Warberg Asset Management LLC Q4 2020 Filing

Filed February 16, 2021

Portfolio Value

$407.6B

Holdings

147

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (147 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	144,000	$53.8B	13.21%	Put
2	—TESLA INC	3,715,000	$39.7B	9.74%
3	—HUBSPOT INC	6,244,000	$26.1B	6.39%
4	—FIVE9 INC	5,111,000	$21.5B	5.27%
5	—TESLA INC	1,566,000	$17.7B	4.34%
6	—INPHI CORP	5,084,000	$14.4B	3.54%
7	—INSULET CORP	4,684,000	$12.8B	3.15%
8	—TERADYNE INC	3,355,000	$12.7B	3.12%
9	—SEA LTD	3,000,000	$11.9B	2.92%
10	MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC.	5,615,000	$11.9B	2.91%
11	—NICE SYS INC	3,495,000	$11.9B	2.91%
12	TSLATESLA INC	15,000	$10.6B	2.60%	Put
13	—SQUARE INC	3,630,000	$10.2B	2.50%
14	MELI 2 08/15/28MERCADOLIBRE INC	2,000,000	$7.6B	1.87%
15	—HANNON ARMSTRONG SUST INFR C	3,199,000	$7.5B	1.84%
16	COUP 0.125 06/15/25COUPA SOFTWARE INC	3,445,000	$7.5B	1.84%
17	Z 0.75 09/01/24ZILLOW GROUP INC	2,500,000	$7.5B	1.84%
18	W 1.125 11/01/24WAYFAIR INC	3,608,000	$7.2B	1.78%
19	—RH	2,937,000	$6.9B	1.69%
20	CCLCARNIVAL CORP	295,300	$6.4B	1.57%	Put
21	DXCM 0.75 12/01/23DEXCOM INC	2,504,000	$5.7B	1.40%
22	—J2 GLOBAL INC	3,807,000	$5.6B	1.37%
23	NDQINVESCO QQQ TR	17,000	$5.3B	1.31%	Put
24	—CHEGG INC	1,512,000	$5.1B	1.24%
25	JPMJPMORGAN CHASE & CO	35,000	$4.4B	1.09%	Call
26	—GSV CAP CORP	2,400,000	$3.4B	0.83%
27	—WIX COM LTD	1,790,000	$3.3B	0.81%
28	TLTISHARES TR	20,000	$3.2B	0.77%	Put
29	CHGG 0.125 03/15/25CHEGG INC	1,725,000	$3.1B	0.77%
30	XLFSELECT SECTOR SPDR TR	100,000	$2.9B	0.72%	Put
31	IIPRINNOVATIVE INDL PPTYS INC	16,100	$2.9B	0.72%	Put
32	IWMISHARES TR	15,000	$2.9B	0.72%	Put
33	GDXVANECK VECTORS ETF TR	80,000	$2.9B	0.71%	Call
34	NCLHNORWEGIAN CRUISE LINE HLDG L	113,100	$2.9B	0.71%	Put
35	BLNKBLINK CHARGING CO	65,000	$2.8B	0.68%	Put
36	NEE 4.872 09/01/22NEXTERA ENERGY INC	44,998	$2.7B	0.65%
37	AAPLAPPLE INC	20,000	$2.7B	0.65%	Put
38	—MONGODB INC	468,000	$2.5B	0.60%
39	GRWGGROWGENERATION CORP	60,000	$2.4B	0.59%	Put
40	NBRNABORS INDUSTRIES LTD	40,000	$2.3B	0.57%	Call
41	INSGEURINSEEGO CORP	139,500	$2.2B	0.53%	Put
42	—PERSHING SQUARE TONTINE HLDG	76,600	$2.1B	0.52%	Put
43	METAFACEBOOK INC	7,000	$1.9B	0.47%	Put
44	SLVISHARES SILVER TR	71,400	$1.8B	0.43%	Call
45	—BARCLAYS BANK PLC	90,000	$1.5B	0.37%	Call
46	SSSSSURO CAPITAL CORP	95,700	$1.3B	0.31%	Put
47	—RAPID7 INC	505,000	$1.1B	0.27%
48	—NUANCE COMMUNICATIONS INC	2,781,000	$986.0M	0.24%
49	NHI 3.25 04/01/21NATIONAL HEALTH INVS INC	880,000	$939.0M	0.23%
50	TMVDIREXION SHS ETF TR	15,000	$810.0M	0.20%	Call
51	—INFRA AND ENERGY ALTRNTIVE I	679,331	$804.0M	0.20%
52	GRAFUSDVELODYNE LIDAR INC	34,275	$782.0M	0.19%	Put
53	ETSY 0 03/01/23ETSY INC	1,656,000	$744.0M	0.18%
54	ABR 5.25 07/01/21ARBOR REALTY TRUST INC	1,000,000	$639.0M	0.16%
55	NIONIO INC	13,000	$634.0M	0.16%	Put
56	—ILLUMINA INC	427,000	$625.0M	0.15%
57	ARKKARK ETF TR	5,000	$622.0M	0.15%	Put
58	—HOSTESS BRANDS INC	1,093,437	$610.0M	0.15%
59	PANW 0.75 07/01/23PALO ALTO NETWORKS INC	428,000	$605.0M	0.15%
60	SAVESPIRIT AIRLS INC	24,000	$587.0M	0.14%	Call
61	—NIKOLA CORP	36,000	$549.0M	0.13%	Put
62	—WORKDAY INC	325,000	$544.0M	0.13%
63	GFLCN 6 03/15/23GFL ENVIRONMENTAL INC	7,638	$536.0M	0.13%
64	PAASPAN AMERN SILVER CORP	15,000	$518.0M	0.13%	Call
65	UTZUTZ BRANDS INC	19,000	$419.0M	0.10%	Put
66	—SAILPOINT TECHNOLOGIES HLDGS	200,000	$389.0M	0.10%
67	—ALTA EQUIPMENT GROUP INC	319,800	$356.0M	0.09%
68	GOTUGSX TECHEDU INC	6,000	$310.0M	0.08%	Put
69	SKTTANGER FACTORY OUTLET CTRS I	29,000	$289.0M	0.07%	Call
70	—RINGCENTRAL INC	56,000	$260.0M	0.06%
71	—INTL GNRL INSURANCE HLDNGS L	630,521	$249.0M	0.06%
72	BDXBECTON DICKINSON & CO	979	$245.0M	0.06%
73	—PROPERTY SOLUTIONS ACQUISITI	24,075	$241.0M	0.06%
74	—NEWHOLD INVESTMENT CORP	23,900	$239.0M	0.06%
75	WSCWILLSCOT MOBIL MINI HLDNG CO	10,000	$232.0M	0.06%	Put
76	NENNEW ENGLAND RLTY ASSOC LTD P	4,586	$230.0M	0.06%
77	—VIKING THERAPEUTICS INC	163,536	$219.0M	0.05%
78	SEASEABRIDGE GOLD INC	10,000	$211.0M	0.05%	Call
79	—PINDUODUO INC	50,000	$208.0M	0.05%
80	TTCFQTATTOOED CHEF INC	9,000	$206.0M	0.05%	Put
81	—VISTAS MEDIA ACQUISITION CO	20,000	$202.0M	0.05%
82	—MALACCA STRAITS ACQUISITION	19,400	$192.0M	0.05%
83	FFORD MTR CO DEL	20,000	$176.0M	0.04%	Call
84	RIOTRIOT BLOCKCHAIN INC	10,000	$170.0M	0.04%	Put
85	SPAQUSDFISKER INC	11,000	$161.0M	0.04%	Call
86	—CHARDAN HEALTHCR ACQSTN 2 CO	15,577	$159.0M	0.04%
87	NGNOVAGOLD RES INC	15,700	$152.0M	0.04%	Call
88	—TATTOOED CHEF INC	40,112	$151.0M	0.04%
89	INSG 3.25 05/01/25INSEEGO CORP	110,000	$149.0M	0.04%
90	—FISKER INC	116,000	$148.0M	0.04%
91	—VPC IMPACT ACQUISITION HLDNG	14,400	$145.0M	0.04%
92	—DELWINDS INS ACQUISITION COR	14,000	$144.0M	0.04%
93	—INDUSTRIAL TECH ACQU INC	14,000	$142.0M	0.03%
94	—MONTES ARCHIMEDES ACQUISITIO	13,900	$141.0M	0.03%
95	—ALPHA HEALTHCARE ACQUISTN CO	12,999	$132.0M	0.03%
96	IGACIG ACQUISITION CORP	12,800	$130.0M	0.03%
97	—SPARTACUS ACQUISITION CORP	12,600	$127.0M	0.03%
98	—ATLANTIC AVE ACQUISITION COR	12,350	$124.0M	0.03%
99	OPHCOPTIMUMBANK HLDGS INC	36,213	$122.0M	0.03%
100	—AEQUI ACQUISITION CORP	11,777	$119.0M	0.03%

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