UBS Group AG Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$243.4M

Holdings

6,932

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (6,932 positions)

#	Stock	Shares	Value	% Portfolio	Type
2901	—CONTROL4 CORP	44,009	$1.3M	0.54%
2902	—STAMPS COM INC	6,964	$1.3M	0.54%
2903	EXLSEXLSERVICE HOLDINGS INC	21,698	$1.3M	0.54%
2904	IBKRINTERACTIVE BROKERS GROUP IN	22,107	$1.3M	0.54%
2905	—CAMBREX CORP	27,259	$1.3M	0.54%
2906	EBSEMERGENT BIOSOLUTIONS INC	28,126	$1.3M	0.54%
2907	TDOCTELADOC INC	37,501	$1.3M	0.54%
2908	—ADVENT CLAY CONV SEC INC FD	217,056	$1.3M	0.53%
2909	NXQUANEX BUILDING PRODUCTS COR	55,537	$1.3M	0.53%
2910	CRUSCIRRUS LOGIC INC	25,056	$1.3M	0.53%
2911	KTOSKRATOS DEFENSE & SEC SOLUTIO	122,229	$1.3M	0.53%
2912	AFTAPOLLO SR FLOATING RATE FD I	79,531	$1.3M	0.53%
2913	EBFENNIS INC	62,127	$1.3M	0.53%
2914	SFSTIFEL FINL CORP	21,640	$1.3M	0.53%
2915	BWEURBABCOCK & WILCOX ENTERPRIS I	226,850	$1.3M	0.53%
2916	BNYBLACKROCK N Y MUN INCOME TR	89,955	$1.3M	0.53%
2917	—DDR CORP	143,436	$1.3M	0.53%
2918	2L9BLUEPRINT MEDICINES CORP	17,044	$1.3M	0.53%
2919	EMCBWISDOMTREE TR	17,642	$1.3M	0.53%
2920	TDWTIDEWATER INC NEW	52,585	$1.3M	0.53%
2921	—POWERSHARES ETF TRUST	56,052	$1.3M	0.53%
2922	DMOWESTERN ASSET MTG DEF OPPTY	51,939	$1.3M	0.53%
2923	SILGLOBAL X FDS	39,111	$1.3M	0.52%	Put
2924	—POWERSHARES ETF TRUST	27,571	$1.3M	0.52%
2925	—STERLING BANCORP DEL	51,677	$1.3M	0.52%
2926	AVKADVENT CLAYMORE CV SECS & IN	79,796	$1.3M	0.52%
2927	EOTEATON VANCE NATL MUN OPPORT	56,205	$1.3M	0.52%
2928	PTCTPTC THERAPEUTICS INC	75,863	$1.3M	0.52%
2929	STPZPIMCO ETF TR	24,330	$1.3M	0.52%
2930	—GREAT ELM CAP CORP	128,384	$1.3M	0.52%
2931	FELEFRANKLIN ELEC INC	27,527	$1.3M	0.52%
2932	NENOBLE CORP PLC	279,129	$1.3M	0.52%	Put
2933	—SHIP FINANCE INTERNATIONAL L	81,432	$1.3M	0.52%
2934	—ANTERO MIDSTREAM GP LP	63,884	$1.3M	0.52%
2935	SPWRQSUNPOWER CORP	148,970	$1.3M	0.52%	Put
2936	FNBFNB CORP PA	90,780	$1.3M	0.52%
2937	—NEUBERGER BERMAN NY INT MUN	102,749	$1.3M	0.51%
2938	DOOREURMASONITE INTL CORP NEW	16,852	$1.3M	0.51%
2939	EWMISHARES INC	37,851	$1.2M	0.51%
2940	MUABLACKROCK MUNIASSETS FD INC	83,337	$1.2M	0.51%
2941	CYHCOMMUNITY HEALTH SYS INC NEW	292,159	$1.2M	0.51%
2942	XFRAXBLACKROCK FLOAT RATE OME STR	90,159	$1.2M	0.51%
2943	—OCH ZIFF CAP MGMT GROUP	496,719	$1.2M	0.51%
2944	—IVY HIGH INC OPPORTUNITIES F	81,904	$1.2M	0.51%
2945	FMSFRESENIUS MED CARE AG&CO KGA	23,556	$1.2M	0.51%
2946	TEAMATLASSIAN CORP PLC	27,149	$1.2M	0.51%
2947	—NUVEEN CONNECTICUT QLTY MUN	103,599	$1.2M	0.51%
2948	PWIPOWER INTEGRATIONS INC	16,763	$1.2M	0.51%
2949	SBIWESTERN ASSET INTM MUNI FD I	132,150	$1.2M	0.51%
2950	6PMPARAMOUNT GROUP INC	77,601	$1.2M	0.51%
2951	—NUVEEN ENERGY MLP TOTL RTRNF	107,896	$1.2M	0.51%
2952	ARRYEURARRAY BIOPHARMA INC	95,873	$1.2M	0.50%
2953	GMS1EURGMS INC	32,583	$1.2M	0.50%
2954	—CURRENCYSHS BRIT POUND STER	9,339	$1.2M	0.50%
2955	MDXGMIMEDX GROUP INC	97,152	$1.2M	0.50%
2956	EIRLISHARES TR	25,440	$1.2M	0.50%
2957	TTDTHE TRADE DESK INC	26,680	$1.2M	0.50%
2958	—POWERSHARES INDIA ETF TR	46,153	$1.2M	0.50%
2959	UPBDRENT A CTR INC NEW	109,585	$1.2M	0.50%
2960	SHESPDR SER TR	17,111	$1.2M	0.50%
2961	AOMISHARES TR	31,862	$1.2M	0.50%
2962	CLMTUSDCALUMET SPECIALTY PRODS PTNR	157,197	$1.2M	0.50%
2963	WTMWHITE MTNS INS GROUP LTD	1,420	$1.2M	0.50%
2964	PHTPIONEER HIGH INCOME TR	124,424	$1.2M	0.50%
2965	—RAVEN INDS INC	35,126	$1.2M	0.50%
2966	RBAGBPRITCHIE BROS AUCTIONEERS	40,304	$1.2M	0.50%
2967	—SODASTREAM INTERNATIONAL LTD	17,106	$1.2M	0.49%
2968	—CHINA TELECOM CORP LTD	25,300	$1.2M	0.49%
2969	AROCARCHROCK INC	114,311	$1.2M	0.49%
2970	SCHCSCHWAB STRATEGIC TR	32,757	$1.2M	0.49%
2971	PZDUSDPOWERSHARES ETF TRUST	28,392	$1.2M	0.49%
2972	—CONNECTICUT WTR SVC INC	20,868	$1.2M	0.49%
2973	PCRXPACIRA PHARMACEUTICALS INC	26,236	$1.2M	0.49%
2974	NHSNEUBERGER BERMAN HGH YLD FD	101,799	$1.2M	0.49%
2975	BYMBLACKROCK MUNICIPL INC QLTY	84,411	$1.2M	0.49%
2976	VIAVVIAVI SOLUTIONS INC	136,680	$1.2M	0.49%
2977	CATYCATHAY GEN BANCORP	28,331	$1.2M	0.49%
2978	ASBASSOCIATED BANC CORP	47,032	$1.2M	0.49%
2979	—OPPENHEIMER ETF TR	17,285	$1.2M	0.49%
2980	CREECREE INC	32,123	$1.2M	0.49%
2981	—DEPOMED INC	147,944	$1.2M	0.49%
2982	CSIQCANADIAN SOLAR INC	70,500	$1.2M	0.49%	Put
2983	BCOBRINKS CO	15,062	$1.2M	0.49%
2984	PDCEUSDPDC ENERGY INC	22,978	$1.2M	0.49%	Call
2985	WTSWATTS WATER TECHNOLOGIES INC	15,606	$1.2M	0.49%
2986	—SEMICONDUCTOR MFG INTL CORP	138,358	$1.2M	0.49%
2987	KOPKOPPERS HOLDINGS INC	23,267	$1.2M	0.49%
2988	—SELECT INCOME REIT	47,034	$1.2M	0.49%
2989	THCTENET HEALTHCARE CORP	77,755	$1.2M	0.48%
2990	BBBYEURBED BATH & BEYOND INC	53,581	$1.2M	0.48%
2991	CMBTEURONAV NV ANTWERPEN	127,366	$1.2M	0.48%
2992	EUSAISHARES INC	21,221	$1.2M	0.48%
2993	VXXBARCLAYS BK PLC	41,950	$1.2M	0.48%	Call
2994	CHGGCHEGG INC	71,845	$1.2M	0.48%
2995	—POWERSHARES ETF TR II	18,122	$1.2M	0.48%
2996	—JIANPU TECHNOLOGY INC	180,383	$1.2M	0.48%
2997	—RESOLUTE ENERGY CORP	37,132	$1.2M	0.48%
2998	—MULESOFT INC	50,206	$1.2M	0.48%
2999	EMOCLEARBRIDGE ENERGY MLP TR FD	100,263	$1.2M	0.48%
3000	—HORIZON PHARMA INVT LTD	1,250,000	$1.2M	0.48%

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