UNITED CAPITAL FINANCIAL ADVISORS, LLC Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$10.3B

Holdings

1,256

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (1,256 positions)

#	Stock	Shares	Value	% Portfolio
1	IVViShares S&P 500 Index	1,321,202	$287.4M	2.79%
2	AQLTIshares Core U S Treasury Bond Etf	10,814,546	$282.0M	2.74%
3	AQLTiShares Tr Core MSCI EAFE	4,116,997	$227.0M	2.20%
4	IGIBiShares Intermediate Credit Bond Fund	1,939,523	$216.0M	2.10%
5	NEARiShares Short Maturity Bond	4,302,079	$215.9M	2.10%
6	—CTI BioPharma Corp	526,210	$195.0M	1.89%
7	AAPLApple Inc.	1,652,890	$186.9M	1.81%
8	VTVVanguard Value Fund	2,130,448	$185.3M	1.80%
9	VUGVanguard Growth ETF	1,630,150	$183.1M	1.78%
10	IEMGiShares Core MSCI Emerging Market ETF	3,237,859	$147.7M	1.43%
11	MBBiShares MBS ETF	1,185,922	$130.6M	1.27%
12	DBEFDeutsche X Trackers Msci Eafe Hedged Equity Etf	4,661,428	$123.0M	1.19%
13	IWMiShares Russell 2000 Index	835,945	$103.8M	1.01%
14	VNQVanguard US REIT Index	1,026,091	$89.0M	0.86%
15	IJHiShares S&P Midcap 400 Index	536,245	$83.0M	0.81%
16	VTIVanguard Total Stock Market ETF	722,025	$80.4M	0.78%
17	IGSBiShares 1-3 Year Credit Bond ETF	747,183	$79.0M	0.77%
18	SCHPSchwab US TIPS ETF	1,335,847	$76.3M	0.74%
19	XOMExxon Mobil Corp.	862,706	$75.3M	0.73%
20	AGGiShares Core U S Aggregate Bd ETF	667,696	$75.1M	0.73%
21	IVWiShares S&P 500 Growth Index (ETF)	595,204	$72.4M	0.70%
22	CVXChevron Corp.	694,619	$71.5M	0.69%
23	IVEiShares S&P 500 Value Index (ETF)	738,336	$70.1M	0.68%
24	PEPPepsico Inc.	584,980	$63.6M	0.62%
25	ILTBiShares Core 10+ Year USD Bond	917,076	$61.1M	0.59%
26	PGProcter & Gamble Co.	653,716	$58.7M	0.57%
27	HYGiShares iBoxx $ High Yield Corporate Bond ETF	662,839	$57.8M	0.56%
28	MSFTMicrosoft Corp.	991,720	$57.1M	0.55%
29	—Cisco Systems Inc.	1,714,672	$54.4M	0.53%
30	JNJJohnson & Johnson	455,455	$53.8M	0.52%
31	USMViShares Trust iShares Edge MSCI Min Vol USA ETF	1,175,376	$53.4M	0.52%
32	EFAiShares MSCI EAFE Index Fund	887,848	$52.5M	0.51%
33	VEAVanguard FTSE Developed Markets	1,349,740	$50.5M	0.49%
34	GEGeneral Electric Co.	1,666,911	$49.4M	0.48%
35	IWViShares Russell 3000	379,357	$48.6M	0.47%
36	—J P Morgan Chase & Co.	717,677	$47.8M	0.46%
37	SPYSpdr S&p 500	219,147	$47.4M	0.46%
38	QCOMQualcomm Inc.	689,024	$47.2M	0.46%
39	BRK/BBerkshire Hathaway Class B	313,745	$45.3M	0.44%
40	MINTPIMCO Enhanced Short Maturity Active ETF	442,918	$44.9M	0.44%
41	BACVerizon Communications Inc	856,544	$44.5M	0.43%
42	IYHiShares Dow Jones US Healthcare	289,299	$43.5M	0.42%
43	—SPDR Barclays 1-3 Month T-Bill ETF	945,521	$43.2M	0.42%
44	IJSiShares S&P Smallcap 600 Value Index	342,905	$42.8M	0.42%
45	MRKMerck & Co.	684,872	$42.7M	0.42%
46	IJTiShares Trust S&P Smallcap 600 Index	309,426	$42.4M	0.41%
47	TAPMolson Coors Brewing Co Cl B	383,178	$42.1M	0.41%
48	SBUXStarbucks Corporation	771,424	$41.8M	0.41%
49	FXIiShares FTSE/Xinhua China 25 Index	1,052,633	$40.0M	0.39%
50	VBRVanguard Small-Cap Value ETF	361,182	$40.0M	0.39%
51	BNDXVanguard Total International Bond ETF	700,896	$39.3M	0.38%
52	SMHVanEck Vectors Semiconductor ETF	552,355	$38.4M	0.37%
53	SOCLGlobal X Social Media ETF	1,500,524	$37.9M	0.37%
54	BWXSPDR Barclays International Trs Bd ETF	1,286,104	$37.1M	0.36%
55	SCHXSchwab US Large-Cap ETF	716,447	$37.0M	0.36%
56	VBKVanguard Index Fds Sml Cp Grw Etf	280,275	$36.9M	0.36%
57	BDXBecton Dickinson & Co.	204,635	$36.8M	0.36%
58	IYFiShares Dow Jones U.S. Financial Sector	400,746	$36.1M	0.35%
59	SCHBSchwab US Broad Market ETF	685,700	$35.9M	0.35%
60	VVisa, Inc Cl A	422,524	$34.9M	0.34%
61	FDNFirst Trust Dow Jones Internet Index Fund	424,541	$34.6M	0.34%
62	SCZiShares EAFE Small Cap ETF	655,817	$34.4M	0.33%
63	IDUIshares Utility Sector	277,761	$34.0M	0.33%
64	EEMiShares MSCI Emerging Markets ETF	906,934	$34.0M	0.33%
65	—Spdr S&p Dividends	398,120	$33.6M	0.33%
66	TAT&T Inc.	826,600	$33.6M	0.33%
67	CLColgate-Palmolive	449,997	$33.4M	0.32%
68	SHYiShares Barclays 1-3 Yr Treasuries	383,445	$32.6M	0.32%
69	PFEPfizer, Inc.	944,883	$32.0M	0.31%
70	IBMIBM	200,965	$31.9M	0.31%
71	STTSPDR Barclays High Yield Bond ETF	803,324	$29.5M	0.29%
72	INTCIntel Corp	771,050	$29.1M	0.28%
73	TIPiShares Barclays Tips Bond Fund	247,738	$28.9M	0.28%
74	IAUiShares MSCI Japan ETF	2,272,842	$28.5M	0.28%
75	ABBVAbbvie Inc.	449,448	$28.3M	0.28%
76	LEMBiShares Emerg Mkts Local Currency Bond	614,254	$28.2M	0.27%
77	EWKiShares MSCI EAFE Min Volatility	412,801	$27.9M	0.27%
78	VWOVanguard FTSE Emer Mkts ETF	734,401	$27.6M	0.27%
79	SLBSchlumberger	347,116	$27.3M	0.27%
80	LMTLockheed Martin Corp.	112,394	$26.9M	0.26%
81	PFFiShares S&P U.S. Preferred	680,716	$26.9M	0.26%
82	KMBKimberly-Clark Corp	210,717	$26.6M	0.26%
83	IHIiShares U.S. Medical Devices ETF	182,072	$26.5M	0.26%
84	IJRiShares S&P Smallcap 600 Index	212,356	$26.4M	0.26%
85	LVLNSpdr Barclays Short Term High Yield Bond	943,700	$26.1M	0.25%
86	IYRIshares U S Real Estate Etf	321,598	$25.9M	0.25%
87	COFCapital One Financial Corporation	360,022	$25.9M	0.25%
88	—Guggenheim BulletShrs 2016 HY CorpBd ETF	1,000,789	$25.8M	0.25%
89	DHRDanaher Corporation	328,056	$25.7M	0.25%
90	DISWalt Disney Co.	276,022	$25.6M	0.25%
91	ACWXiShares MSCI ACWI ex US	615,908	$25.5M	0.25%
92	MCDMcdonald's Corp.	211,968	$24.5M	0.24%
93	IYWIshares Dow Jones U.S. Technology	204,876	$24.4M	0.24%
94	—PowerShares KBW Premium Yld Eq REIT ETF	679,152	$24.4M	0.24%
95	FXHFirst Trust Health Care AlphaDEX Fund	393,987	$24.0M	0.23%
96	IEFiShares 7-10 Year Treasury Bond	212,487	$23.8M	0.23%
97	VMBSVanguard Mortgage-Backed Securities ETF	432,005	$23.3M	0.23%
98	CERNCHFCerner Corp.	369,097	$22.8M	0.22%
99	HDHome Depot, Inc.	175,946	$22.6M	0.22%
100	EWGiShares MSCI Germany ETF	860,747	$22.6M	0.22%

Page 1 of 13Next