UBS Group AG Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$349.1M

Holdings

9,338

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (9,338 positions)

#	Stock	Shares	Value	% Portfolio	Type
2901	CENTACENTRAL GARDEN & PET CO	44,451	$2.1M	0.61%
2902	ARRUSDARMOUR RESIDENTIAL REIT INC	216,559	$2.1M	0.61%
2903	CCDCALAMOS DYNAMIC CONV & INCOM	67,377	$2.1M	0.61%
2904	PRLBPROTO LABS INC	41,337	$2.1M	0.61%
2905	1GSNNOVANTA INC	12,030	$2.1M	0.61%
2906	NVCRNOVOCURE LTD	28,236	$2.1M	0.61%	Put
2907	FYLDCAMBRIA ETF TR	77,488	$2.1M	0.61%
2908	HLHECLA MNG CO	405,647	$2.1M	0.61%
2909	ITCIEURINTRA-CELLULAR THERAPIES INC	40,448	$2.1M	0.61%
2910	KMTKENNAMETAL INC	58,851	$2.1M	0.61%
2911	PIPRPIPER SANDLER COMPANIES	11,829	$2.1M	0.60%
2912	PEGAPEGASYSTEMS INC	18,867	$2.1M	0.60%
2913	KEMQKRANESHARES TR	89,160	$2.1M	0.60%
2914	HTRBHARTFORD FDS EXCHANGE TRADED	52,937	$2.1M	0.60%
2915	HIHILLENBRAND INC	40,410	$2.1M	0.60%
2916	JJSFJ & J SNACK FOODS CORP	13,280	$2.1M	0.60%
2917	WSBCWESBANCO INC	59,772	$2.1M	0.60%
2918	WOODISHARES TR	22,725	$2.1M	0.60%
2919	CASHMETA FINL GROUP INC	35,004	$2.1M	0.60%
2920	AQLTISHARES TR	65,823	$2.1M	0.60%
2921	PTIP T TELEKOMUNIKASI INDONESIA	71,735	$2.1M	0.60%
2922	PBEINVESCO EXCHANGE TRADED FD T	29,179	$2.1M	0.60%
2923	DFASDIMENSIONAL ETF TRUST	34,626	$2.1M	0.59%
2924	TRIPTRIPADVISOR INC	76,078	$2.1M	0.59%	Put
2925	XHRXENIA HOTELS & RESORTS INC	114,143	$2.1M	0.59%
2926	DTHWISDOMTREE TR	53,379	$2.1M	0.59%
2927	DOCSDOXIMITY INC	41,208	$2.1M	0.59%
2928	ICVTISHARES TR	23,153	$2.1M	0.59%
2929	FELEFRANKLIN ELEC INC	21,724	$2.1M	0.59%
2930	IHEISHARES TR	10,267	$2.0M	0.59%
2931	OTXOPEN TEXT CORP	43,152	$2.0M	0.59%
2932	CHWCALAMOS GBL DYN INCOME FUND	205,387	$2.0M	0.59%
2933	PACBPACIFIC BIOSCIENCES CALIF IN	99,982	$2.0M	0.59%
2934	AGIALAMOS GOLD INC NEW	266,027	$2.0M	0.59%
2935	PJTPJT PARTNERS INC	27,385	$2.0M	0.58%
2936	GOGOGOGO INC	149,987	$2.0M	0.58%	Put
2937	NPVNUVEEN VIRGINIA QLTY MUNCPL	118,957	$2.0M	0.58%
2938	SLVPISHARES INC	157,005	$2.0M	0.58%
2939	FWRDUSDFORWARD AIR CORP	16,709	$2.0M	0.58%
2940	SKLZSKILLZ INC	271,453	$2.0M	0.58%	Call
2941	ALXOALX ONCOLOGY HLDGS INC	93,798	$2.0M	0.58%
2942	BCCCGLOBAL X FDS	121,464	$2.0M	0.58%
2943	ADTADT INC DEL	238,083	$2.0M	0.57%
2944	—INSPIREMD INC	20,620	$2.0M	0.57%
2945	—TIDEWATER INC NEW	4,067	$2.0M	0.57%
2946	—SOC TELEMED INC	16,410	$2.0M	0.57%
2947	—MOGU INC	4,856	$2.0M	0.57%
2948	—KINS TECHNOLOGY GROUP INC	4,199	$2.0M	0.57%
2949	—GOGREEN INVESTMENTS CORP	4,900	$2.0M	0.57%
2950	GIPRWGENERATION INCOME PPTYS INC	7,335	$2.0M	0.57%
2951	—TROIKA MEDIA GROUP INC	10,097	$2.0M	0.57%
2952	—HPX CORP	4,120	$2.0M	0.57%
2953	TDWTIDEWATER INC NEW	9,047	$2.0M	0.57%
2954	—EXICURE INC	10,000	$2.0M	0.57%
2955	UPHLWUPHEALTH INC	7,526	$2.0M	0.57%
2956	PXSPYXIS TANKERS INC	14,111	$2.0M	0.57%
2957	—METROMILE INC	12,808	$2.0M	0.57%
2958	—GIGCAPITAL 5 INC	4,550	$2.0M	0.57%
2959	JOBGEE GROUP INC	4,140	$2.0M	0.57%
2960	—NATURAL ORDER ACQUISITION CO	4,156	$2.0M	0.57%
2961	—VIVEON HEALTH ACQUISITION CO	8,626	$2.0M	0.57%
2962	—GOOD WKS II ACQUISITION CORP	4,015	$2.0M	0.57%
2963	NEWTNEWTEK BUSINESS SVCS CORP	72,276	$2.0M	0.57%
2964	—INVESCO EXCHANGE TRADED FD T	129,150	$2.0M	0.57%
2965	LBTYBLIBERTY GLOBAL PLC	71,867	$2.0M	0.57%
2966	UPBDRENT A CTR INC NEW	41,521	$2.0M	0.57%
2967	BUSDBARNES GROUP INC	42,809	$2.0M	0.57%
2968	FXEINVESCO CURRENCYSHARES EURO	18,856	$2.0M	0.57%
2969	AUDCAUDIOCODES LTD	57,205	$2.0M	0.57%
2970	BWGBRANDYWINEGBL GBL INCM OPP F	169,735	$2.0M	0.57%
2971	2JEFOCUS FINL PARTNERS INC	33,280	$2.0M	0.57%
2972	ISMDNORTHERN LTS FD TR IV	56,402	$2.0M	0.57%
2973	CPECALLON PETE CO DEL	41,991	$2.0M	0.57%
2974	FCPTFOUR CORNERS PPTY TR INC	67,268	$2.0M	0.57%
2975	VYXNCR CORP NEW	49,192	$2.0M	0.57%
2976	GRBKGREEN BRICK PARTNERS INC	65,224	$2.0M	0.57%
2977	DINDINE BRANDS GLOBAL INC	26,021	$2.0M	0.57%
2978	RSPDINVESCO EXCHANGE TRADED FD T	12,566	$2.0M	0.56%
2979	CMUMFS HIGH YIELD MUN TR	435,350	$2.0M	0.56%
2980	FSVFIRSTSERVICE CORP NEW	10,010	$2.0M	0.56%
2981	GCOWPACER FDS TR	62,339	$2.0M	0.56%
2982	TRMKTRUSTMARK CORP	60,451	$2.0M	0.56%
2983	GLBEGLOBAL E ONLINE LTD	30,936	$2.0M	0.56%
2984	AUBATLANTIC UN BANKSHARES CORP	52,558	$2.0M	0.56%
2985	CPRXCATALYST PHARMACEUTICALS INC	289,667	$2.0M	0.56%
2986	MCIBARINGS CORPORATE INVS	122,412	$2.0M	0.56%
2987	RNAAVIDITY BIOSCIENCES INC	82,228	$2.0M	0.56%
2988	AAWWUSDATLAS AIR WORLDWIDE HLDGS IN	20,751	$2.0M	0.56%
2989	IYLDISHARES TR	81,210	$2.0M	0.56%
2990	HEHAWAIIAN ELEC INDUSTRIES	46,950	$1.9M	0.56%
2991	GSATUSDGLOBALSTAR INC	1,674,482	$1.9M	0.56%
2992	KRTKARAT PACKAGING INC	96,045	$1.9M	0.56%
2993	WDIWESTERN ASSET DIVERSIFIED IN	106,028	$1.9M	0.56%
2994	LILALIBERTY LATIN AMERICA LTD	169,478	$1.9M	0.55%
2995	NTRANATERA INC	20,665	$1.9M	0.55%
2996	CNRGSPDR SER TR	21,363	$1.9M	0.55%
2997	XEVMXEATON VANCE CALIF MUN BD FD	165,409	$1.9M	0.55%
2998	U6ZURANIUM ENERGY CORP	572,933	$1.9M	0.55%
2999	—BLACKROCK MUNIHLDS INVSTM QL	128,978	$1.9M	0.55%
3000	ACHOWENS & MINOR INC NEW	44,035	$1.9M	0.55%

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