UBS Group AG Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$181.1M

Holdings

6,824

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (6,824 positions)

#	Stock	Shares	Value	% Portfolio	Type
3301	—ABAXIS INC	10,976	$579K	0.32%
3302	—VANECK VECTORS ETF TR	23,915	$579K	0.32%
3303	—BLACKROCK MUNIENHANCED FD IN	51,351	$579K	0.32%
3304	UCTTULTRA CLEAN HLDGS INC	59,697	$579K	0.32%
3305	—COMMERCEHUB INC	38,521	$579K	0.32%
3306	—IMPAX LABORATORIES INC	733,000	$579K	0.32%
3307	—ALLERGAN PLC	755	$576K	0.32%
3308	RYIRYERSON HLDG CORP	43,096	$575K	0.32%
3309	MATWMATTHEWS INTL CORP	7,473	$574K	0.32%
3310	UVEUNIVERSAL INS HLDGS INC	20,177	$573K	0.32%
3311	—POWERSHARES ETF TRUST	7,084	$572K	0.32%
3312	—EXONE CO	61,224	$572K	0.32%
3313	PDIPIMCO MUNICIPAL INCOME FD	39,733	$572K	0.32%
3314	NYTNEW YORK TIMES CO	43,041	$572K	0.32%
3315	ORANYORANGE	37,597	$569K	0.31%
3316	TPDTEMPUR SEALY INTL INC	8,322	$568K	0.31%
3317	—CHINA TELECOM CORP LTD	12,261	$565K	0.31%
3318	SSBUSDSOUTH ST CORP	6,447	$564K	0.31%
3319	NXRTNEXPOINT RESIDENTIAL TR INC	25,221	$564K	0.31%
3320	JJSFJ & J SNACK FOODS CORP	4,207	$561K	0.31%
3321	—APPLIED MICRO CIRCUITS CORP	67,792	$560K	0.31%
3322	—POWERSHARES ETF TR II	26,862	$560K	0.31%
3323	—UNION BANKSHARES CORP NEW	15,602	$557K	0.31%
3324	—MOMENTA PHARMACEUTICALS INC	36,892	$555K	0.31%
3325	CNSLEURCONSOLIDATED COMM HLDGS INC	20,529	$551K	0.30%
3326	WLYBWILEY JOHN & SONS INC	10,089	$551K	0.30%
3327	AEGNAEGION CORP	23,173	$549K	0.30%
3328	EUSAISHARES	11,595	$548K	0.30%
3329	—METALDYNE PERFORMANCE GROUP	23,892	$548K	0.30%
3330	SMOGVANECK VECTORS ETF TR	10,855	$548K	0.30%
3331	—POLYONE CORP	17,125	$548K	0.30%
3332	—MEDIDATA SOLUTIONS INC	11,015	$547K	0.30%
3333	PFLPIMCO INCOME STRATEGY FUND	51,653	$546K	0.30%
3334	—ARC LOGISTICS PARTNERS LP	34,215	$545K	0.30%
3335	—PS BUSINESS PKS INC CALIF	4,681	$545K	0.30%
3336	SOCLGLOBAL X FDS	25,113	$543K	0.30%
3337	—POWERSHARES ETF TRUST	42,442	$542K	0.30%
3338	WEYSWEYCO GROUP INC	17,322	$542K	0.30%
3339	CIENCIENA CORP	22,206	$542K	0.30%
3340	OIAINVESCO MUNI INCOME OPP TRST	75,414	$540K	0.30%
3341	CHUYUSDCHUYS HLDGS INC	16,682	$540K	0.30%	Call
3342	AQLTISHARES TR	20,532	$539K	0.30%
3343	PEBPEBBLEBROOK HOTEL TR	18,061	$538K	0.30%
3344	FCFFIRST COMWLTH FINL CORP PA	37,978	$538K	0.30%
3345	—NEW YORK REIT INC	52,901	$536K	0.30%
3346	EUHYISHARES	11,697	$536K	0.30%
3347	—RMR REAL ESTATE INCOME FUND	26,178	$535K	0.30%
3348	CHRSCOHERUS BIOSCIENCES INC	18,981	$534K	0.29%
3349	VFLDELAWARE INVT NAT MUNI INC F	40,521	$533K	0.29%
3350	MTSIMACOM TECH SOLUTIONS HLDGS I	11,509	$533K	0.29%
3351	A3IAMERISAFE INC	8,550	$533K	0.29%
3352	MPAAMOTORCAR PTS AMER INC	19,827	$533K	0.29%
3353	ISCGISHARES TR	3,671	$531K	0.29%
3354	UMHUMH PPTYS INC	35,272	$531K	0.29%
3355	—CYNOSURE INC	11,616	$530K	0.29%
3356	WDFCWD-40 CO	4,542	$530K	0.29%
3357	PSTGPURE STORAGE INC	46,789	$529K	0.29%
3358	XPCQXPIMCO CA MUNICIPAL INCOME FD	33,755	$529K	0.29%
3359	KNKNOWLES CORP	31,610	$528K	0.29%
3360	EODWELLS FARGO GLOBAL DIVIDEND	96,550	$527K	0.29%
3361	ATRCATRICURE INC	26,898	$526K	0.29%
3362	PLUSEPLUS INC	4,569	$526K	0.29%
3363	BTOB2GOLD CORP	220,942	$523K	0.29%
3364	—MANAGED DURATION INVT GRD FU	39,818	$523K	0.29%
3365	CLHCLEAN HARBORS INC	9,386	$522K	0.29%
3366	PJ4APARK CITY GROUP INC	41,153	$522K	0.29%
3367	—RYDEX ETF TRUST	19,842	$521K	0.29%
3368	—SINOPEC SHANGHAI PETROCHEMIC	9,604	$520K	0.29%
3369	—QUICKLOGIC CORP	373,679	$520K	0.29%
3370	ABCBAMERIS BANCORP	11,928	$520K	0.29%
3371	NAZNUVEEN ARIZONA QLTY MUN INC	37,175	$520K	0.29%
3372	HRTGHERITAGE INS HLDGS INC	33,070	$519K	0.29%
3373	LTXBUSDLEGACY TEX FINL GROUP INC	12,047	$519K	0.29%
3374	ASTEASTEC INDS INC	7,694	$519K	0.29%
3375	PHYS/USPROTT PHYSICAL GOLD TRUST	55,238	$518K	0.29%
3376	ROICUSDRETAIL OPPORTUNITY INVTS COR	24,508	$518K	0.29%
3377	PENPENUMBRA INC	8,119	$518K	0.29%
3378	PCBKPACIFIC CONTINENTAL CORP	23,668	$517K	0.29%
3379	—PENN WEST PETE LTD NEW	291,769	$517K	0.29%	Call
3380	SD2SANDY SPRING BANCORP INC	12,919	$517K	0.29%
3381	CYHCOMMUNITY HEALTH SYS INC NEW	92,365	$516K	0.28%
3382	UCBUNITED CMNTY BKS BLAIRSVLE G	17,383	$515K	0.28%
3383	—RAIT FINANCIAL TRUST	153,276	$515K	0.28%
3384	—ALLIANCE CALIF MUN INCOME FD	38,833	$514K	0.28%
3385	—AES TR III	10,208	$514K	0.28%
3386	—PENNYMAC FINL SVCS INC	30,835	$514K	0.28%
3387	MGMISTRAS GROUP INC	19,993	$514K	0.28%
3388	EBFENNIS INC	29,512	$512K	0.28%
3389	RRXREGAL BELOIT CORP	7,400	$512K	0.28%
3390	—ADVENT CLAYMORE ENH GRW & IN	61,670	$511K	0.28%
3391	LZBLA Z BOY INC	16,413	$510K	0.28%
3392	—BANKRATE INC DEL	45,909	$507K	0.28%
3393	—MINDBODY INC	23,776	$507K	0.28%
3394	SUPNSUPERNUS PHARMACEUTICALS INC	20,011	$505K	0.28%
3395	ECHISHARES	13,470	$504K	0.28%
3396	SMPSTANDARD MTR PRODS INC	9,477	$504K	0.28%
3397	AAONAAON INC	15,230	$503K	0.28%
3398	EGHT8X8 INC NEW	34,955	$499K	0.28%
3399	FSZFIRST TR EXCH TRD ALPHA FD I	12,202	$498K	0.28%
3400	CRMTAMERICAS CAR MART INC	11,368	$497K	0.27%

PreviousPage 34 of 69Next