Warberg Asset Management LLC Q1 2023 Filing

Filed May 15, 2023

Portfolio Value

$507.5M

Holdings

249

Report Date

Q1 2023

Filing Type

13F-HR

All Holdings (249 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—FIRST REP BK SAN FRANCISCO C	65,700	$919K	0.18%	Put
2	NENNEW ENGLAND RLTY ASSOC LTD P	12,557	$909K	0.18%
3	MSFTMICROSOFT CORP	3,000	$865K	0.17%	Call
4	PXSPYXIS TANKERS INC	28,627	$694K	0.14%
5	OAKUUOAK WOODS ACQUISITION CORP	65,000	$663K	0.13%
6	XLFISELECT SECTOR SPDR TR	20,000	$643K	0.13%	Put
7	SLVISHARES SILVER TR	29,000	$641K	0.13%	Call
8	GDSTGOLDENSTONE ACQUISITION LTD	60,096	$623K	0.12%
9	EXEELCHESAPEAKE ENERGY CORP	10,512	$608K	0.12%
10	MAQCMAQUIA CAPITAL ACQUISITION C	56,407	$600K	0.12%
11	—OXBRIDGE ACQUISITION CORP	55,002	$589K	0.12%
12	EXEEWCHESAPEAKE ENERGY CORP	9,152	$588K	0.12%
13	—ACRI CAPITAL ACQUISITION COR	55,000	$578K	0.11%
14	DXCM 0.75 12/01/23DEXCOM INC	194,000	$549K	0.11%
15	EONRHNR ACQUISITION CORP	51,102	$534K	0.11%
16	FLOTISHARES TR	10,581	$533K	0.11%
17	—MONTEREY BIO ACQUISITION COR	49,894	$533K	0.11%
18	—ACTIVISION BLIZZARD INC	6,200	$531K	0.10%	Call
19	—26 CAPITAL ACQUISITION CORP	51,236	$530K	0.10%
20	—AMC ENTMT HLDGS INC	103,400	$518K	0.10%	Put
21	—MONTEREY CAP ACQUISITION COR	49,440	$507K	0.10%
22	—UNITED STS NAT GAS FD LP	73,000	$507K	0.10%	Call
23	IRRXINTEGRATED RAIL AND RES ACQ	44,323	$467K	0.09%
24	PXSPYXIS TANKERS INC	286,281	$458K	0.09%
25	GSYINVESCO ACTIVELY MANAGED ETF	9,163	$454K	0.09%
26	BKCHGLOBAL BLOCKCHAIN ACQUI CORP	42,800	$440K	0.09%
27	GNRCGENERAC HLDGS INC	4,000	$432K	0.09%	Call
28	—VISION SENSING ACQUISITION C	40,043	$422K	0.08%
29	—PRIME NO ACQUISITION I CORP	40,421	$419K	0.08%
30	BOHBANK HAWAII CORP	7,300	$380K	0.07%	Put
31	—VALUENCE MERGER CORP I	35,041	$370K	0.07%
32	—EF HUTTON ACQUISITION CORP I	34,410	$353K	0.07%
33	SAVACASSAVA SCIENCES INC	14,000	$338K	0.07%	Put
34	—INTL GNRL INSURANCE HLDNGS L	610,133	$336K	0.07%
35	AGIALAMOS GOLD INC NEW	25,000	$306K	0.06%	Call
36	—FINANCIAL STRATEGIES ACQUISI	29,000	$306K	0.06%
37	CMPOWCOMPOSECURE INC	249,900	$295K	0.06%
38	MSTRMICROSTRATEGY INC	1,000	$292K	0.06%	Put
39	BYNDBEYOND MEAT INC	18,000	$292K	0.06%	Put
40	—BLOCKCHAIN MOON ACQUISITN CO	27,379	$290K	0.06%
41	AMPX/WSAMPRIUS TECHNOLOGIES INC	544,216	$272K	0.05%
42	AIEVFEUTUNE LIGHT ACQUISITION CO	25,900	$270K	0.05%
43	ENPH 0.25 03/01/25ENPHASE ENERGY INC	100,000	$266K	0.05%
44	SCHWSCHWAB CHARLES CORP	5,000	$262K	0.05%	Call
45	—AURA FAT PROJS ACQUISITION C	25,000	$261K	0.05%
46	—PONO CAP THREE INC	25,300	$260K	0.05%
47	XLFSELECT SECTOR SPDR TR	8,000	$257K	0.05%
48	—PROGRESS ACQUISITION CORP	23,570	$249K	0.05%
49	—SPREE ACQUISITION CORP 1 LTD	23,494	$245K	0.05%
50	—MOBIV ACQUISITION CORP	22,750	$237K	0.05%
51	FGMCFG MERGER CORP	22,159	$231K	0.05%
52	HCMAHCM ACQUISITION CO	22,000	$230K	0.05%
53	ALSAFALPHA STAR ACQUISITION CORP	21,103	$221K	0.04%
54	—MALACCA STRAITS ACQUISITION	20,862	$221K	0.04%
55	—CIIG CAPITAL PARTNERS II INC	20,000	$208K	0.04%
56	FLRNSPDR SER TR	6,775	$206K	0.04%
57	—AIMFINITY INVESTMENT CORP I	20,000	$202K	0.04%
58	—JAWS HURRICANE ACQUISITN COR	19,821	$202K	0.04%
59	NBIX 2.25 05/15/24NEUROCRINE BIOSCIENCES INC	147,000	$198K	0.04%
60	—FINTECH ECOSYSTEM DEVE	18,401	$194K	0.04%
61	—SOUTHWESTERN ENERGY CO	37,600	$188K	0.04%	Call
62	—DENALI CAPITAL ACQUISITN COR	17,500	$183K	0.04%
63	—GLOBAL STAR ACQUISITION INC	17,456	$180K	0.04%
64	AMPXAMPRIUS TECHNOLOGIES INC	20,000	$174K	0.03%	Call
65	SBCPONO CAP TWO INC	15,750	$164K	0.03%
66	—NORDSTROM INC	10,000	$163K	0.03%	Call
67	—PLUTONIAN ACQUISITION CORP	15,800	$162K	0.03%
68	PANW 0.375 06/01/25PALO ALTO NETWORKS INC	79,000	$159K	0.03%
69	—FIRST REP BK SAN FRANCISCO C	10,000	$140K	0.03%	Call
70	SURGSURGEPAYS INC	30,400	$136K	0.03%	Put
71	—AVALON ACQUISITION INC	12,874	$134K	0.03%
72	—PROOF ACQUISITION CORP I	12,671	$132K	0.03%
73	PNSTQBANYAN ACQUISITION CORPORATI	11,715	$122K	0.02%
74	—ATLANTIC COASTAL AQSTN CORP	11,656	$121K	0.02%
75	—AIB ACQUISITION CORPORATION	11,295	$119K	0.02%
76	ISRLFISRAEL ACQUISITIONS CORP	10,850	$111K	0.02%
77	SPAQUSDFISKER INC	18,000	$110K	0.02%
78	—BROAD CAPITAL ACQUISITION CO	10,308	$109K	0.02%
79	BMRBEAMR IMAGING LTD	53,713	$107K	0.02%
80	—PHP VENTURES ACQUISITION COR	10,027	$106K	0.02%
81	PETVWPETVIVO HLDGS INC	258,208	$103K	0.02%
82	—KHOSLA VENTURES ACQUISITION	10,000	$101K	0.02%
83	DRCTDIRECT DIGITAL HOLDINGS INC	133,382	$100K	0.02%
84	—TIVIC HEALTH SYSTEMS INC	541,618	$82K	0.02%
85	SABSSAB BIOTHERAPEUTICS INC	177,659	$78K	0.02%
86	POLWQ1847 GOEDEKER INC	773,118	$76K	0.02%
87	SBEVWSPLASH BEVERAGE GROUP INC	271,493	$76K	0.01%
88	BFRGWBULLFROG AI HLDGS INC	128,193	$73K	0.01%
89	DFSCWKWESST MICRO SYSTEMS INC	137,190	$66K	0.01%
90	—ZIVO BIOSCIENCE INC	112,163	$65K	0.01%
91	SVREWSAVERONE 2014 LTD	199,497	$65K	0.01%
92	NXPLWNEXTPLAT CORP	104,119	$61K	0.01%
93	VEEETWIN VEE POWERCATS CO	35,800	$61K	0.01%
94	RNWRENEW ENERGY GLOBAL PLC	69,614	$60K	0.01%
95	BEATWHEARTBEAM INC	107,300	$54K	0.01%
96	BOILUSDPROSHARES TR II	13,500	$49K	0.01%
97	—MIRION TECHNOLOGIES INC	30,096	$48K	0.01%
98	SURGSURGEPAYS INC	10,000	$45K	0.01%	Call
99	—TIDEWATER INC NEW	37,100	$45K	0.01%
100	FGIFGI INDUSTRIES LTD	121,074	$42K	0.01%

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