Warberg Asset Management LLC Q1 2024 Filing
Filed May 6, 2024
Portfolio Value
$696.5B
Holdings
213
Report Date
Q1 2024
Filing Type
13F-HR
All Holdings (213 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 430,000 | $224.9B | 32.29% | Put |
| 2 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 18,973,000 | $54.4B | 7.81% | |
| 3 | OXY/WSOCCIDENTAL PETE CORP | 1,019,149 | $43.9B | 6.31% | |
| 4 | QQQINVESCO QQQ TR | 58,800 | $26.1B | 3.75% | Put |
| 5 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 8,239,000 | $21.2B | 3.04% | |
| 6 | X 5 11/01/26UNITED STATES STL CORP | 6,558,000 | $20.0B | 2.88% | |
| 7 | MSTR 0.75 12/15/25MICROSTRATEGY INC | 4,588,000 | $19.6B | 2.82% | |
| 8 | PSN 0.25 08/15/25PARSONS CORP DEL | 9,148,000 | $16.9B | 2.42% | |
| 9 | BLMN 5 05/01/25BLOOMIN BRANDS INC | 6,289,000 | $16.3B | 2.34% | |
| 10 | BKNG 0.75 05/01/25BOOKING HOLDINGS INC | 8,002,000 | $15.5B | 2.22% | |
| 11 | GTLS 1 11/15/24CHART INDS INC | 5,110,000 | $14.4B | 2.06% | |
| 12 | —ALTAIR ENGR INC | 7,173,000 | $13.3B | 1.90% | |
| 13 | NRG 2.75 06/01/48NRG ENERGY INC | 7,640,000 | $12.7B | 1.82% | |
| 14 | RGENREPLIGEN CORP | 7,819,000 | $12.4B | 1.78% | |
| 15 | —INTERDIGITAL INC | 9,278,000 | $12.1B | 1.73% | |
| 16 | —RH | 6,000,000 | $9.9B | 1.42% | |
| 17 | AXON 0.5 12/15/27AXON ENTERPRISE INC | 6,500,000 | $9.5B | 1.36% | |
| 18 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 7,765,000 | $9.2B | 1.32% | |
| 19 | —NCL CORP LTD | 6,000,000 | $9.2B | 1.32% | |
| 20 | GES 2 04/15/24GUESS INC | 7,067,000 | $7.9B | 1.13% | |
| 21 | MDB 0.25 01/15/26MONGODB INC | 4,266,000 | $7.5B | 1.07% | |
| 22 | PXD 0.25 05/15/25PIONEER NAT RES CO | 2,460,000 | $7.0B | 1.00% | |
| 23 | ATI 3.5 06/15/25ATI INC | 1,991,000 | $6.6B | 0.95% | |
| 24 | PRGSPROGRESS SOFTWARE CORP | 5,518,000 | $5.7B | 0.82% | |
| 25 | IDCC 3.5 06/01/27INTERDIGITAL INC | 3,923,000 | $5.6B | 0.81% | |
| 26 | BOX 0 01/15/26BOX INC | 3,801,000 | $4.6B | 0.66% | |
| 27 | ETSY 0.125 10/01/26ETSY INC | 4,002,000 | $4.2B | 0.61% | |
| 28 | —SEA LTD | 3,500,000 | $4.2B | 0.61% | |
| 29 | LTHM 4.125 07/15/25LIVENT CORP | 3,000,000 | $4.0B | 0.57% | |
| 30 | ON 0 05/01/27ON SEMICONDUCTOR CORP | 2,544,000 | $3.7B | 0.54% | |
| 31 | CYTK 3.5 07/01/27CYTOKINETICS INC | 2,313,000 | $3.7B | 0.53% | |
| 32 | WK 1.125 08/15/26WORKIVA INC | 2,745,000 | $3.3B | 0.48% | |
| 33 | TLTISHARES TR | 33,000 | $3.1B | 0.45% | Put |
| 34 | FDXFEDEX CORP | 10,000 | $2.9B | 0.42% | Put |
| 35 | —GRANITE CONSTR INC | 1,484,000 | $2.7B | 0.39% | |
| 36 | AAPLAPPLE INC | 15,000 | $2.6B | 0.37% | Put |
| 37 | EXEELCHESAPEAKE ENERGY CORP | 30,128 | $2.2B | 0.32% | |
| 38 | JAZZ 2 06/15/26JAZZ INVESTMENTS I LTD | 2,000,000 | $2.0B | 0.29% | |
| 39 | MIDD 1 09/01/25MIDDLEBY CORP | 1,500,000 | $2.0B | 0.28% | |
| 40 | NENOBLE CORP PLC | 64,026 | $1.9B | 0.27% | |
| 41 | SRPT 1.5 11/15/24SAREPTA THERAPEUTICS INC | 1,005,000 | $1.8B | 0.26% | |
| 42 | RJR1STEREOTAXIS INC | 665,688 | $1.7B | 0.25% | |
| 43 | —VANECK ETF TRUST | 52,000 | $1.6B | 0.24% | Call |
| 44 | NENOBLE CORP PLC | 63,461 | $1.6B | 0.23% | |
| 45 | HTZWWHERTZ GLOBAL HLDGS INC | 318,430 | $1.4B | 0.20% | |
| 46 | JPMJPMORGAN CHASE & CO | 7,000 | $1.4B | 0.20% | Call |
| 47 | RBC 5 10/15/24 ARBC BEARINGS INC | 11,000 | $1.3B | 0.19% | |
| 48 | GBILGOLDMAN SACHS ETF TR | 12,891 | $1.3B | 0.19% | |
| 49 | EXEEZCHESAPEAKE ENERGY CORP | 15,922 | $1.2B | 0.17% | |
| 50 | XOMEXXON MOBIL CORP | 10,000 | $1.2B | 0.17% | Call |
| 51 | NENNEW ENGLAND RLTY ASSOC LTD P | 15,979 | $1.1B | 0.16% | |
| 52 | COINCOINBASE GLOBAL INC | 4,000 | $1.1B | 0.15% | Put |
| 53 | EPR 5.75 PERP CEPR PPTYS | 54,774 | $1.1B | 0.15% | |
| 54 | TSLATESLA INC | 5,000 | $879.0M | 0.13% | Put |
| 55 | EXEEWCHESAPEAKE ENERGY CORP | 10,513 | $863.9M | 0.12% | |
| 56 | CLRCFCLIMATEROCK | 75,427 | $846.3M | 0.12% | |
| 57 | EQIXEQUINIX INC | 1,000 | $825.3M | 0.12% | Put |
| 58 | —ACRI CAPITAL ACQUISITION COR | 73,498 | $822.4M | 0.12% | |
| 59 | AQUCAQUARON ACQUISITION CORP | 75,713 | $820.4M | 0.12% | |
| 60 | FORLFOUR LEAF ACQUISITION CORP | 75,932 | $813.6M | 0.12% | |
| 61 | —GLOBAL STAR ACQUISITION INC | 75,715 | $810.9M | 0.12% | |
| 62 | —PLUTONIAN ACQUISITION CORP | 75,213 | $807.8M | 0.12% | |
| 63 | —HUDSON ACQUISITION I CORP | 74,039 | $784.8M | 0.11% | |
| 64 | AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC | 734,000 | $774.9M | 0.11% | |
| 65 | NENOBLE CORP PLC | 15,700 | $761.3M | 0.11% | Put |
| 66 | BKHABLACK HAWK ACQUISITION CORP | 74,124 | $752.7M | 0.11% | |
| 67 | —VISION SENSING ACQUISITION C | 67,179 | $749.1M | 0.11% | |
| 68 | —99 ACQUISITION GROUP INC | 68,300 | $703.8M | 0.10% | |
| 69 | QETAQUETTA ACQUISITION CORP | 68,700 | $700.1M | 0.10% | |
| 70 | OAKUOAK WOODS ACQUISITION CORP | 65,000 | $698.8M | 0.10% | |
| 71 | —MONTEREY CAP ACQUISITION COR | 62,461 | $692.7M | 0.10% | |
| 72 | F 0 03/15/26FORD MTR CO DEL | 613,000 | $634.5M | 0.09% | |
| 73 | CMPOWCOMPOSECURE INC | 844,759 | $591.3M | 0.08% | |
| 74 | SLVISHARES SILVER TR | 25,000 | $568.8M | 0.08% | Call |
| 75 | —PHP VENTURES ACQUISITION COR | 46,719 | $520.0M | 0.07% | |
| 76 | CTLPCANTALOUPE INC | 79,800 | $513.1M | 0.07% | Call |
| 77 | IGTAINCEPTION GROWTH ACQUSTN LTD | 46,264 | $502.4M | 0.07% | |
| 78 | KVACKEEN VISION ACQUISITION CORP | 46,000 | $480.7M | 0.07% | |
| 79 | GDSTGOLDENSTONE ACQUISITION LTD | 41,635 | $458.6M | 0.07% | |
| 80 | SURGSURGEPAYS INC | 764,016 | $443.1M | 0.06% | |
| 81 | CVNACARVANA CO | 5,000 | $439.6M | 0.06% | Put |
| 82 | MRNAMODERNA INC | 4,000 | $426.2M | 0.06% | Put |
| 83 | —ZALATORIS ACQUISITION CORP | 37,103 | $404.1M | 0.06% | |
| 84 | —BLACKSTONE MTG TR INC | 20,000 | $398.2M | 0.06% | Put |
| 85 | ESHAESH ACQUISITION CORP | 37,604 | $390.5M | 0.06% | |
| 86 | HTZHERTZ GLOBAL HLDGS INC | 48,000 | $375.8M | 0.05% | Put |
| 87 | TBMCTRAILBLAZER MERGER CORP I | 34,234 | $363.1M | 0.05% | |
| 88 | UCFIIRON HORSE ACQUISITIONS CORP | 33,267 | $332.0M | 0.05% | |
| 89 | —QUADRO ACQUISITION ONE CORP | 29,583 | $325.0M | 0.05% | |
| 90 | LENLENNAR CORP | 2,000 | $309.0M | 0.04% | |
| 91 | —UNITED STS NAT GAS FD LP | 20,000 | $291.4M | 0.04% | Call |
| 92 | —BELLEVUE LIFE SCNCS AQSTN CO | 27,040 | $288.5M | 0.04% | |
| 93 | —AIMFINITY INVESTMENT CORP I | 24,216 | $269.3M | 0.04% | |
| 94 | PCAPAP ACQUISITION CORP | 22,872 | $258.0M | 0.04% | |
| 95 | RILYGB. RILEY FINANCIAL INC | 12,000 | $254.0M | 0.04% | Put |
| 96 | DTSQDT CLOUD ACQUISITION CORP | 25,000 | $254.0M | 0.04% | |
| 97 | —DELCATH SYS INC | 53,000 | $252.8M | 0.04% | Call |
| 98 | —EXCELFIN ACQUISITION CORP | 22,280 | $243.5M | 0.03% | |
| 99 | BTUPEABODY ENERGY CORP | 10,000 | $242.6M | 0.03% | Call |
| 100 | DJTWWTRUMP MEDIA & TECHNOLOGY GRO | 8,600 | $235.6M | 0.03% |
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