UBS Group AG Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$349.1M

Holdings

9,338

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (9,338 positions)

#	Stock	Shares	Value	% Portfolio	Type
6701	PRLDPRELUDE THERAPEUTICS INC	1,938	$23K	0.01%
6702	—FOCUS IMPACT ACQUISITION COR	2,295	$23K	0.01%
6703	HIHOHIGHWAY HLDGS LTD	5,499	$23K	0.01%
6704	BLNKBLINK CHARGING CO	1,007	$23K	0.01%
6705	—UBS AG LONDON BRANCH	1,247	$23K	0.01%
6706	—HELBIZ INC	4,141	$23K	0.01%
6707	KCAC-UNKENSINGTON CAPITAL ACQUISITI	2,200	$23K	0.01%
6708	DISH 3.375 08/15/26DISH NETWORK CORPORATION	24,000	$23K	0.01%
6709	HVIIHENNESSY CAPITAL INVST CORP	2,401	$23K	0.01%
6710	—AGILE GROWTH CORP	2,417	$23K	0.01%
6711	PRTGPORTAGE BIOTECH INC	2,057	$23K	0.01%
6712	ASTSAST SPACEMOBILE INC	2,906	$23K	0.01%
6713	—AUTHENTIC EQUITY ACQUISTN CO	2,311	$23K	0.01%
6714	—ARROWROOT ACQUISITION CORP	2,317	$23K	0.01%
6715	—DBX ETF TR	841	$23K	0.01%
6716	SPXNPROSHARES TR	224	$23K	0.01%
6717	—WILLIAMS ROWLAND ACQUISITION	2,300	$23K	0.01%
6718	BHILBENSON HILL INC	3,200	$23K	0.01%
6719	CLBTCELLEBRITE DI LTD	2,865	$23K	0.01%
6720	ESSAESSA BANCORP INC	1,371	$23K	0.01%
6721	UOCTINNOVATOR ETFS TR	803	$23K	0.01%
6722	OKURRENEO PHARMACEUTICALS INC	2,662	$23K	0.01%
6723	WSO/BWATSCO INC	74	$23K	0.01%
6724	ADMEETF SER SOLUTIONS	524	$23K	0.01%
6725	RPARTIDAL ETF TR	899	$23K	0.01%
6726	CMPXCOMPASS THERAPEUTICS INC	7,228	$23K	0.01%
6727	—MODEL PERFORMANCE ACQU CORP	2,269	$23K	0.01%
6728	WFC 7.5 PERP LWELLS FARGO CO NEW	8,611	$23K	0.01%
6729	CRVSCORVUS PHARMACEUTICALS INC	9,270	$22K	0.01%
6730	RBOTWVICARIOUS SURGICAL INC	10,342	$22K	0.01%
6731	PRIAFPRIME IMPACT ACQUISITION I	2,216	$22K	0.01%
6732	STVNSTEVANATO GROUP S P A	1,000	$22K	0.01%
6733	KMDAKAMADA LTD	3,281	$22K	0.01%
6734	QWLDSPDR INDEX SHS FDS	200	$22K	0.01%
6735	GSPYTIDAL ETF TR	861	$22K	0.01%
6736	SIDUSIDUS SPACE INC	2,137	$22K	0.01%
6737	EEMOINVESCO EXCH TRADED FD TR II	1,269	$22K	0.01%
6738	MTGPWISDOMTREE TR	429	$22K	0.01%
6739	FTFTFUTURE FINTECH GROUP INC	16,263	$22K	0.01%
6740	SRTSSENSUS HEALTHCARE INC	3,066	$22K	0.01%
6741	NWSNEWS CORP NEW	983	$22K	0.01%	Put
6742	KRSPRICE ACQUISITION CORP II	2,151	$22K	0.01%
6743	—BANK SOUTH CAROLINA CORP	1,085	$22K	0.01%
6744	—AKOUOS INC	2,559	$22K	0.01%
6745	CINTCI&T INC	1,857	$22K	0.01%
6746	—RMG ACQUISITION CORP III	2,258	$22K	0.01%
6747	TWLVTWELVE SEAS INVESTMENT CO II	2,208	$22K	0.01%
6748	SPYCSIMPLIFY EXCHANGE TRADED FUN	632	$22K	0.01%
6749	—CALITHERA BIOSCIENCES INC	31,868	$22K	0.01%
6750	VTEXVTEX	2,048	$22K	0.01%
6751	—KINS TECHNOLOGY GROUP INC	2,223	$22K	0.01%
6752	—RIVERVIEW ACQUISITION CORP	2,267	$22K	0.01%
6753	—TRITERRAS INC	9,182	$22K	0.01%
6754	—ASTROTECH CORP	32,053	$22K	0.01%
6755	OPTNOPTINOSE INC	14,067	$22K	0.01%
6756	POLAEURPOLAR PWR INC	6,191	$22K	0.01%
6757	—CRUCIBLE ACQUISITION CORP	2,194	$22K	0.01%
6758	—ETF SER SOLUTIONS	655	$22K	0.01%
6759	—PROSHARES TR	2,818	$22K	0.01%
6760	SWKHSWK HLDGS CORP	1,136	$22K	0.01%
6761	UBOTDIREXION SHS ETF TR	500	$22K	0.01%
6762	KCAC-UNKENSINGTON CAPITAL ACQUISITI	2,191	$22K	0.01%
6763	RDOGALPS ETF TR	414	$22K	0.01%
6764	—FINTECH ACQUISITION CORP V	2,101	$22K	0.01%
6765	DGLUSDINVESCO DB MULTI-SECTOR COMM	425	$22K	0.01%
6766	RNXTRENOVORX INC	4,512	$22K	0.01%
6767	QQLVINVESCO EXCHNG TRAD SLF INDE	848	$22K	0.01%
6768	ESPESPEY MFG & ELECTRS CORP	1,541	$22K	0.01%
6769	—EXCHANGE LISTED FDS TR	738	$22K	0.01%
6770	LCRLEUTHOLD FDS INC	700	$22K	0.01%
6771	PNBKPATRIOT NATL BANCORP INC	1,364	$22K	0.01%
6772	—US WELL SERVICES INC	19,134	$22K	0.01%
6773	ZETAZETA GLOBAL HOLDINGS CORP	2,571	$22K	0.01%
6774	—RXR ACQUISITION CORP	2,307	$22K	0.01%
6775	—SIMPLIFY EXCHANGE TRADED FUN	913	$22K	0.01%
6776	ONVOCHFORGANOVO HLDGS INC	6,177	$22K	0.01%
6777	—REVOLUTION HEALTHCAR AQ CORP	2,209	$22K	0.01%
6778	—MULLEN AUTOMOTIVE INC	4,259	$22K	0.01%
6779	FJANFIRST TR EXCHNG TRADED FD VI	639	$22K	0.01%
6780	CHECHEMED CORP NEW	40,093	$21K	0.01%
6781	—PROSHARES TR	1,418	$21K	0.01%
6782	—TIDAL ETF TR	737	$21K	0.01%
6783	ORNORION GROUP HLDGS INC	5,534	$21K	0.01%
6784	JSTCTIDAL ETF TR	1,174	$21K	0.01%
6785	BRZHBREEZE HOLDINGS ACQUISITN CO	2,017	$21K	0.01%
6786	—NEUBASE THERAPEUTICS INC	7,436	$21K	0.01%
6787	MNSOMINISO GROUP HLDG LTD	2,026	$21K	0.01%
6788	—GREENCITY ACQUISITION CORP	2,031	$21K	0.01%
6789	—ZEALAND PHARMA A/S	957	$21K	0.01%
6790	—GROWTH CAP ACQUISITION CORP	2,064	$21K	0.01%
6791	XDQQINNOVATOR ETFS TR	687	$21K	0.01%
6792	—MIDWEST HLDG INC	1,206	$21K	0.01%
6793	—SEMPER PARATUS ACQUISITION C	2,076	$21K	0.01%
6794	FCLDFIDELITY COVINGTON TRUST	816	$21K	0.01%
6795	LIVXEURLIVEONE INC	16,062	$21K	0.01%
6796	LFVNLIFEVANTAGE CORP	3,416	$21K	0.01%
6797	XFEBFIRST TR EXCHNG TRADED FD VI	1,098	$21K	0.01%
6798	DNAGINKGO BIOWORKS HOLDINGS INC	2,554	$21K	0.01%
6799	VAQCVECTOR ACQUISITION CORP II	2,154	$21K	0.01%
6800	CPARCATALYST PARTNRS ACQUISITN C	2,176	$21K	0.01%

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