UBS Group AG Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$181.1M

Holdings

6,824

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (6,824 positions)

#	Stock	Shares	Value	% Portfolio	Type
2901	RMBS*RAMBUS INC DEL	72,077	$993K	0.55%	Call
2902	IAUISHARES TR	40,094	$991K	0.55%
2903	—AVEXIS INC	20,718	$989K	0.55%
2904	—GLOBAL X FDS	89,591	$989K	0.55%
2905	—POWERSHARES ETF TRUST II	42,951	$987K	0.55%
2906	HFXIINDEXIQ ETF TR	54,361	$986K	0.54%
2907	JXIISHARES TR	22,052	$986K	0.54%
2908	SSFSENSIENT TECHNOLOGIES CORP	12,547	$986K	0.54%
2909	IBDQISHARES TR	40,536	$986K	0.54%
2910	GLINVANECK VECTORS ETF TR	24,146	$984K	0.54%
2911	TYTRI CONTL CORP	44,519	$982K	0.54%
2912	INNSUMMIT HOTEL PPTYS	61,220	$981K	0.54%
2913	—PNC FINL SVCS GROUP INC	19,860	$980K	0.54%
2914	—APOLLO ED GROUP INC	98,762	$977K	0.54%
2915	DNOWNOW INC	47,649	$975K	0.54%
2916	—BNC BANCORP	30,448	$971K	0.54%
2917	PC6APETROCHINA CO LTD	13,184	$971K	0.54%
2918	—PIMCO ETF TR	19,123	$969K	0.54%
2919	—ISHARES TR	17,007	$968K	0.53%
2920	BRK-BQUALITY CARE PPTYS INC	62,274	$965K	0.53%
2921	SJIEURSOUTH JERSEY INDS INC	28,640	$964K	0.53%
2922	CVCOCAVCO INDS INC DEL	9,642	$963K	0.53%
2923	SGUSTAR GAS PARTNERS L P	89,437	$962K	0.53%
2924	—EARTHLINK HLDGS CORP	170,522	$962K	0.53%
2925	GHYGISHARES	19,802	$960K	0.53%
2926	NXPNUVEEN SELECT TAX FREE INCM	69,014	$959K	0.53%
2927	WTSWATTS WATER TECHNOLOGIES INC	14,696	$958K	0.53%
2928	KTKT CORP	67,965	$958K	0.53%
2929	PAMPAMPA ENERGIA S A	27,520	$958K	0.53%
2930	BRWTEMPLETON GLOBAL INCOME FD	147,422	$956K	0.53%
2931	TRTOOTSIE ROLL INDS INC	24,013	$954K	0.53%
2932	BJRIBJS RESTAURANTS INC	24,115	$948K	0.52%
2933	FFBCFIRST FINL BANCORP OH	33,300	$947K	0.52%
2934	WBWEIBO CORP	23,243	$944K	0.52%
2935	—MERRIMACK PHARMACEUTICALS IN	231,101	$943K	0.52%
2936	COUPEURCOUPA SOFTWARE INC	37,676	$942K	0.52%
2937	LMEURLEGG MASON INC	31,496	$942K	0.52%
2938	PMXPIMCO MUN INCOME FD III	82,801	$941K	0.52%
2939	IAKISHARES TR	15,826	$939K	0.52%
2940	HTLDHEARTLAND EXPRESS INC	45,993	$937K	0.52%
2941	SKTTANGER FACTORY OUTLET CTRS I	26,200	$937K	0.52%
2942	BRFVANECK VECTORS ETF TR	58,760	$934K	0.52%
2943	NCNACCO INDS INC	10,296	$932K	0.51%
2944	SNNSMITH & NEPHEW PLC	30,952	$931K	0.51%
2945	—WESTERN ASSET VAR RT STRG FD	57,842	$930K	0.51%
2946	DEWWISDOMTREE TR	21,390	$930K	0.51%
2947	—WISDOMTREE TR	32,490	$925K	0.51%
2948	—LAZARD WORLD DIVID & INCOME	93,167	$923K	0.51%
2949	CCCHEMOURS CO	41,774	$923K	0.51%
2950	WGOWINNEBAGO INDS INC	29,177	$923K	0.51%
2951	ACHCACADIA HEALTHCARE COMPANY IN	27,829	$922K	0.51%
2952	—DEPOMED INC	51,086	$921K	0.51%
2953	SPBSPECTRUM BRANDS HLDGS INC	7,530	$921K	0.51%
2954	ASIXADVANSIX INC	41,468	$917K	0.51%
2955	COTYCOTY INC	50,091	$917K	0.51%
2956	XHRXENIA HOTELS & RESORTS INC	47,172	$917K	0.51%
2957	XBMEXBLACKROCK HEALTH SCIENCES TR	28,785	$914K	0.50%
2958	CEVEATON VANCE CA MUNI INCOME T	74,285	$913K	0.50%
2959	TRCTEJON RANCH CO	35,878	$912K	0.50%
2960	USCRU S CONCRETE INC	13,934	$912K	0.50%
2961	—SPDR INDEX SHS FDS	61,471	$912K	0.50%
2962	AMZNAMAZON COM INC	1,165,650	$910K	0.50%	Put
2963	—NUVEEN DIVERSIFIED DIV INCM	81,381	$910K	0.50%
2964	HOFTHOOKER FURNITURE CORP	23,916	$908K	0.50%
2965	EIRLISHARES TR	24,183	$908K	0.50%
2966	NVAXNOVAVAX INC	719,601	$906K	0.50%
2967	GRUBGRUBHUB INC	24,022	$904K	0.50%
2968	—BLACKHAWK NETWORK HLDGS INC	23,940	$902K	0.50%
2969	IBOCINTERNATIONAL BANCSHARES COR	22,088	$901K	0.50%
2970	IBTXUSDINDEPENDENT BK GROUP INC	14,431	$900K	0.50%
2971	SERVUSDSERVICEMASTER GLOBAL HLDGS I	23,866	$899K	0.50%
2972	EFADPROSHARES TR	27,714	$898K	0.50%
2973	—GRAMERCY PPTY TR	97,746	$898K	0.50%
2974	JOBSUSD51JOB INC	26,552	$897K	0.50%
2975	DKDELEK US HLDGS INC	37,176	$895K	0.49%
2976	KMTKENNAMETAL INC	28,636	$895K	0.49%
2977	EWIISHARES INC	36,939	$894K	0.49%
2978	ESRTEMPIRE ST RLTY TR INC	44,294	$894K	0.49%
2979	KNOPKNOT OFFSHORE PARTNERS LP	37,883	$894K	0.49%
2980	CAASEURCHINA AUTOMOTIVE SYS INC	166,731	$894K	0.49%
2981	—BLACKROCK MUNI INCOME INV QL	62,555	$892K	0.49%
2982	EVNEATON VANCE MUNI INCOME TRUS	70,929	$890K	0.49%
2983	ERICERICSSON	152,451	$889K	0.49%
2984	—GAS NAT INC	70,624	$886K	0.49%
2985	CCDCALAMOS DYNAMIC CONV & INCOM	50,500	$885K	0.49%
2986	JT5MUELLER WTR PRODS INC	66,441	$885K	0.49%
2987	—ALLIED WRLD ASSUR COM HLDG A	16,481	$885K	0.49%
2988	YYEURYY INC	22,429	$883K	0.49%
2989	STNSTANTEC INC	34,965	$883K	0.49%
2990	AKBAAKEBIA THERAPEUTICS INC	84,698	$882K	0.49%
2991	CHRCHURCHILL DOWNS INC	5,851	$880K	0.49%
2992	—POWERSHARES ETF TR II	35,101	$875K	0.48%
2993	MDXGMIMEDX GROUP INC	98,593	$874K	0.48%
2994	—INDEXIQ ETF TR	32,099	$873K	0.48%
2995	—STERLING BANCORP DEL	37,305	$873K	0.48%
2996	CZREURCAESARS ENTMT CORP	102,530	$871K	0.48%	Call
2997	CFFNCAPITOL FED FINL INC	52,867	$870K	0.48%
2998	—APOLLO TACTICAL INCOME FD IN	56,036	$867K	0.48%
2999	—POWERSHARES ETF TRUST	14,648	$867K	0.48%
3000	SPSCSPS COMM INC	12,413	$867K	0.48%

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