Warberg Asset Management LLC Q3 2023 Filing
Filed November 13, 2023
Portfolio Value
$495.6B
Holdings
244
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (244 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | GDSTGOLDENSTONE ACQUISITION LTD | 19,090 | $204.6M | 0.04% | |
| 102 | ON 0 05/01/27ON SEMICONDUCTOR CORP | 111,000 | $200.1M | 0.04% | |
| 103 | —SOUTHWESTERN ENERGY CO | 30,000 | $193.5M | 0.04% | Call |
| 104 | RFAIRF ACQUISITION CORP | 18,006 | $191.8M | 0.04% | |
| 105 | —REVELSTONE CAPITAL ACQSTN CO | 18,007 | $191.4M | 0.04% | |
| 106 | —VISION SENSING ACQUISITION C | 17,429 | $190.2M | 0.04% | |
| 107 | PPYAPAPAYA GRWT OPPORTUNITY CORP | 15,287 | $163.8M | 0.03% | |
| 108 | FORLFOUR LEAF ACQUISITION CORP | 15,152 | $158.9M | 0.03% | |
| 109 | CTLPCANTALOUPE INC | 24,600 | $153.8M | 0.03% | Put |
| 110 | —BUKIT JALIL GBL ACQUISITION | 13,740 | $141.9M | 0.03% | |
| 111 | —KWESST MICRO SYSTEMS INC | 90,000 | $139.5M | 0.03% | |
| 112 | SSYSSTRATASYS LTD | 10,000 | $136.1M | 0.03% | Put |
| 113 | NEOVWNEOVOLTA INC | 207,627 | $130.8M | 0.03% | |
| 114 | AMPX/WSAMPRIUS TECHNOLOGIES INC | 439,138 | $130.0M | 0.03% | |
| 115 | LTHM 4.125 07/15/25LIVENT CORP | 55,000 | $119.4M | 0.02% | |
| 116 | SPAQUSDFISKER INC | 18,000 | $116.0M | 0.02% | |
| 117 | ISRLFISRAEL ACQUISITIONS CORP | 10,850 | $114.5M | 0.02% | |
| 118 | AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC | 106,000 | $110.7M | 0.02% | |
| 119 | WENNBOWEN ACQUISITION CORP | 10,000 | $102.0M | 0.02% | |
| 120 | PODCPODCASTONE INC | 42,252 | $80.8M | 0.02% | |
| 121 | DRCTDIRECT DIGITAL HOLDINGS INC | 29,867 | $76.5M | 0.02% | |
| 122 | PETVWPETVIVO HLDGS INC | 224,501 | $74.1M | 0.01% | |
| 123 | JOBYJOBY AVIATION INC | 58,400 | $72.4M | 0.01% | |
| 124 | OPHCOPTIMUMBANK HLDGS INC | 20,500 | $65.2M | 0.01% | |
| 125 | TALKWTALKSPACE INC | 534,441 | $63.8M | 0.01% | |
| 126 | APCXWAPPTECH PMTS CORP | 83,029 | $61.4M | 0.01% | |
| 127 | PXSPYXIS TANKERS INC | 56,828 | $57.9M | 0.01% | |
| 128 | AZTRAZITRA INC | 35,000 | $52.5M | 0.01% | |
| 129 | AENTALLIANCE ENTERTAINMENT HOLDI | 47,000 | $52.2M | 0.01% | |
| 130 | FGFPPFG FINANCIAL GROUP INC | 37,146 | $52.0M | 0.01% | |
| 131 | STSSWSHARPS TECHNOLOGY INC | 492,755 | $52.0M | 0.01% | |
| 132 | —TINGO GROUP INC | 50,000 | $51.3M | 0.01% | Put |
| 133 | DFSCWKWESST MICRO SYSTEMS INC | 192,529 | $46.0M | 0.01% | |
| 134 | —ZIVO BIOSCIENCE INC | 100,975 | $45.2M | 0.01% | |
| 135 | —MIRION TECHNOLOGIES INC | 30,096 | $40.6M | 0.01% | |
| 136 | BFRGWBULLFROG AI HLDGS INC | 66,718 | $37.8M | 0.01% | |
| 137 | ASTIEURASCENT SOLAR TECHNOLOGIES IN | 20,000 | $35.8M | 0.01% | |
| 138 | NXPLWNEXTPLAT CORP | 61,609 | $35.6M | 0.01% | |
| 139 | —CLEARMIND MEDICINE INC | 220,000 | $35.2M | 0.01% | |
| 140 | —FOREMOST LITHIUM RES & TECH | 56,136 | $33.1M | 0.01% | |
| 141 | —BIOSIG TECHNOLOGIES INC | 63,856 | $31.4M | 0.01% | |
| 142 | —STRONG GLOBAL ENTMT INC | 14,561 | $30.6M | 0.01% | |
| 143 | GRVIUPEXI INC | 17,199 | $29.8M | 0.01% | |
| 144 | TNONWTENON MEDICAL INC | 664,292 | $27.1M | 0.01% | |
| 145 | SVREWSAVERONE 2014 LTD | 198,769 | $27.0M | 0.01% | |
| 146 | XYZ 0.125 03/01/25BLOCK INC | 28,000 | $26.0M | 0.01% | |
| 147 | ONFOWONFOLIO HOLDINGS INC | 193,785 | $25.9M | 0.01% | |
| 148 | —EDIBLE GARDEN AG INC | 34,486 | $25.7M | 0.01% | |
| 149 | VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY INC | 24,000 | $24.1M | 0.00% | |
| 150 | BOFBRANCHOUT FOOD INC | 10,369 | $21.8M | 0.00% | |
| 151 | BTBDWBT BRANDS INC | 136,459 | $20.5M | 0.00% | |
| 152 | —TERRAN ORBITAL CORPORATION | 24,250 | $20.1M | 0.00% | |
| 153 | FGIFGI INDUSTRIES LTD | 121,152 | $20.0M | 0.00% | |
| 154 | ESPRESPERION THERAPEUTICS INC NE | 20,000 | $19.6M | 0.00% | Call |
| 155 | —WORKSPORT LTD | 78,291 | $19.6M | 0.00% | |
| 156 | —APOLLOMICS INC | 390,208 | $19.5M | 0.00% | |
| 157 | PIIIP3 HEALTH PARTNERS INC | 12,000 | $17.6M | 0.00% | |
| 158 | IQ50CINEVERSE CORP | 14,952 | $17.5M | 0.00% | |
| 159 | NAVBQNAVIDEA BIOPHARMACEUTICALS I | 194,997 | $17.5M | 0.00% | |
| 160 | SBEVWSPLASH BEVERAGE GROUP INC | 170,733 | $17.1M | 0.00% | |
| 161 | ASPIASP ISOTOPES INC | 17,000 | $16.1M | 0.00% | |
| 162 | VSULUSDKNOW LABS INC | 60,000 | $15.0M | 0.00% | |
| 163 | WLDSWEARABLE DEVICES LTD | 125,500 | $14.9M | 0.00% | |
| 164 | —NXU INC | 69,500 | $13.7M | 0.00% | |
| 165 | YTENYIELD10 BIOSCIENCE INC | 40,994 | $13.4M | 0.00% | |
| 166 | MOBBWMOBILICOM LTD | 90,000 | $12.9M | 0.00% | |
| 167 | ESPRESPERION THERAPEUTICS INC NE | 13,000 | $12.8M | 0.00% | |
| 168 | INUVGBPINUVO INC | 54,595 | $11.7M | 0.00% | |
| 169 | BEATWHEARTBEAM INC | 58,346 | $11.7M | 0.00% | |
| 170 | NRSNNEUROSENSE THERAPEUTICS LTD | 76,109 | $11.0M | 0.00% | |
| 171 | LEGWQTHE LION ELECTRIC COMPANY | 21,000 | $11.0M | 0.00% | |
| 172 | IVDAWIVEDA SOLUTIONS INC | 49,413 | $10.8M | 0.00% | |
| 173 | SWAGWSTRAN & COMPANY INC | 181,824 | $10.6M | 0.00% | |
| 174 | SXTPW60 DEGREES PHARMACEUTICALS I | 29,515 | $10.3M | 0.00% | |
| 175 | PGYPAGAYA TECHNOLOGIES LTD | 30,000 | $10.1M | 0.00% | |
| 176 | LO9AVBI VACCINES INC CDA | 15,000 | $10.0M | 0.00% | |
| 177 | AIMDWAINOS INC | 30,295 | $9.9M | 0.00% | |
| 178 | IGTAWINCEPTION GROWTH ACQUSTN LTD | 89,900 | $9.0M | 0.00% | |
| 179 | —BIO-PATH HLDGS INC | 24,000 | $8.9M | 0.00% | |
| 180 | ZURAZURA BIO LTD | 25,818 | $8.8M | 0.00% | |
| 181 | MTEKMARIS TECH LTD | 199,900 | $8.8M | 0.00% | |
| 182 | RBOTWVICARIOUS SURGICAL INC | 112,000 | $8.6M | 0.00% | |
| 183 | NCPLNETCAPITAL INC | 20,000 | $8.2M | 0.00% | |
| 184 | —CF ACQUISITION CORP VIII | 32,401 | $8.1M | 0.00% | |
| 185 | AEONAEON BIOPHARMA INC | 53,500 | $8.0M | 0.00% | |
| 186 | GCTKGLUCOTRACK INC | 30,000 | $7.9M | 0.00% | |
| 187 | BNCWWCEA INDUSTRIES INC | 207,084 | $7.6M | 0.00% | |
| 188 | NCPLWNETCAPITAL INC | 145,287 | $7.4M | 0.00% | |
| 189 | BAERWBRIDGER AEROSPACE GRP HLDGS | 25,200 | $7.3M | 0.00% | |
| 190 | —THARIMMUNE INC | 36,000 | $7.2M | 0.00% | |
| 191 | —WHOLE EARTH BRANDS INC | 58,874 | $7.1M | 0.00% | |
| 192 | CMRAWCOMERA LIFE SCIENCES HLDGS I | 300,000 | $6.5M | 0.00% | |
| 193 | AUROWAURORA INNOVATION INC | 20,000 | $6.4M | 0.00% | |
| 194 | —NOGIN INC | 11,500 | $6.1M | 0.00% | |
| 195 | —MEDICENNA THERAPEUTICS CORP | 20,000 | $5.9M | 0.00% | |
| 196 | PALIPALISADE BIO INC | 10,000 | $5.8M | 0.00% | |
| 197 | SNGXSOLIGENIX INC | 10,000 | $5.6M | 0.00% | |
| 198 | PTIXWPROTAGENIC THERAPEUTICS INC | 177,196 | $5.3M | 0.00% | |
| 199 | —TRANSCODE THERAPEUTICS INC | 10,000 | $5.0M | 0.00% | |
| 200 | —SEMANTIX INC | 102,119 | $4.8M | 0.00% |