Warberg Asset Management LLC Q4 2023 Filing

Filed February 7, 2024

Portfolio Value

$528.0M

Holdings

232

Report Date

Q4 2023

Filing Type

13F-HR

All Holdings (232 positions)

#	Stock	Shares	Value	% Portfolio	Type
201	SASEABRIDGE GOLD INC	10,000	$121K	0.02%	Call
202	—TESLA INC	10,000	$120K	0.02%
203	—EXCELFIN ACQUISITION CORP	10,972	$118K	0.02%
204	—BROAD CAPITAL ACQUISITION CO	10,329	$115K	0.02%
205	WENNBOWEN ACQUISITION CORP	10,000	$103K	0.02%
206	OPHCOPTIMUMBANK HLDGS INC	19,700	$82K	0.02%
207	PXSPYXIS TANKERS INC	69,617	$77K	0.01%
208	—MIRION TECHNOLOGIES INC	30,096	$61K	0.01%
209	ESPRESPERION THERAPEUTICS INC NE	20,000	$60K	0.01%	Call
210	PODCPODCASTONE INC	30,652	$57K	0.01%
211	—KWESST MICRO SYSTEMS INC	57,283	$52K	0.01%
212	NXPLWNEXTPLAT CORP	80,826	$48K	0.01%
213	LRN 1.125 09/01/27STRIDE INC	35,000	$45K	0.01%
214	—HCI GROUP INC	28,000	$40K	0.01%
215	FGFPPFG FINANCIAL GROUP INC	20,885	$33K	0.01%
216	SPAQUSDFISKER INC	18,600	$33K	0.01%
217	PETVPETVIVO HLDGS INC	27,693	$29K	0.01%
218	IBIOIBIO INC	19,000	$26K	0.00%
219	SKYHSKY HARBOUR GROUP CORPORATIO	31,436	$24K	0.00%
220	AUMNGOLDEN MINERALS CO	42,402	$22K	0.00%
221	VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY INC	20,000	$20K	0.00%
222	PIIIP3 HEALTH PARTNERS INC	13,400	$19K	0.00%
223	—STRONG GLOBAL ENTMT INC	11,699	$19K	0.00%
224	SNGXSOLIGENIX INC	20,000	$15K	0.00%
225	—EDIBLE GARDEN AG INC	30,000	$15K	0.00%
226	GRVIUPEXI INC	13,000	$15K	0.00%
227	RCATRED CAT HLDGS INC	16,310	$14K	0.00%
228	FRSXUSDFORESIGHT AUTONOMOUS HLDGS L	11,749	$12K	0.00%
229	AUROWAURORA INNOVATION INC	20,000	$11K	0.00%
230	LO9AVBI VACCINES INC CDA	15,000	$9K	0.00%
231	PALIPALISADE BIO INC	10,000	$6K	0.00%
232	—THARIMMUNE INC	10,002	$5K	0.00%

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