Warberg Asset Management LLC Q1 2021 Filing
Filed May 17, 2021
Portfolio Value
$301.0B
Holdings
147
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (147 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 160,000 | $63.4B | 21.06% | Put |
| 2 | —INSULET CORP | 4,747,000 | $13.3B | 4.42% | |
| 3 | —J2 GLOBAL INC | 5,887,000 | $10.4B | 3.46% | |
| 4 | —RH | 3,354,000 | $10.3B | 3.44% | |
| 5 | —WIX COM LTD | 5,025,000 | $10.1B | 3.36% | |
| 6 | W 1.125 11/01/24WAYFAIR INC | 3,554,000 | $9.8B | 3.24% | |
| 7 | —HANNON ARMSTRONG SUST INFR C | 4,105,000 | $8.5B | 2.81% | |
| 8 | —MICRON TECHNOLOGY INC | 840,000 | $7.4B | 2.46% | |
| 9 | —SQUARE INC | 2,532,000 | $7.4B | 2.46% | |
| 10 | Z 0.75 09/01/24ZILLOW GROUP INC | 2,450,000 | $7.3B | 2.43% | |
| 11 | —ILLUMINA INC | 4,415,000 | $6.7B | 2.21% | |
| 12 | CCLCARNIVAL CORP | 240,300 | $6.4B | 2.12% | Put |
| 13 | DXCM 0.75 12/01/23DEXCOM INC | 2,873,000 | $6.4B | 2.11% | |
| 14 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 3,212,000 | $5.5B | 1.82% | |
| 15 | MELI 2 08/15/28MERCADOLIBRE INC | 1,559,000 | $5.2B | 1.74% | |
| 16 | ETSY 0.125 10/01/26ETSY INC | 2,008,000 | $4.8B | 1.58% | |
| 17 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 3,439,000 | $4.5B | 1.51% | |
| 18 | —AMICUS THERAPEUTICS INC | 2,800,000 | $4.5B | 1.50% | |
| 19 | BANDBANDWIDTH INC | 2,900,000 | $4.4B | 1.47% | |
| 20 | PENN 2.75 05/15/26PENN NATL GAMING INC | 965,000 | $4.4B | 1.45% | |
| 21 | —RH | 1,500,000 | $4.2B | 1.41% | |
| 22 | —MICROCHIP TECHNOLOGY INC. | 1,830,000 | $4.2B | 1.40% | |
| 23 | TLTISHARES TR | 31,000 | $4.2B | 1.39% | Put |
| 24 | —INFRA AND ENERGY ALTRNTIVE I | 1,089,676 | $3.7B | 1.23% | |
| 25 | LUV 1.25 05/01/25SOUTHWEST AIRLS CO | 2,000,000 | $3.4B | 1.14% | |
| 26 | —NUANCE COMMUNICATIONS INC | 1,468,000 | $3.3B | 1.11% | |
| 27 | QTWO 0.75 02/15/23Q2 HLDGS INC | 1,846,000 | $3.3B | 1.10% | |
| 28 | WSCWILLSCOT MOBIL MINI HLDNG CO | 113,000 | $3.1B | 1.04% | Put |
| 29 | TSLATESLA INC | 4,500 | $3.0B | 1.00% | Put |
| 30 | CHGG 0.125 03/15/25CHEGG INC | 1,725,000 | $3.0B | 1.00% | |
| 31 | —NUANCE COMMUNICATIONS INC | 1,373,000 | $2.9B | 0.97% | |
| 32 | IIPRINNOVATIVE INDL PPTYS INC | 16,100 | $2.9B | 0.96% | Put |
| 33 | —HOSTESS BRANDS INC | 1,689,821 | $2.5B | 0.81% | |
| 34 | —KNOWLES CORP | 2,000,000 | $2.4B | 0.80% | |
| 35 | XLFSELECT SECTOR SPDR TR | 70,000 | $2.4B | 0.79% | Put |
| 36 | NEE 4.872 09/01/22NEXTERA ENERGY INC | 40,261 | $2.3B | 0.77% | |
| 37 | SSSSSURO CAPITAL CORP | 170,399 | $2.3B | 0.77% | Put |
| 38 | XOMEXXON MOBIL CORP | 40,000 | $2.2B | 0.74% | Call |
| 39 | —NUANCE COMMUNICATIONS INC | 1,102,000 | $2.0B | 0.68% | |
| 40 | —MONGODB INC | 478,000 | $1.9B | 0.62% | |
| 41 | BL 0.125 08/01/24BLACKLINE INC | 1,175,000 | $1.9B | 0.62% | |
| 42 | —ZYNGA INC | 1,325,000 | $1.8B | 0.60% | |
| 43 | METAFACEBOOK INC | 6,000 | $1.8B | 0.59% | Put |
| 44 | KBR 2.5 11/01/23KBR INC | 1,100,000 | $1.7B | 0.58% | |
| 45 | —HCI GROUP INC | 1,180,000 | $1.5B | 0.51% | |
| 46 | GCMGWGCM GROSVENOR INC | 1,251,093 | $1.5B | 0.49% | |
| 47 | INSGEURINSEEGO CORP | 135,100 | $1.4B | 0.45% | Put |
| 48 | —ARBOR REALTY TRUST INC | 1,000,000 | $1.3B | 0.43% | |
| 49 | ETSY 0 03/01/23ETSY INC | 233,000 | $1.3B | 0.43% | |
| 50 | —SOUTH JERSEY INDS INC | 33,225 | $1.3B | 0.42% | |
| 51 | TMVDIREXION SHS ETF TR | 15,000 | $1.2B | 0.41% | Call |
| 52 | —NICE SYS INC | 417,000 | $1.1B | 0.36% | |
| 53 | GDXVANECK VECTORS ETF TR | 30,000 | $975.0M | 0.32% | Call |
| 54 | ARKKARK ETF TR | 8,000 | $960.0M | 0.32% | Put |
| 55 | —WORKDAY INC | 531,000 | $915.0M | 0.30% | |
| 56 | SLVISHARES SILVER TR | 40,000 | $908.0M | 0.30% | Call |
| 57 | PAASPAN AMERN SILVER CORP | 30,000 | $901.0M | 0.30% | Call |
| 58 | DASHDOORDASH INC | 6,000 | $787.0M | 0.26% | Put |
| 59 | —NIKOLA CORP | 56,000 | $778.0M | 0.26% | Put |
| 60 | FCN 2 08/15/23FTI CONSULTING INC | 501,000 | $735.0M | 0.24% | |
| 61 | —CHANGE HEALTHCARE INC | 8,616 | $645.0M | 0.21% | |
| 62 | —TERADYNE INC | 164,000 | $631.0M | 0.21% | |
| 63 | —ALTA EQUIPMENT GROUP INC | 174,606 | $611.0M | 0.20% | |
| 64 | —INTL GNRL INSURANCE HLDNGS L | 640,718 | $570.0M | 0.19% | |
| 65 | GMEGAMESTOP CORP NEW | 3,000 | $569.0M | 0.19% | Put |
| 66 | NBIX 2.25 05/15/24NEUROCRINE BIOSCIENCES INC | 414,000 | $562.0M | 0.19% | |
| 67 | —PERSHING SQUARE TONTINE HLDG | 21,100 | $507.0M | 0.17% | Put |
| 68 | SPCXCOLLABORATIVE INVESTMNT SER | 17,000 | $485.0M | 0.16% | Put |
| 69 | —DIGITAL MEDIA SOLUTIONS INC | 297,307 | $485.0M | 0.16% | |
| 70 | RGENREPLIGEN CORP | 250,000 | $441.0M | 0.15% | |
| 71 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 350,000 | $424.0M | 0.14% | |
| 72 | VUZIVUZIX CORP | 15,000 | $382.0M | 0.13% | Put |
| 73 | CLOVCLOVER HEALTH INVESTMENTS CO | 49,800 | $376.0M | 0.12% | Put |
| 74 | RIOTRIOT BLOCKCHAIN INC | 7,000 | $373.0M | 0.12% | Put |
| 75 | —SYNAPTICS INC | 200,000 | $369.0M | 0.12% | |
| 76 | —HUBSPOT INC | 75,000 | $359.0M | 0.12% | |
| 77 | —DASEKE INC | 1,006,389 | $342.0M | 0.11% | |
| 78 | SDPPROSHARES TR | 30,000 | $323.0M | 0.11% | |
| 79 | QTWO 0.75 06/01/26Q2 HLDGS INC | 242,000 | $315.0M | 0.10% | |
| 80 | NENNEW ENGLAND RLTY ASSOC LTD P | 5,586 | $307.0M | 0.10% | |
| 81 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC. | 80,000 | $276.0M | 0.09% | |
| 82 | —RAPID7 INC | 145,000 | $266.0M | 0.09% | |
| 83 | —ZILLOW GROUP INC | 151,000 | $255.0M | 0.08% | |
| 84 | GOEWQCANOO INC | 88,000 | $249.0M | 0.08% | |
| 85 | —WAYFAIR INC | 77,000 | $233.0M | 0.08% | |
| 86 | INSG 3.25 05/01/25INSEEGO CORP | 210,000 | $223.0M | 0.07% | |
| 87 | —ALTAIR ENGR INC | 150,000 | $217.0M | 0.07% | |
| 88 | AESCAES CORP | 2,097 | $217.0M | 0.07% | |
| 89 | BLNKBLINK CHARGING CO | 5,000 | $206.0M | 0.07% | Put |
| 90 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 150,000 | $198.0M | 0.07% | |
| 91 | NBSTUNEWBURY STREET ACQUISITN COR | 20,000 | $198.0M | 0.07% | |
| 92 | NGNOVAGOLD RES INC | 21,000 | $184.0M | 0.06% | Call |
| 93 | —BURGERFI INTERNATIONAL INC | 46,661 | $181.0M | 0.06% | |
| 94 | —PINE TECHNOLOGY ACQUISITN CO | 17,500 | $174.0M | 0.06% | |
| 95 | OPHCOPTIMUMBANK HLDGS INC | 42,623 | $165.0M | 0.05% | |
| 96 | SEASEABRIDGE GOLD INC | 10,000 | $162.0M | 0.05% | Call |
| 97 | —MALACCA STRAITS ACQUISITION | 16,269 | $161.0M | 0.05% | |
| 98 | —ROSECLIFF ACQUISITION CORP I | 16,076 | $159.0M | 0.05% | |
| 99 | —PROPERTY SOLUTIONS ACQUISITI | 16,000 | $157.0M | 0.05% | |
| 100 | SKTTANGER FACTORY OUTLET CTRS I | 10,000 | $151.0M | 0.05% | Call |
Page 1 of 2Next