UBS Group AG Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$287.4M

Holdings

7,122

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (7,122 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	35,883,157	$11.5B	4017.72%	Put
2	MSFTMICROSOFT CORP	49,844,392	$7.9B	2734.84%	Put
3	AAPLAPPLE INC	23,500,613	$6.9B	2400.77%	Put
4	METAFACEBOOK INC	19,336,174	$4.0B	1380.56%	Put
5	IWMISHARES TR	21,132,016	$3.5B	1218.10%	Put
6	EFAISHARES TR	49,098,613	$3.4B	1185.97%	Put
7	JPMJPMORGAN CHASE & CO	23,986,182	$3.3B	1163.13%	Put
8	AQLTISHARES TR	45,639,741	$3.0B	1035.81%
9	EEMISHARES TR	62,913,493	$2.8B	981.98%	Put
10	NDQINVESCO QQQ TR	13,271,350	$2.8B	981.73%	Put
11	FXIISHARES TR	64,033,506	$2.8B	971.79%	Put
12	INTCINTEL CORP	45,298,946	$2.7B	943.27%	Put
13	IEMGISHARES INC	49,719,453	$2.7B	929.80%
14	BABAALIBABA GROUP HLDG LTD	11,788,074	$2.5B	869.85%	Put
15	HDHOME DEPOT INC	11,292,161	$2.5B	857.70%	Put
16	TSLATESLA INC	5,442,801	$2.3B	791.94%	Put
17	JNJJOHNSON & JOHNSON	15,254,675	$2.2B	773.94%	Put
18	VVISA INC	11,530,069	$2.2B	753.53%	Put
19	DISDISNEY WALT CO	14,867,734	$2.2B	748.17%	Put
20	EWZISHARES INC	43,222,567	$2.1B	713.56%	Put
21	VUGVANGUARD INDEX FDS	11,124,483	$2.0B	704.96%
22	VTVVANGUARD INDEX FDS	16,720,291	$2.0B	696.96%
23	CMCSACOMCAST CORP NEW	43,385,650	$2.0B	678.69%	Put
24	PGPROCTER & GAMBLE CO	15,106,682	$1.9B	656.25%	Put
25	BABOEING CO	5,467,993	$1.8B	619.75%	Put
26	UBSUBS GROUP AG	141,125,347	$1.8B	617.48%	Put
27	MDTMEDTRONIC PLC	15,146,720	$1.7B	597.57%	Put
28	KOCOCA COLA CO	29,771,275	$1.6B	573.22%	Put
29	LQDISHARES TR	12,354,663	$1.6B	550.07%	Put
30	BACBANK AMER CORP	44,220,196	$1.6B	541.90%	Put
31	VOVANGUARD INDEX FDS	8,737,848	$1.6B	541.43%
32	IJRISHARES TR	18,375,118	$1.5B	535.78%
33	ADBEADOBE INC	4,619,773	$1.5B	529.97%	Put
34	XLFSELECT SECTOR SPDR TR	48,299,841	$1.5B	517.28%	Put
35	ACNACCENTURE PLC IRELAND	6,992,412	$1.5B	512.06%	Put
36	NFLXNETFLIX INC	4,546,507	$1.5B	511.87%	Put
37	MCDMCDONALDS CORP	7,347,731	$1.5B	504.90%	Put
38	UNHUNITEDHEALTH GROUP INC	4,908,467	$1.4B	501.97%	Put
39	TAT&T INC	35,793,974	$1.4B	486.72%	Put
40	CSCOCISCO SYS INC	27,856,585	$1.3B	464.86%	Put
41	UTXZUNITED TECHNOLOGIES CORP	8,883,183	$1.3B	462.58%	Put
42	CVXCHEVRON CORP NEW	10,982,776	$1.3B	460.52%	Put
43	GDXVANECK VECTORS ETF TRUST	43,320,090	$1.3B	441.34%	Put
44	—ALLERGAN PLC	6,578,759	$1.3B	437.59%	Put
45	MRKMERCK & CO INC	13,744,182	$1.3B	434.95%	Put
46	LMTLOCKHEED MARTIN CORP	3,161,621	$1.2B	428.05%	Put
47	NVDANVIDIA CORP	5,036,460	$1.2B	412.35%	Put
48	VTIVANGUARD INDEX FDS	7,159,595	$1.2B	407.60%	Put
49	AQLTISHARES TR	44,501,467	$1.2B	401.60%
50	IWFISHARES TR	6,444,052	$1.1B	394.22%
51	USIGISHARES TR	19,364,225	$1.1B	392.48%
52	TLTISHARES TR	8,182,501	$1.1B	385.72%	Put
53	TMOTHERMO FISHER SCIENTIFIC INC	3,404,233	$1.1B	384.81%	Put
54	VEAVANGUARD TAX MANAGED INTL FD	24,269,500	$1.1B	371.91%
55	XOPUSDSPDR SERIES TRUST	43,994,890	$1.0B	362.80%	Put
56	BRK/BBERKSHIRE HATHAWAY INC DEL	4,493,459	$1.0B	354.13%	Put
57	COSTCOSTCO WHSL CORP NEW	3,448,263	$1.0B	352.65%	Put
58	RTN1USDRAYTHEON CO	4,548,321	$999.4M	347.76%	Put
59	IVVISHARES TR	3,068,348	$991.8M	345.10%
60	HONHONEYWELL INTL INC	5,586,125	$988.7M	344.03%	Put
61	IJHISHARES TR	4,721,713	$971.8M	338.14%
62	GQ9SPDR GOLD TRUST	6,730,919	$961.8M	334.67%	Put
63	NEENEXTERA ENERGY INC	3,962,691	$959.6M	333.89%	Put
64	SHYISHARES TR	10,903,810	$922.8M	321.08%	Put
65	CRMSALESFORCE COM INC	5,451,225	$886.6M	308.49%	Put
66	PEPPEPSICO INC	6,400,038	$874.7M	304.35%	Put
67	PFEPFIZER INC	22,236,856	$871.2M	303.15%	Put
68	ROKROCKWELL AUTOMATION INC	4,229,595	$857.2M	298.26%	Put
69	SBUXSTARBUCKS CORP	9,710,748	$853.8M	297.07%	Put
70	DMLDENISON MINES CORP	2,047,847	$849.0M	295.41%
71	DHRDANAHER CORPORATION	5,472,367	$839.9M	292.24%	Put
72	TXNTEXAS INSTRS INC	6,460,018	$828.8M	288.36%	Put
73	NAKNORTHERN DYNASTY MINERALS LT	1,934,485	$828.0M	288.10%
74	AMTAMERICAN TOWER CORP NEW	3,562,173	$818.7M	284.85%	Put
75	BMYBRISTOL MYERS SQUIBB CO	12,640,170	$811.4M	282.31%	Put
76	AMGNAMGEN INC	3,359,225	$809.8M	281.77%	Put
77	XOMEXXON MOBIL CORP	11,487,586	$801.6M	278.92%	Put
78	VOOVANGUARD INDEX FDS	2,674,507	$791.1M	275.27%
79	UNPUNION PACIFIC CORP	4,344,387	$785.4M	273.28%	Put
80	ETENERGY TRANSFER LP	61,061,398	$783.4M	272.59%	Call
81	LINLINDE PLC	3,666,195	$780.5M	271.58%	Put
82	—WAITR HLDGS INC	2,409,040	$776.0M	270.01%
83	BACVERIZON COMMUNICATIONS INC	12,581,602	$772.5M	268.79%	Put
84	IWDISHARES TR	5,622,396	$767.3M	267.00%
85	TRVCCITIGROUP INC	9,594,390	$766.5M	266.70%	Put
86	NVSNNOVARTIS A G	8,085,307	$765.6M	266.39%	Put
87	GDXJVANECK VECTORS ETF TRUST	18,077,788	$764.0M	265.82%	Put
88	MRSHMARSH & MCLENNAN COS INC	6,842,552	$762.3M	265.25%	Put
89	VWOVANGUARD INTL EQUITY INDEX F	16,978,422	$755.0M	262.71%	Call
90	MAMASTERCARD INC	2,434,505	$726.9M	252.93%	Put
91	LOWLOWES COS INC	5,982,325	$716.4M	249.28%	Put
92	CVSCVS HEALTH CORP	9,408,554	$699.0M	243.20%	Put
93	MINTPIMCO ETF TR	6,871,473	$698.1M	242.89%
94	AVGOBROADCOM INC	2,202,215	$695.9M	242.15%	Put
95	VFCV F CORP	6,956,092	$693.2M	241.21%	Put
96	ABBVABBVIE INC	7,750,407	$686.2M	238.77%	Put
97	EPDENTERPRISE PRODS PARTNERS L	24,027,797	$676.6M	235.43%	Put
98	EMBISHARES TR	5,855,440	$670.8M	233.40%	Put
99	WFCWELLS FARGO CO NEW	12,246,947	$658.9M	229.26%	Put
100	MDLZMONDELEZ INTL INC	11,824,773	$651.3M	226.62%	Put

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