UNITED CAPITAL FINANCIAL ADVISORS, LLC Q4 2020 Filing

Filed February 17, 2021

Portfolio Value

$16.6B

Holdings

1,181

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (1,181 positions)

StockValue
EAElectronic Arts Inc.
$215K
IMTBishares Core 5-10 Year USD Bond ETF
$215K
ZZillow Group, Inc. Class C
$215K
DFJWisdomTree Japan SmallCap Dividend Fund
$212K
LPSNUSDLivePerson, Inc.
$212K
VISVanguard Industrials ETF
$212K
CSQCalamos Strategic Total Return Fund
$211K
FLTBFidelity Limited Term Bond ETF
$210K
SPTSSPDR Portfolio Short Term Treasury ETF
$210K
ILCBiShares Morningstar Large-Cap ETF
$210K
MRVLMarvell Technology Group Ltd.
$210K
ETFMG Alternative Harvest ETF
$210K
PBEInvesco Dynamic Biotechnology & Genome ETF
$208K
MKC/VMcCormick & Company, Incorporated
$207K
FEXFirst Trust Large Cap Core AlphaDEX Fund
$207K
SLPSimulations Plus, Inc.
$207K
BlackRock MuniYield California Fund Inc
$207K
TRPTC Energy Corporation
$204K
NCLHNorwegian Cruise Line Holdings Ltd.
$204K
PTLCPacer Trendpilot US Large Cap ETF
$203K
FDHYFidelity High Yield Factor ETF
$201K
ETFMG Prime Mobile Payments ETF
$201K
BOTZGlobal X Robotics & Artificial Intelligence ETF
$201K
PFFDGlobal X U.S. Preferred ETF
$201K
DLTRDollar Tree, Inc.
$201K
VVRInvesco Senior Income Trust
$200K
JPCNuveen Preferred & Income Opportunities Fund of Benef Interest
$198K
FBSSFauquier Bankshares, Inc.
$197K
MUCBlackRock MuniHoldings California Quality Fund Inc
$195K
DVNDevon Energy Corporation
$194K
AOUTAmerican Outdoor Brands, Inc.
$193K
NVGNuveen AMT-Free Municipal Credit Income Fund of Benef Interest
$192K
DNPDNP Select Income Fund Inc
$186K
EIMEaton Vance Municipal Bond Fund
$175K
NOVEURNOV Inc.
$170K
XAWFXAllianceBernstein Global High Income Fund Inc
$167K
RVTRoyce Value Trust Inc
$161K
ENOBGBPEnochian Biosciences Inc.
$159K
American Finance Trust, Inc.
$154K
UEUrban Edge Properties
$151K
PHKPimco High Income Fund
$147K
BPYBrookfield Property Partners LP
$147K
CIMChimera Investment Corporation
$141K
XJQCXNuveen Credit Strategies Income Fund
$139K
ERICTelefonaktiebolaget LM Ericsson Sponsored ADR Class B
$139K
RITMNew Residential Investment Corp.
$133K
TGBTaseko Mines Limited
$132K
GILTGilat Satellite Networks Ltd.
$130K
MURMurphy Oil Corporation
$129K
MFICApollo Investment Corporation
$123K
XEXGXEaton Vance Tax-Managed Global Diversified Equity Income Fund
$94K
Ampio Pharmaceuticals, Inc.
$87K
YRIYamana Gold Inc.
$85K
PRTY1EURParty City Holdco, Inc.
$84K
BMY-RBristol-Myers Squibb Company Contingent Value Rights 2019-31.12.2020
$75K
KGCKinross Gold Corporation
$74K
EQEquillium, Inc.
$72K
XBGYXBlackRock Enhanced International Dividend Trust of Benef Interest
$72K
NPKINewpark Resources, Inc.
$70K
RRDEURR.R. Donnelley & Sons Company
$70K
OXY/WSOccidental Petroleum Corporation Warrant 2020-03.08.27 on Occidental Pete
$69K
Exicure, Inc.
$65K
Histogen Inc.
$61K
FAXAberdeen Asia-Pacific Income Fund Inc
$57K
Infrastructure & Energy Alternatives Inc Warrant 2018-16.04.23 on Infra&Ener Alt
$52K
SCTLRecro Pharma, Inc.
$51K
OPKOPKO Health, Inc.
$49K
CPIXCumberland Pharmaceuticals Inc.
$48K
CRKComstock Resources, Inc.
$47K
SWN1EURSouthwestern Energy Company
$46K
Evoke Pharma, Inc.
$36K
PolarityTE, Inc.
$34K
LEE1EURLee Enterprises, Incorporated
$32K
YB4PSavara, Inc.
$30K
Entercom Communications Corp. Class A
$25K
ONCOncolytics Biotech Inc.
$25K
Medalist Diversified REIT, Inc.
$22K
XXII22nd Century Group, Inc.
$22K
Blackstone Mortgage Trust, Inc. 4.375 05-MAY-2022
$20K
DAREDare Bioscience, Inc.
$18K
Spirit Realty Capital, Inc. 3.75 15-MAY-2021
$15K
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