Warberg Asset Management LLC Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$539.6M

Holdings

197

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (197 positions)

StockValue
SPYSPDR S&P 500 ETF TR
$181.9M
NUANCE COMMUNICATIONS INC
$21.9M
PLUG 3.75 06/01/25PLUG PWR INC
$19.6M
ON SEMICONDUCTOR CORP
$18.8M
CLOUDFLARE INC
$17.5M
AVANTOR INC
$16.3M
DANAHER CORPORATION
$16.0M
PANW 0.75 07/01/23PALO ALTO NETWORKS INC
$11.8M
RH
$10.9M
HERCULES CAPITAL INC
$10.6M
$10.2M
MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC.
$10.0M
RH
$9.8M
$9.0M
$8.9M
EXEEWCHESAPEAKE ENERGY CORP
$8.4M
NDQINVESCO QQQ TR
$8.1M
STARWOOD WAYPOINT HOMES
$6.5M
MELI 2 08/15/28MERCADOLIBRE INC
$6.4M
W 1.125 11/01/24WAYFAIR INC
$6.2M
$5.5M
LITE 0.25 03/15/24LUMENTUM HLDGS INC
$5.3M
FWONK 1 01/30/23LIBERTY MEDIA CORP DEL
$5.2M
$4.4M
ZENDESK INC
$4.4M
WORKDAY INC
$4.4M
MIDD 1 09/01/25MIDDLEBY CORP
$4.2M
Z 0.75 09/01/24ZILLOW GROUP INC
$3.8M
EXEEZCHESAPEAKE ENERGY CORP
$3.8M
II-VI INC
$3.6M
QTWO 0.75 02/15/23Q2 HLDGS INC
$3.4M
VRNS 1.25 08/15/25VARONIS SYS INC
$3.4M
HASI 0 08/15/23HANNON ARMSTRONG SUST INFR C
$3.3M
AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC
$3.2M
RMBS 1.375 02/01/23RAMBUS INC DEL
$3.1M
AVGO 8 09/30/22 ABROADCOM INC
$3.1M
TSLATESLA INC
$2.7M
AAPLAPPLE INC
$2.7M
ESSENTIAL UTILS INC
$2.6M
FCN 2 08/15/23FTI CONSULTING INC
$2.5M
LUV 1.25 05/01/25SOUTHWEST AIRLS CO
$2.4M
ALTAIR ENGR INC
$2.1M
NEE 4.872 09/01/22NEXTERA ENERGY INC
$2.0M
CCL 5.75 04/01/23CARNIVAL CORP
$2.0M
EXEELCHESAPEAKE ENERGY CORP
$2.0M
BL 0.125 08/01/24BLACKLINE INC
$2.0M
NICE SYS INC
$2.0M
$1.8M
GFLCN 6 03/15/23GFL ENVIRONMENTAL INC
$1.8M
HTZWWHERTZ GLOBAL HLDGS INC
$1.8M
HCI GROUP INC
$1.7M
HDHOME DEPOT INC
$1.5M
SERVICENOW INC
$1.4M
SABRE CORP
$1.4M
OXY/WSOCCIDENTAL PETE CORP
$1.4M
J40TPROSHARES TR
$1.1M
PTCPTC INC
$993K
MUDRICK CAPITAL ACQU CORP II
$913K
IIPRINNOVATIVE INDL PPTYS INC
$894K
SLAB 0.625 06/15/25SILICON LABORATORIES INC
$834K
ATMPBARCLAYS BANK PLC
$826K
SSSSSURO CAPITAL CORP
$811K
MRNAMODERNA INC
$787K
ATLAS AIR WORLDWIDE HLDGS IN
$746K
DASHDOORDASH INC
$700K
COINCOINBASE GLOBAL INC
$656K
GDXVANECK ETF TRUST
$650K
II-VI INC
$640K
IYRISHARES TR
$592K
PERSHING SQUARE TONTINE HLDG
$592K
AVGOBROADCOM INC
$581K
DKS 3.25 04/15/25DICKS SPORTING GOODS INC
$560K
PAVMPAVMED INC
$543K
SLVISHARES SILVER TR
$542K
SIXTH STREET SPECIALTY LENDN
$529K
Z 1.375 09/01/26ZILLOW GROUP INC
$524K
CCIVGBPLUCID GROUP INC
$521K
CONMED CORP
$483K
TTDTHE TRADE DESK INC
$467K
BM TECHNOLOGIES INC
$442K
KALEYRA INC
$434K
TMVDIREXION SHS ETF TR
$414K
AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN
$389K
SAILPOINT TECHNOLOGIES HLDGS
$356K
NENNEW ENGLAND RLTY ASSOC LTD P
$339K
SWAGWSTRAN & COMPANY INC
$318K
VIAV 1 03/01/24VIAVI SOLUTIONS INC
$317K
CTLPCANTALOUPE INC
$295K
INTL GNRL INSURANCE HLDNGS L
$256K
CUCAAVIS BUDGET GROUP
$228K
YCBD 8 PERP ACBDMD INC
$227K
TERADYNE INC
$222K
PXSPYXIS TANKERS INC
$210K
FFORD MTR CO DEL
$210K
NOBLE ROCK ACQUISITION CORP
$207K
GLOBAL CONSUMER ACQUISITN CO
$198K
NBSTNEWBURY STREET ACQUISITN COR
$194K
RVNCEURREVANCE THERAPEUTICS INC
$178K
PINE TECHNOLOGY ACQUISITN CO
$172K
MALACCA STRAITS ACQUISITION
$166K
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