UBS Group AG Q3 2023 Filing

Filed November 9, 2023

Portfolio Value

$290.1B

Holdings

8,264

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (8,264 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	28,809,477	$12.3B	4.24%	Put
2	NDQINVESCO QQQ TR	25,771,620	$9.2B	3.18%	Put
3	MSFTMICROSOFT CORP	26,417,711	$8.3B	2.87%	Put
4	AAPLAPPLE INC	46,802,056	$8.0B	2.76%	Put
5	IWMISHARES TR	32,298,032	$5.7B	1.97%	Put
6	NVDANVIDIA CORPORATION	9,434,736	$4.1B	1.41%	Put
7	AMZNAMAZON COM INC	31,044,735	$3.9B	1.36%	Put
8	GOOGLALPHABET INC	25,467,570	$3.3B	1.15%	Put
9	UBSUBS GROUP AG	126,543,109	$3.1B	1.07%	Put
10	JPMJPMORGAN CHASE & CO	19,984,387	$2.9B	1.00%	Put
11	TLTISHARES TR	27,355,509	$2.4B	0.84%	Put
12	TSLATESLA INC	9,258,086	$2.3B	0.80%	Put
13	UNPUNION PAC CORP	11,339,717	$2.3B	0.79%	Put
14	METAMETA PLATFORMS INC	7,562,899	$2.3B	0.78%	Put
15	GOOGALPHABET INC	15,792,702	$2.1B	0.72%	Put
16	VVISA INC	8,609,027	$2.0B	0.68%	Put
17	ABBVABBVIE INC	12,773,385	$1.9B	0.65%	Put
18	EEMISHARES TR	47,566,539	$1.8B	0.62%	Put
19	CSCOCISCO SYS INC	32,940,528	$1.8B	0.61%	Put
20	HDHOME DEPOT INC	5,783,572	$1.7B	0.60%	Put
21	VTVVANGUARD INDEX FDS	12,336,734	$1.7B	0.59%
22	AQLTISHARES TR	25,566,013	$1.6B	0.57%
23	JNJJOHNSON & JOHNSON	10,546,146	$1.6B	0.57%	Put
24	AMDADVANCED MICRO DEVICES INC	15,668,863	$1.6B	0.55%	Put
25	IWFISHARES TR	5,998,763	$1.6B	0.55%
26	BRK/BBERKSHIRE HATHAWAY INC DEL	4,468,360	$1.6B	0.54%	Put
27	PGPROCTER AND GAMBLE CO	10,480,781	$1.5B	0.53%	Put
28	XOMEXXON MOBIL CORP	12,967,526	$1.5B	0.52%	Put
29	CVXCHEVRON CORP NEW	8,799,415	$1.5B	0.51%	Put
30	GQ9SPDR GOLD TR	8,491,538	$1.5B	0.50%	Put
31	VUGVANGUARD INDEX FDS	5,324,098	$1.4B	0.50%
32	MCDMCDONALDS CORP	5,385,684	$1.4B	0.49%	Put
33	MRKMERCK & CO INC	13,236,048	$1.4B	0.47%	Put
34	EFAISHARES TR	18,952,908	$1.3B	0.45%	Put
35	MAMASTERCARD INCORPORATED	3,288,438	$1.3B	0.45%	Put
36	IVVISHARES TR	2,958,694	$1.3B	0.44%
37	DWDMORGAN STANLEY	15,516,036	$1.3B	0.44%	Put
38	XLESELECT SECTOR SPDR TR	13,806,051	$1.2B	0.43%	Put
39	VOVANGUARD INDEX FDS	5,893,615	$1.2B	0.42%
40	KOCOCA COLA CO	21,566,737	$1.2B	0.41%	Put
41	VEAVANGUARD TAX-MANAGED FDS	27,069,321	$1.2B	0.41%
42	XLFSELECT SECTOR SPDR TR	35,360,992	$1.2B	0.40%	Put
43	VOOVANGUARD INDEX FDS	2,911,844	$1.1B	0.39%	Call
44	WMTWALMART INC	7,098,227	$1.1B	0.39%	Put
45	CRMSALESFORCE INC	5,579,606	$1.1B	0.39%	Put
46	PEPPEPSICO INC	6,621,066	$1.1B	0.38%	Put
47	IJHISHARES TR	4,469,742	$1.1B	0.38%
48	IWDISHARES TR	6,967,896	$1.1B	0.36%
49	BACBANK AMERICA CORP	37,173,883	$1.0B	0.35%	Put
50	INTCINTEL CORP	28,106,060	$996.3M	0.34%	Put
51	IEFISHARES TR	10,852,625	$993.0M	0.34%
52	VIGVANGUARD SPECIALIZED FUNDS	6,195,046	$961.6M	0.33%	Put
53	XLKSELECT SECTOR SPDR TR	5,790,341	$946.0M	0.33%	Put
54	ACNACCENTURE PLC IRELAND	3,081,183	$940.0M	0.32%	Put
55	AMGNAMGEN INC	3,476,420	$930.0M	0.32%	Put
56	IJRISHARES TR	9,777,243	$921.0M	0.32%
57	RTXRTX CORPORATION	12,508,089	$897.1M	0.31%	Put
58	UPSUNITED PARCEL SERVICE INC	5,705,384	$885.7M	0.31%	Put
59	XLISELECT SECTOR SPDR TR	8,343,510	$844.1M	0.29%	Put
60	ATVIEURACTIVISION BLIZZARD INC	9,032,478	$843.2M	0.29%	Put
61	RSPINVESCO EXCHANGE TRADED FD T	5,948,672	$842.6M	0.29%
62	—SINGULAR GENOMICS SYSTEMS IN	2,209,350	$841.8M	0.29%
63	VTIVANGUARD INDEX FDS	3,946,139	$838.1M	0.29%
64	SBUXSTARBUCKS CORP	9,125,612	$829.8M	0.29%	Put
65	LINLINDE PLC	2,236,773	$829.6M	0.29%	Put
66	ACWIISHARES TR	8,900,327	$821.0M	0.28%	Call
67	HONHONEYWELL INTL INC	4,383,016	$805.0M	0.28%	Put
68	NEENEXTERA ENERGY INC	14,085,559	$803.7M	0.28%	Put
69	FXIISHARES TR	29,904,921	$791.0M	0.27%	Put
70	LBRDKLIBERTY BROADBAND CORP	8,626,349	$786.0M	0.27%
71	IEMGISHARES INC	16,317,991	$775.3M	0.27%
72	HYGISHARES TR	10,312,160	$758.0M	0.26%	Put
73	PANWPALO ALTO NETWORKS INC	3,205,891	$747.6M	0.26%	Put
74	ABTABBOTT LABS	7,746,554	$746.8M	0.26%	Put
75	MUMICRON TECHNOLOGY INC	10,931,577	$739.5M	0.25%	Put
76	TXNTEXAS INSTRS INC	4,626,452	$733.3M	0.25%	Put
77	TMUST-MOBILE US INC	5,255,605	$732.2M	0.25%	Put
78	VGTVANGUARD WORLD FDS	1,731,049	$717.9M	0.25%
79	VBVANGUARD INDEX FDS	3,716,081	$702.4M	0.24%
80	VWOVANGUARD INTL EQUITY INDEX F	17,887,139	$700.4M	0.24%
81	STLASTELLANTIS N.V	36,381,268	$691.8M	0.24%	Put
82	DHRDANAHER CORPORATION	3,118,488	$682.1M	0.24%	Put
83	NFLXNETFLIX INC	1,802,969	$677.7M	0.23%	Put
84	AGGISHARES TR	7,001,238	$657.4M	0.23%
85	ORCLORACLE CORP	6,164,556	$646.6M	0.22%	Put
86	EOGEOG RES INC	5,111,869	$644.8M	0.22%	Put
87	NKENIKE INC	6,745,923	$640.0M	0.22%	Put
88	IVWISHARES TR	9,190,831	$627.2M	0.22%	Put
89	ADIANALOG DEVICES INC	3,553,450	$620.0M	0.21%	Put
90	QCOMQUALCOMM INC	5,597,736	$617.3M	0.21%	Put
91	DISDISNEY WALT CO	7,694,525	$616.9M	0.21%	Put
92	AMATAPPLIED MATLS INC	4,459,033	$616.0M	0.21%	Put
93	CVSCVS HEALTH CORP	8,777,034	$608.9M	0.21%	Put
94	BABAALIBABA GROUP HLDG LTD	7,062,855	$608.1M	0.21%	Put
95	MDLZMONDELEZ INTL INC	8,818,406	$606.0M	0.21%	Put
96	BILSPDR SER TR	6,600,184	$604.1M	0.21%
97	BMYBRISTOL-MYERS SQUIBB CO	10,418,155	$600.2M	0.21%	Put
98	MRSHMARSH & MCLENNAN COS INC	3,169,555	$598.7M	0.21%
99	TSMTAIWAN SEMICONDUCTOR MFG LTD	6,842,977	$590.7M	0.20%	Put
100	PFEPFIZER INC	17,702,374	$585.3M	0.20%	Put

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