHNOLOGY INC	58,000	$1.4M	0.08%
90	—DISTOKEN ACQUISITION CORP	123,504	$1.3M	0.08%
91	TWNKEURHOSTESS BRANDS INC	35,187	$1.2M	0.07%
92	MANUMANCHESTER UTD PLC NEW	54,941	$1.1M	0.06%
93	—PEARL HOLDINGS ACQUISITN COR	100,000	$1.1M	0.06%
94	BGBBLACKSTONE STRATEGIC CRED 20	90,883	$999K	0.06%
95	—FARADAY FUTRE INTLGT ELCTR I	750,000	$998K	0.06%	Put
96	OPRAOPERA LTD	80,000	$902K	0.05%
97	—GENERATION ASIA I ACQUISITIO	80,000	$858K	0.05%
98	ODDODDITY TECH LTD	30,000	$851K	0.05%
99	FUBOFUBOTV INC	300,000	$801K	0.05%	Put
100	DMYYDMY SQUARED TECHNOLOGY GROUP	74,700	$781K	0.05%

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