Waterloo Capital, L.P. Q1 2020 Filing

Filed June 1, 2020

Portfolio Value

$140.9B

Holdings

154

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (154 positions)

#StockSharesValue% PortfolioType
1
DRSKAPTUS DEFINED RISK ETF
495,578$13.9B9.88%
2
ADMEAPTUS DRAWDOWN MANAGED EQUITY ETF
298,061$8.4B5.95%
3
ACIOAPTUS COLLARED INCOME OPPORTUNITY ETF
319,003$7.7B5.44%
4
SPABSPDR PORTFOLIO AGGREGATE BOND ETF
189,306$5.7B4.06%
5
AORISHARES GROWTH ALLOCATION FUND
118,012$4.9B3.47%
6
OSCVOPUS SMALL CAP VALUE ETF
222,196$4.2B2.95%
7
AAPLAPPLE INC
14,180$3.6B2.56%
8
IVWISHARES S&P 500 GROWTH ETF
18,938$3.1B2.22%
9
SPDWSPDR PORTFOLIO DEVELOPED WORLD EX-US ETF
120,358$2.9B2.05%
10
SPTMSPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF
80,030$2.5B1.79%
11
NDQPOWERSHARES QQQ TR
13,049$2.5B1.76%
12
WQTMWISDOMTREE FLOATING RATE TREASURY FUND
92,860$2.3B1.66%
13
AOAISHARES S&P AGGRESSIVE ALLOCATION FUND
48,835$2.3B1.65%
14
JPSTJPMORGAN ULTRA-SHORT INCOME ETF
44,851$2.2B1.58%
15
MSFTMICROSOFT
13,569$2.1B1.52%
16
AMZNAMAZON.COM INC
1,072$2.1B1.48%
17
SPEMSPDR PORTFOLIO EMERGING MARKETS ETF
69,624$2.0B1.41%
18
AGGISHARES AGGREGATE BOND ETF
15,393$1.8B1.26%
19
SCHOSCHWAB SHORT-TERM U.S. TREASURY ETF
28,056$1.5B1.03%
20
ULSTSPDR SSGA ULTRA SHORT TERM BOND ETF
36,620$1.4B1.01%
21
XMLVINVESCO S&P MIDCAP LOW VOLATILITY ETF
35,060$1.4B0.99%
22
ICSHISHARES LIQUIDITY INCOME ETF
27,173$1.4B0.96%
23
SCHGSCHWAB US LARGE CAP GROWTH ETF
16,402$1.3B0.93%
24
IVVISHARES S&P 500 INDEX
4,977$1.3B0.91%
25
FLRNSPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF
43,107$1.3B0.90%
26
SCHXSCHWAB STRATEGIC TR US LRG CAP ETF
20,587$1.3B0.90%
27
HDHOME DEPOT
6,561$1.2B0.87%
28
MINTPIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND
11,904$1.2B0.84%
29
SCHZSCHWAB US AGGREGATE BOND ETF
19,640$1.1B0.76%
30
INTCINTEL CORP COM
19,266$1.0B0.74%
31
VVISA INC
6,287$1.0B0.72%
32
SCHBSCHWAB ETFS- US BROAD MARKET ETF
16,432$993.0M0.70%
33
USVMVICTORYSHARES USAA MSCI USA SMALL CAP VALUE MOMENTUM ETF
25,900$947.0M0.67%
34
MTUMISHARES EDGE MSCI USA MOMENTUM FACTOR ETF
8,806$938.0M0.67%
35
VOOVANGUARD S&P 500 ETF
3,883$920.0M0.65%
36
PEPPEPSICO INC COM
7,272$873.0M0.62%
37
SBUXSTARBUCKS CORP
13,045$858.0M0.61%
38
DONSPDR DOW JONES INDUSTRIAL AVERAGE ETF
3,900$855.0M0.61%
39
SCHPSCHWAB US TIPS ETF
14,867$855.0M0.61%
40
UNHUNITEDHEALTH GROUP
3,373$841.0M0.60%
41
AMTAMERICAN TOWER CORP
3,847$838.0M0.59%
42
MCDMCDONALDS CORP COM
4,999$827.0M0.59%
43
JPMJPMORGAN CHASE & CO COM
8,185$737.0M0.52%
44
AQLTISHARES U.S. TREASURY BOND ETF
25,815$723.0M0.51%
45
XLKTECHNOLOGY SELECT SECTOR SPDR FUND
8,910$716.0M0.51%
46
BLKCHFBLACKROCK INC
1,541$678.0M0.48%
47
BRBROADRIDGE FINL SOLUTIONS INC COM
6,973$661.0M0.47%
48
SCHVSCHWAB US LARGE CAP VALUE ETF
14,889$659.0M0.47%
49
VEAVANGUARD FTSE DEVELOPED MARKETS ETF
19,395$647.0M0.46%
50
ROPROPER INDUSTRIES INC
2,047$638.0M0.45%
51
IWFISHARES RUSSELL 1000 GROWTH ETF
4,199$633.0M0.45%
52
WPCWP CAREY INC COM
10,500$610.0M0.43%
53
PKGPACKAGING CORP OF AMERICA
6,945$603.0M0.43%
54
CPRTCOPART INC
8,510$583.0M0.41%
55
SPTSSPDR PORTFOLIO SHORT TERM TREASURY ETF
18,898$581.0M0.41%
56
DGDOLLAR GEN CORP NEW COM
3,791$572.0M0.41%
57
GQ9SPDR GOLD ETF
3,756$556.0M0.39%
58
WMWASTE MANAGEMENT INC
5,793$536.0M0.38%
59
USMVISHARES EDGE MSCI MIN VOL USA ETF
9,855$532.0M0.38%
60
BIVVANGUARD INTERMEDIATE-TERM BOND INDEX FUND
5,943$531.0M0.38%
61
ACWVISHARES EDGE MSCI MIN VOL GLOBAL ETF
6,595$530.0M0.38%
62
IAUUSDISHARES COMEX GOLD TRUST
35,121$529.0M0.38%
63
VTVVANGUARD VALUE INDEX FUND
5,887$524.0M0.37%
64
IYLDISHARES MORNINGSTAR MULTI-ASSET INCOME INDEX FUND
25,918$518.0M0.37%
65
MOATVANECK VECTORS MORNINGSTAR WIDE MOAT ETF
11,829$517.0M0.37%
66
PMBSPIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
4,807$509.0M0.36%
67
BABINVESCO TAXABLE MUNICIPAL BOND ETF
16,425$508.0M0.36%
68
TLTISHARES 20 Plus YEAR TREASURY BOND ETF
3,078$508.0M0.36%
69
FLOTISHARES FLOATING RATE BOND ETF
10,138$494.0M0.35%
70
QUSSPDR MSCI USA STRATEGICFACTORS ETF
6,425$491.0M0.35%
71
TIPISHARES TIPS BOND ETF
4,118$486.0M0.35%
72
IDEVISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF
10,564$468.0M0.33%
73
VWOVANGUARD FTSE EMERGING MARKETS ETF
13,913$467.0M0.33%
74
LTPZPIMCO 15 Plus YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND
5,922$461.0M0.33%
75
FSICUSDFS KKR CAPITAL CORP COM
153,426$460.0M0.33%
76
MSCIMSCI INC COM
1,544$446.0M0.32%
77
MRKMERCK & CO INC
5,791$446.0M0.32%
78
CWBSPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF
9,220$441.0M0.31%
79
AOMISHARES MODERATE ALLOCATION FUND
11,964$440.0M0.31%
80
XLVHEALTH CARE SELECT SECTOR SPDR FUND
4,832$428.0M0.30%
81
QQQEDIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES
9,152$425.0M0.30%
82
AMDADVANCED MICRO DEVICES INC COM
9,200$418.0M0.30%
83
MNAIQ MERGER ARBITRAGE ETF
13,588$410.0M0.29%
84
SHYISHARES 1-3 YEAR TREASURY BOND ETF
4,519$392.0M0.28%
85
VCITVANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
4,490$391.0M0.28%
86
GOOGLALPHABET INC CAP STK CL A
335$389.0M0.28%
87
NFRAFLEXSHARES STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FUND
8,644$374.0M0.27%
88
VMBSVANGUARD MORTGAGE-BACKED SECURITIES ETF
6,578$359.0M0.25%
89
GSIEGOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF
15,261$352.0M0.25%
90
SPHQINVESCO S&P 500 QUALITY ETF
11,769$352.0M0.25%
91
MUNIPIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND
6,335$346.0M0.25%
92
SCHRSCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF
5,864$345.0M0.24%
93
LRCXEURLAM RESEARCH CORP
1,433$344.0M0.24%
94
SNPSSYNOPSYS INC COM
2,648$341.0M0.24%
95
LMBSFIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF
6,679$341.0M0.24%
96
WMTWALMART INC COM
3,005$341.0M0.24%
97
BNDVANGUARD TOTAL BOND MARKET ETF
3,913$334.0M0.24%
98
PGPROCTER AND GAMBLE CO COM
2,960$326.0M0.23%
99
IEMGISHARES CORE MSCI EMERGING MARKETS ETF
8,033$325.0M0.23%
100
CTXSEURCITRIX SYSTEMS INC
2,296$325.0M0.23%
Page 1 of 2Next