Weiss Asset Management LP Q3 2021 Filing

Filed November 12, 2021

Portfolio Value

$4.0T

Holdings

506

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (506 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	504,267	$216.4B	5.42%	Put
2	—NUANCE COMMUNICATIONS INC	37,333,000	$104.9B	2.63%
3	PCG 5.5 08/16/23PG&E CORP	823,000	$78.7B	1.97%
4	—AEROJET ROCKETDYNE HLDGS INC	42,982,000	$72.8B	1.83%
5	FIVN 0.5 06/01/25FIVE9 INC	44,484,000	$60.3B	1.51%
6	NBIX 2.25 05/15/24NEUROCRINE BIOSCIENCES INC	42,550,000	$57.1B	1.43%
7	—JOYY INC	50,771,000	$47.6B	1.19%
8	—IQIYI INC	46,276,000	$45.6B	1.14%
9	GFLGFL ENVIRONMENTAL INC	1,206,261	$44.8B	1.12%
10	NEENEXTERA ENERGY INC	550,000	$43.2B	1.08%	Put
11	IWMISHARES TR	195,500	$42.8B	1.07%	Put
12	—LIBERTY MEDIA CORP DEL	33,941,000	$41.7B	1.04%
13	—REVOLUTION HEALTHCAR AQ CORP	4,250,000	$41.4B	1.04%
14	—BAOZUN INC	42,233,000	$39.0B	0.98%
15	—VY GLOBAL GROWTH	3,840,357	$37.7B	0.94%
16	—MARQUEE RAINE ACQUISITION CO	3,646,477	$36.4B	0.91%
17	XLUSELECT SECTOR SPDR TR	550,000	$35.1B	0.88%	Put
18	GFLCN 6 03/15/23GFL ENVIRONMENTAL INC	400,000	$34.0B	0.85%
19	—IHS MARKIT LTD	287,160	$33.5B	0.84%
20	AEPAMERICAN ELEC PWR CO INC	406,968	$33.0B	0.83%	Put
21	—AUSTERLITZ ACQUISITION CORP	3,319,180	$33.0B	0.83%
22	—AUSTERLITZ ACQUISITION CORP	3,303,739	$32.2B	0.81%
23	PDD 0 12/01/25PINDUODUO INC	33,600,000	$31.2B	0.78%
24	—FTAC HERA ACQUISITION CORP	3,199,699	$31.2B	0.78%
25	KWEBKRANESHARES TR	648,024	$30.7B	0.77%	Put
26	CCIXCHURCHILL CAPITAL CORP VII	3,069,307	$29.8B	0.75%
27	HVIIHENNESSY CAPITAL INVST CORP	2,970,000	$29.6B	0.74%
28	NEE 4.872 09/01/22NEXTERA ENERGY INC	492,500	$28.9B	0.72%
29	—IRONNET INC	1,630,400	$27.8B	0.70%	Put
30	—KKR ACQUISITION HOLDING I CO	2,842,307	$27.7B	0.69%
31	—THUNDER BRIDGE CAP PRTNRS II	2,749,997	$26.8B	0.67%
32	—PERSHING SQUARE TONTINE HLDG	1,340,381	$26.4B	0.66%
33	—MOTIVE CAPITAL CORP	2,470,131	$24.5B	0.61%
34	PLDMY TECHNOLOGY GROUP INC IV	2,420,802	$24.0B	0.60%
35	EXEEWCHESAPEAKE ENERGY CORP	657,000	$23.8B	0.60%
36	RNWRENEW ENERGY GLOBAL PLC	2,200,000	$22.4B	0.56%
37	—ARES ACQUISITION CORPORATION	2,299,395	$22.4B	0.56%
38	—TREBIA ACQUISITION CORP	2,244,018	$22.2B	0.56%
39	—GORES METROPOULOS II INC	2,240,205	$22.1B	0.55%
40	—REINVENT TECHNOLOGY PARTNERS	2,227,130	$22.1B	0.55%
41	—FORESIGHT ACQUISITION CORP	2,233,912	$22.0B	0.55%
42	EWYISHARES INC	272,600	$22.0B	0.55%	Put
43	—THUNDER BRDG CAP PRTNRS IV I	2,250,000	$21.8B	0.55%
44	—DECARBONIZATION PLUS ACQUISI	2,102,600	$21.3B	0.53%
45	JOYYJOYY INC	383,300	$21.0B	0.53%	Put
46	—PIONEER MERGER CORP	2,064,107	$20.5B	0.51%
47	—AURORA ACQUISITION CORP	2,055,569	$20.5B	0.51%
48	KCAC-UNKENSINGTON CAPITAL ACQUISITI	2,000,000	$20.4B	0.51%
49	SEALTD 0.25 09/15/26SEA LTD	20,000,000	$20.3B	0.51%
50	—CM LIFE SCIENCES III INC	2,028,990	$20.1B	0.50%
51	—GOOD WKS II ACQUISITION CORP	2,000,000	$19.5B	0.49%
52	—ECP ENVIRONMENTAL GW OPT COR	1,970,872	$19.5B	0.49%
53	—LONGVIEW ACQUISITION CORP II	1,922,181	$19.0B	0.48%
54	—SVF INVESTMENT CORP	1,874,212	$18.3B	0.46%
55	SVACSPRING VY ACQUISITION CORP	2,099,934	$18.2B	0.46%
56	—RMG ACQUISITION CORP III	1,867,387	$18.2B	0.46%
57	—FUTURE HEALTH ESG CORP	1,800,000	$18.0B	0.45%
58	—KHOSLA VENTURES ACQUISITION	1,789,544	$17.7B	0.44%
59	—COHN ROBBINS HOLDINGS CORP	1,783,156	$17.5B	0.44%
60	—COMPUTE HEALTH ACQUISITIN CO	1,788,797	$17.5B	0.44%
61	—TPB ACQUISITION CORP I	1,732,500	$17.2B	0.43%
62	—ARGUS CAPITAL CORP	1,672,600	$16.9B	0.42%
63	—MERCURY ECOM ACQUISITION COR	1,732,500	$16.9B	0.42%
64	—HEALTH ASSURN ACQUISITION CO	1,724,837	$16.9B	0.42%
65	—LUX HEALTH TECH ACQUISITION	1,703,861	$16.7B	0.42%
66	JWSMFJAWS MUSTANG ACQUISITION COR	1,689,104	$16.5B	0.41%
67	—ALKURI GLOBAL ACQUISITION CO	1,650,339	$16.5B	0.41%
68	—NORTHERN GENESIS ACQUISITION	1,634,277	$16.2B	0.41%
69	—VIRTUOSO ACQUISITION CORP	1,632,910	$16.2B	0.41%
70	—QUEENS GAMBIT GROWTH CAPITAL	1,634,512	$16.1B	0.40%
71	—BROADSCALE ACQUISITION CORP	1,638,019	$15.9B	0.40%
72	—IVANHOE CAPITAL ACQUISTIN CO	1,601,456	$15.9B	0.40%
73	—SWITCHBACK II CORPORATION	1,558,936	$15.5B	0.39%
74	—GIGCAPITAL 5 INC	1,500,000	$15.4B	0.39%
75	—VIVEON HEALTH ACQUISITION CO	1,511,800	$15.1B	0.38%
76	BDXBECTON DICKINSON & CO	61,343	$15.1B	0.38%
77	IQIQIYI INC	1,860,499	$14.9B	0.37%	Put
78	—CENAQ ENERGY CORP	1,485,000	$14.9B	0.37%
79	—CBRE ACQUISITION HLDGS INC	1,451,183	$14.4B	0.36%
80	—NOVUS CAPITAL CORPORATION II	1,455,189	$14.4B	0.36%
81	SWKSTANLEY BLACK & DECKER INC	82,146	$14.4B	0.36%
82	—WARBURG PINCUS CAPTAL CORP I	1,459,615	$14.3B	0.36%
83	—TUSCAN HLDGS CORP II	1,399,539	$14.1B	0.35%
84	—LEFTERIS ACQUISITION CORP	1,431,008	$14.0B	0.35%
85	HYGISHARES TR	160,000	$14.0B	0.35%	Put
86	—ION ACQUISITION CORP 2 LTD	1,336,256	$13.2B	0.33%
87	—INTERPRIVATE III FINANCIAL P	1,336,181	$13.2B	0.33%
88	—CIIG CAPITAL PARTNERS II INC	1,300,000	$13.1B	0.33%
89	XLESELECT SECTOR SPDR TR	250,000	$13.0B	0.33%	Put
90	—HIGHLAND TRANSCEND PARTNERS	1,289,253	$12.8B	0.32%
91	—CITIC CAPITAL ACQUISITION CO	1,275,309	$12.7B	0.32%
92	—CC NEUBERGER PRIN HLDGS II	1,294,081	$12.7B	0.32%
93	DKS 3.25 04/15/25DICKS SPORTING GOODS INC	3,420,000	$12.7B	0.32%
94	—ALTIMAR ACQUISITION CORP II	1,282,981	$12.6B	0.32%
95	—SEVEN OAKS ACQUISITION CORP	1,269,633	$12.6B	0.32%
96	LINLINDE PLC	42,700	$12.5B	0.31%
97	—DFP HEALTHCARE ACQUISITNS CO	1,235,168	$12.3B	0.31%
98	LATAGALATA ACQUISITION CORP	1,237,498	$12.3B	0.31%
99	—HENNESSY CAPITAL INVS CORP V	1,237,847	$12.2B	0.31%
100	—SPARTAN ACQUISITION CORP III	1,235,591	$12.2B	0.31%

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