UBS Group AG Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$181.1M

Holdings

6,824

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (6,824 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	AAPLAPPLE INC	31,259,370	$2.7M	1.51%	Put
2	SKAASKECHERS U S A INC	108,925	$2.7M	1.48%	Put
3	GQ9SPDR GOLD TRUST	20,584,030	$2.6M	1.46%	Put
4	—ROWAN COMPANIES PLC	138,204	$2.6M	1.44%	Put
5	UTXZUNITED TECHNOLOGIES CORP	8,598,385	$2.5M	1.38%	Put
6	IWMISHARES TR	13,165,342	$2.4M	1.35%	Put
7	FFORD MTR CO DEL	16,931,448	$2.3M	1.28%	Put
8	MMM3M CO	2,584,274	$2.3M	1.26%	Put
9	AMGNAMGEN INC	2,462,499	$2.3M	1.25%	Put
10	—CBS CORP NEW	573,173	$2.2M	1.24%	Put
11	NUSNU SKIN ENTERPRISES INC	86,086	$2.2M	1.22%	Put
12	—POWERSHARES QQQ TRUST	12,544,340	$2.2M	1.21%	Put
13	WYWEYERHAEUSER CO	1,070,773	$2.1M	1.19%	Call
14	AONAON PLC	125,596	$2.1M	1.18%	Call
15	PEPPEPSICO INC	8,560,666	$2.0M	1.09%	Put
16	XOMEXXON MOBIL CORP	15,838,906	$2.0M	1.09%	Put
17	XRAYDENTSPLY SIRONA INC	164,608	$2.0M	1.08%
18	HALOHALOZYME THERAPEUTICS INC	194,684	$1.9M	1.06%	Call
19	TELTE CONNECTIVITY LTD	489,096	$1.9M	1.05%	Call
20	XLFSELECT SECTOR SPDR TR	78,836,517	$1.8M	1.01%	Put
21	CMPCOMPASS MINERALS INTL INC	23,378	$1.8M	1.01%
22	NBISYANDEX N V	90,147	$1.8M	1.00%
23	SPWRQSUNPOWER CORP	274,306	$1.8M	1.00%	Put
24	RACEFERRARI N V	64,675	$1.8M	1.00%	Put
25	FAFFIRST AMERN FINL CORP	49,290	$1.8M	1.00%
26	INOINOVIO PHARMACEUTICALS INC	259,758	$1.8M	1.00%
27	SAVESPIRIT AIRLS INC	30,932	$1.8M	0.99%
28	GEGENERAL ELECTRIC CO	49,541,344	$1.8M	0.97%	Put
29	XYZSQUARE INC	222,295	$1.8M	0.97%	Call
30	CNKCINEMARK HOLDINGS INC	45,588	$1.7M	0.97%
31	ACNACCENTURE PLC IRELAND	5,354,712	$1.7M	0.96%	Put
32	NBIXNEUROCRINE BIOSCIENCES INC	44,674	$1.7M	0.95%
33	RHIROBERT HALF INTL INC	62,365	$1.7M	0.94%	Call
34	—VERIFONE SYS INC	95,865	$1.7M	0.94%
35	DEDEERE & CO	1,555,924	$1.7M	0.94%	Put
36	MNSTMONSTER BEVERAGE CORP NEW	417,468	$1.7M	0.94%
37	GSGOLDMAN SACHS GROUP INC	1,237,557	$1.7M	0.93%	Put
38	WKCWORLD FUEL SVCS CORP	162,569	$1.7M	0.92%
39	GMGENERAL MTRS CO	9,729,211	$1.7M	0.92%	Put
40	CATCATERPILLAR INC DEL	1,402,033	$1.7M	0.92%	Put
41	WMTWAL-MART STORES INC	3,901,593	$1.7M	0.91%	Put
42	LUVSOUTHWEST AIRLS CO	859,318	$1.6M	0.91%	Put
43	AEPAMERICAN ELEC PWR INC	1,491,028	$1.6M	0.90%	Call
44	YUMYUM BRANDS INC	1,778,377	$1.6M	0.90%	Put
45	—NIELSEN HLDGS PLC	38,735	$1.6M	0.90%
46	ROLROLLINS INC	47,142	$1.6M	0.88%
47	GBCIGLACIER BANCORP INC NEW	43,903	$1.6M	0.88%
48	SABRSABRE CORP	63,746	$1.6M	0.88%
49	MDTMEDTRONIC PLC	10,016,348	$1.6M	0.88%	Put
50	FADFIRST TR MULTI CAP VALUE ALP	30,269	$1.6M	0.87%
51	—JOY GLOBAL INC	56,414	$1.6M	0.87%	Call
52	NEUNEWMARKET CORP	3,725	$1.6M	0.87%
53	BRKRBRUKER CORP	72,783	$1.5M	0.85%
54	—ENERGEN CORP	26,620	$1.5M	0.85%
55	—DDR CORP	100,540	$1.5M	0.85%	Call
56	RSRELIANCE STEEL & ALUMINUM CO	19,216	$1.5M	0.84%
57	—ESTERLINE TECHNOLOGIES CORP	17,108	$1.5M	0.84%
58	BUWABIO RAD LABS INC	8,376	$1.5M	0.84%
59	SBCSABRA HEALTH CARE REIT INC	62,208	$1.5M	0.84%
60	WMWASTE MGMT INC DEL	907,957	$1.5M	0.84%	Put
61	JPMJPMORGAN CHASE & CO	15,130,653	$1.5M	0.84%	Put
62	KRGKITE RLTY GROUP TR	64,019	$1.5M	0.83%
63	CBRECBRE GROUP INC	47,600	$1.5M	0.83%	Call
64	FDPFRESH DEL MONTE PRODUCE INC	24,720	$1.5M	0.83%
65	USBUS BANCORP DEL	3,356,788	$1.5M	0.82%	Put
66	MTARCELORMITTAL SA LUXEMBOURG	1,254,894	$1.5M	0.82%	Put
67	MUBISHARES TR	3,779,764	$1.5M	0.81%	Put
68	OIIOCEANEERING INTL INC	52,149	$1.5M	0.81%
69	TXRHTEXAS ROADHOUSE INC	30,505	$1.5M	0.81%
70	MMSMAXIMUS INC	26,279	$1.5M	0.81%
71	—VALERO ENERGY PARTNERS LP	33,074	$1.5M	0.81%	Call
72	AANUSDAARONS INC	45,640	$1.5M	0.81%	Put
73	XLRNACCELERON PHARMA INC	57,090	$1.5M	0.80%
74	PTCPTC INC	31,320	$1.4M	0.80%
75	ITWILLINOIS TOOL WKS INC	1,090,094	$1.4M	0.80%	Put
76	INTCINTEL CORP	35,922,634	$1.4M	0.78%	Put
77	CHHCHOICE HOTELS INTL INC	25,134	$1.4M	0.78%
78	—VWR CORP	56,277	$1.4M	0.78%
79	MORNMORNINGSTAR INC	18,951	$1.4M	0.77%
80	—GREENHILL & CO INC	50,270	$1.4M	0.77%
81	AERAERCAP HOLDINGS NV	9,572,499	$1.4M	0.77%	Put
82	TAT&T INC	27,968,300	$1.4M	0.76%	Put
83	TXNMPNM RES INC	40,077	$1.4M	0.76%
84	PPGPPG INDS INC	482,991	$1.4M	0.76%	Call
85	HALHALLIBURTON CO	10,948,905	$1.4M	0.75%	Put
86	CTXSEURCITRIX SYS INC	294,919	$1.4M	0.75%	Put
87	—CHEMICAL FINL CORP	25,037	$1.4M	0.75%
88	IGTINTERNATIONAL GAME TECHNOLOG	53,074	$1.4M	0.75%
89	CA8ACACI INTL INC	10,882	$1.4M	0.75%
90	IPGPIPG PHOTONICS CORP	13,656	$1.3M	0.74%
91	—BANCORPSOUTH INC	43,278	$1.3M	0.74%
92	EWMISHARES INC	87,054	$1.3M	0.74%
93	HYGISHARES TR	15,060,147	$1.3M	0.74%	Put
94	IXORIX CORP	17,113	$1.3M	0.74%
95	DOOREURMASONITE INTL CORP NEW	20,208	$1.3M	0.73%
96	—POWERSHARES ETF TRUST	24,762	$1.3M	0.73%
97	BLMNBLOOMIN BRANDS INC	73,609	$1.3M	0.73%	Put
98	—TECH DATA CORP	15,651	$1.3M	0.73%
99	GOGOGOGO INC	143,560	$1.3M	0.73%
100	LMTLOCKHEED MARTIN CORP	2,123,723	$1.3M	0.73%	Put

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