Warberg Asset Management LLC Q4 2024 Filing

Filed February 13, 2025

Portfolio Value

$655.5M

Holdings

198

Report Date

Q4 2024

Filing Type

13F-HR

All Holdings (198 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	405,000	$237.4M	36.21%	Put
2	QQQINVESCO QQQ TR	58,000	$29.7M	4.52%	Put
3	RCL 6 08/15/25ROYAL CARIBBEAN GROUP	5,709,000	$26.5M	4.04%
4	PSN 0.25 08/15/25PARSONS CORP DEL	10,426,000	$21.3M	3.26%
5	OXY/WSOCCIDENTAL PETE CORP	641,155	$17.7M	2.69%
6	AXON 0.5 12/15/27AXON ENTERPRISE INC	6,758,000	$17.6M	2.69%
7	X 5 11/01/26UNITED STATES STL CORP	6,762,000	$17.4M	2.65%
8	VRNS 1.25 08/15/25VARONIS SYS INC	9,937,000	$14.5M	2.21%
9	MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC.	8,976,000	$14.4M	2.19%
10	DDOG 0.125 06/15/25DATADOG INC	8,905,000	$13.8M	2.10%
11	ITGR 2.125 02/15/28INTEGER HLDGS CORP	8,527,000	$13.6M	2.08%
12	BOX 0 01/15/26BOX INC	10,668,000	$13.5M	2.06%
13	CNK 4.5 08/15/25CINEMARK HLDGS INC	5,457,000	$11.9M	1.81%
14	NRG 2.75 06/01/48NRG ENERGY INC	5,213,000	$11.5M	1.75%
15	POST 2.5 08/15/27POST HLDGS INC	7,969,000	$9.4M	1.43%
16	—OCCIDENTAL PETE CORP	180,000	$8.9M	1.36%	Call
17	HUBS 0.375 06/01/25HUBSPOT INC	3,614,000	$8.9M	1.35%
18	STX 3.5 06/01/28SEAGATE HDD CAYMAN	7,045,000	$8.5M	1.29%
19	BLMN 5 05/01/25BLOOMIN BRANDS INC	6,644,000	$7.8M	1.19%
20	MTSI 0.25 03/15/26MACOM TECH SOLUTIONS HLDGS I	4,800,000	$7.7M	1.17%
21	IDCC 3.5 06/01/27INTERDIGITAL INC	2,625,000	$6.6M	1.01%
22	FLR 1.125 08/15/29FLUOR CORP	5,220,000	$6.6M	1.00%
23	GVA 3.75 05/15/28GRANITE CONSTR INC	3,102,000	$6.1M	0.93%
24	MIDD 1 09/01/25MIDDLEBY CORP	4,949,000	$5.5M	0.85%
25	SEALTD 2.375 12/01/25SEA LTD	4,269,000	$5.4M	0.83%
26	MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC.	2,039,000	$5.2M	0.80%
27	WK 1.125 08/15/26WORKIVA INC	3,195,000	$4.6M	0.70%
28	GWRE 1.25 03/15/25GUIDEWIRE SOFTWARE INC	3,003,000	$4.4M	0.68%
29	F 0 03/15/26FORD MTR CO	4,562,000	$4.4M	0.67%
30	NCLH 5.375 08/01/25NCL CORP LTD	3,027,000	$4.3M	0.66%
31	EXEELEXPAND ENERGY CORPORATION	47,922	$4.1M	0.63%
32	ZS 0.125 07/01/25ZSCALER INC	3,175,000	$3.9M	0.60%
33	PRGSPROGRESS SOFTWARE CORP	3,165,000	$3.8M	0.58%
34	LRN 1.125 09/01/27STRIDE INC	1,605,000	$3.2M	0.49%
35	LYV 3.125 01/15/29LIVE NATION ENTERTAINMENT IN	2,006,000	$2.7M	0.42%
36	ICSHISHARES TR	51,864	$2.6M	0.40%
37	CORZWCORE SCIENTIFIC INC NEW	316,297	$2.6M	0.40%
38	TYL 0.25 03/15/26TYLER TEX INDPT SCH DIST	2,073,000	$2.5M	0.38%
39	NICEIT 0 09/15/25NICE LTD	2,559,000	$2.5M	0.38%
40	FOUR 0 12/15/25SHIFT4 PMTS INC	1,610,000	$2.2M	0.33%
41	MSFTMICROSOFT CORP	5,000	$2.1M	0.32%	Put
42	JAZZ 2 06/15/26JAZZ INVESTMENTS I LTD	2,005,000	$2.0M	0.31%
43	EPR 5.75 PERP CEPR PPTYS	90,000	$1.9M	0.29%
44	SBUXSTARBUCKS CORP	20,000	$1.8M	0.28%	Put
45	TLTISHARES TR	20,000	$1.7M	0.27%	Put
46	LUV 1.25 05/01/25SOUTHWEST AIRLS CO	1,579,000	$1.6M	0.25%
47	NDQINVESCO QQQ TR	3,000	$1.5M	0.23%
48	BKNG 0.75 05/01/25BOOKING HOLDINGS INC	571,000	$1.5M	0.23%
49	LYV 2 02/15/25LIVE NATION ENTERTAINMENT IN	1,226,000	$1.5M	0.23%
50	PLTRPALANTIR TECHNOLOGIES INC	19,000	$1.4M	0.22%	Put
51	AAPLAPPLE INC	5,000	$1.3M	0.19%	Put
52	SLVISHARES SILVER TR	45,000	$1.2M	0.18%	Call
53	TAVITAVIA ACQUISITION CORP	113,000	$1.1M	0.17%
54	AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC	1,076,000	$1.1M	0.17%
55	—VANECK ETF TRUST	31,000	$1.1M	0.16%	Call
56	GTLS 6.75 12/15/25 BCHART INDS INC	14,000	$987K	0.15%
57	CHARCHARLTON ARIA ACQUISITION CO	98,665	$983K	0.15%
58	SHVISHARES TR	8,696	$958K	0.15%
59	NENNEW ENGLAND RLTY ASSOC LTD P	11,379	$930K	0.14%
60	EXEEWEXPAND ENERGY CORPORATION	9,694	$926K	0.14%
61	APO 6.75 07/31/26APOLLO GLOBAL MGMT INC	10,508	$913K	0.14%
62	BRK-BBERKSHIRE HATHAWAY INC DEL	2,000	$907K	0.14%	Put
63	—BUKIT JALIL GBL ACQUISITION	80,787	$904K	0.14%
64	CLRCFCLIMATEROCK	75,390	$890K	0.14%
65	GBX 2.875 04/15/28GREENBRIER COS INC	726,000	$879K	0.13%
66	SPYSHEPHERD AVE CAP ACQUISITION	86,585	$868K	0.13%
67	VCICVINE HILL CAP INVT CORP.	85,055	$853K	0.13%
68	MSFTMICROSOFT CORP	2,000	$843K	0.13%
69	FORLFOUR LEAF ACQUISITION CORP	75,932	$843K	0.13%
70	BKHABLACK HAWK ACQUISITION CORP	74,120	$769K	0.12%
71	RGTIWRIGETTI COMPUTING INC	117,995	$748K	0.11%
72	—TRANSLATIONAL DEV ACQUISITIO	74,462	$746K	0.11%
73	QETAQUETTA ACQUISITION CORP	70,700	$746K	0.11%
74	SBUXSTARBUCKS CORP	8,000	$730K	0.11%
75	CTLPCANTALOUPE INC	75,000	$713K	0.11%	Call
76	NEOVWNEOVOLTA INC	354,299	$709K	0.11%
77	YCYAA MISSION ACQUISITION CORP	67,196	$679K	0.10%
78	—GSR III ACQUISITION CORP	67,998	$673K	0.10%
79	GCMGWGCM GROSVENOR INC	525,114	$662K	0.10%
80	PLTRPALANTIR TECHNOLOGIES INC	8,600	$651K	0.10%	Call
81	CVNACARVANA CO	3,100	$630K	0.10%
82	NENOBLE CORP PLC	57,439	$611K	0.09%
83	CVNACARVANA CO	3,000	$610K	0.09%	Put
84	AMDADVANCED MICRO DEVICES INC	5,000	$604K	0.09%	Call
85	CRTAFCARTICA ACQUISITION CORP	51,079	$604K	0.09%
86	—BROAD CAPITAL ACQUISITION CO	50,138	$590K	0.09%
87	STNGSCORPIO TANKERS INC	10,200	$507K	0.08%	Call
88	KVACKEEN VISION ACQUISITION CORP	46,000	$505K	0.08%
89	JPMJPMORGAN CHASE & CO.	2,000	$479K	0.07%	Call
90	—PLUM ACQUISITION CORP III	42,754	$475K	0.07%
91	RDACRISING DRAGON ACQUISITION CO	45,979	$461K	0.07%
92	OAKUOAK WOODS ACQUISITION CORP	40,000	$454K	0.07%
93	CMPOWCOMPOSECURE INC	97,566	$454K	0.07%
94	SO 3.875 12/15/25SOUTHERN CO	414,000	$435K	0.07%
95	—NUSCALE PWR CORP	23,000	$412K	0.06%	Put
96	MSTRMICROSTRATEGY INC	1,400	$405K	0.06%	Put
97	RFAIRF ACQUISITION CORP II	38,000	$388K	0.06%
98	ON 0 05/01/27ON SEMICONDUCTOR CORP	277,000	$363K	0.06%
99	—AIMFINITY INVESTMENT CORP I	29,613	$347K	0.05%
100	NVAWWNOVA MINERALS LTD	52,458	$346K	0.05%

Page 1 of 2Next