UBS Group AG Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$317.6M

Holdings

8,587

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (8,587 positions)

#	Stock	Shares	Value	% Portfolio
6301	CFBKCF BANKSHARES INC	846	$17K	0.01%
6302	—Z-WORK ACQUISITION CORP	1,691	$17K	0.01%
6303	FSGSFIRST TR EXCHANGE-TRADED FD	606	$17K	0.01%
6304	HOMZETF SER SOLUTIONS	419	$17K	0.01%
6305	—XPAC ACQUISITION CORP	1,694	$17K	0.01%
6306	—INDUSTRIAL TECH ACQU INC	1,552	$17K	0.01%
6307	VAMOCAMBRIA ETF TR	690	$17K	0.01%
6308	—ALPHA CAPITAL ACQUISITION CO	1,727	$17K	0.01%
6309	—SOCIAL CAP SUVRETTA HLDS CRP	1,754	$17K	0.01%
6310	LEADSIREN ETF TR	321	$17K	0.01%
6311	—ACTIVESHARES ETF TR	488	$17K	0.01%
6312	—KINGSWOOD ACQUISITION CORP	1,665	$17K	0.01%
6313	—TREBIA ACQUISITION CORP	1,704	$17K	0.01%
6314	—EAST STONE ACQUISITION CORP	1,637	$17K	0.01%
6315	AUBNAUBURN NATL BANCORP	513	$17K	0.01%
6316	EFASGLOBAL X FDS	1,089	$17K	0.01%
6317	STGSUNLANDS TECHNOLOGY GROUP	3,251	$17K	0.01%
6318	—ALKURI GLOBAL ACQUISITION CO	1,608	$17K	0.01%
6319	PRO 1 05/15/24PROS HOLDINGS INC	18,000	$17K	0.01%
6320	DENNDENNYS CORP	1,014	$17K	0.01%
6321	SHRYFIRST TR EXCHANGE-TRADED FD	547	$17K	0.01%
6322	—MORINGA ACQUISITION CORP	1,724	$17K	0.01%
6323	—FIGURE ACQUISITION CORP I	1,683	$17K	0.01%
6324	—REALNETWORKS INC	11,202	$17K	0.01%
6325	ORGNWORIGIN MATERIALS INC	11,133	$17K	0.01%
6326	LOPPGABELLI ETFS TRUST	613	$17K	0.01%
6327	—QUALIGEN THERAPEUTICS INC	13,118	$17K	0.01%
6328	—CLASS ACCELERATION CORP	1,696	$17K	0.01%
6329	—CLIMATE REAL IMPACT SLUTINS	1,738	$17K	0.01%
6330	CD8CRESUD S A C I F Y A	3,336	$17K	0.01%
6331	AMXAMERICA MOVIL SAB DE CV	943	$17K	0.01%
6332	—PARTNERS BANCORP	1,990	$16K	0.01%
6333	PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR	14,000	$16K	0.01%
6334	AWREAWARE INC MASS	4,120	$16K	0.01%
6335	—AMERICAS TECHNOLOGY ACQSN CO	1,618	$16K	0.01%
6336	ONTXUSDONCONOVA THERAPEUTICS INC	4,064	$16K	0.01%
6337	ORRFORRSTOWN FINL SVCS INC	679	$16K	0.01%
6338	IKTEURINHIBIKASE THERAPEUTICS INC	8,548	$16K	0.01%
6339	UCLUCLOUDLINK GROUP INC	3,721	$16K	0.01%
6340	—E MERGE TECHNOLOGY ACQUISITI	1,619	$16K	0.01%
6341	SZNEPACER FDS TR	425	$16K	0.01%
6342	BYSIBEYONDSPRING INC	1,018	$16K	0.01%
6343	—TD HLDGS INC	23,899	$16K	0.01%
6344	DGNUDRAGONEER GROWTH OPT CORP II	1,683	$16K	0.01%
6345	—NOVAN INC	2,041	$16K	0.01%
6346	—BROOKLINE CAP ACQUISITION CO	1,584	$16K	0.01%
6347	—EUROPEAN SUSTAINABLE GROWTH	1,512	$16K	0.01%
6348	MTRMESA RTY TR	2,703	$16K	0.01%
6349	—MODEL PERFORMANCE ACQU CORP	1,506	$16K	0.01%
6350	TOSTTOAST INC	327	$16K	0.01%
6351	PKOHPARK-OHIO HLDGS CORP	617	$16K	0.01%
6352	—CUSTOM TRUCK ONE SOURCE INC	7,386	$16K	0.01%
6353	—MERITOR INC	15,000	$16K	0.01%
6354	UBOHUNITED BANCSHARES INC OHIO	532	$16K	0.01%
6355	RNWRENEW ENERGY GLOBAL PLC	1,574	$16K	0.01%
6356	—TUESDAY MORNING CORP	5,772	$16K	0.01%
6357	BMRN 1.25 05/15/27BIOMARIN PHARMACEUTICAL INC	16,000	$16K	0.01%
6358	—FUSION ACQUISITION CORP II	1,697	$16K	0.01%
6359	—ARIES I ACQUISITION CORP	1,653	$16K	0.01%
6360	—COVA ACQUISITION CORP	1,653	$16K	0.01%
6361	MDPLNORTHERN LTS FD TR IV	560	$16K	0.01%
6362	—CLEANTECH ACQUISITION CORP	1,575	$16K	0.01%
6363	—AGRIFY CORP	901	$16K	0.01%
6364	—POWERED BRANDS	1,639	$16K	0.01%
6365	INN 1.5 02/15/26SUMMIT HOTEL PPTYS INC	15,000	$16K	0.01%
6366	—FIRST HIGH SCH ED GROUP CO L	5,149	$16K	0.01%
6367	EPOWGLOBAL INTERNET OF PEOPLE IN	6,802	$16K	0.01%
6368	XENEXENON PHARMACEUTICALS INC	1,022	$16K	0.01%
6369	—LEGATO MERGER CORP	1,534	$16K	0.01%
6370	SEBSEABOARD CORP DEL	4	$16K	0.01%
6371	ENZBENZO BIOCHEM INC	4,364	$16K	0.01%
6372	—LDH GROWTH CORP I	1,613	$16K	0.01%
6373	—OCA ACQUISITION CORP	1,577	$16K	0.01%
6374	—OCEANTECH ACQUISITIONS I COR	1,545	$16K	0.01%
6375	HNNAHENNESSY ADVISORS INC	1,702	$16K	0.01%
6376	—ORBITAL ENERGY GROUP INC	5,307	$16K	0.01%
6377	BCBPBCB BANCORP INC	1,060	$16K	0.01%
6378	—SARISSA CAPITAL ACQUISITN CO	1,591	$16K	0.01%
6379	—DUDDELL STREET ACQUISITN COR	1,609	$16K	0.01%
6380	INBSGBS INC	6,332	$16K	0.01%
6381	—ZANITE ACQUISITION CORP	1,551	$16K	0.01%
6382	—INSIGHT ACQUISITION CORP	1,649	$16K	0.01%
6383	ARLAMERICAN RLTY INVS INC	1,212	$16K	0.01%
6384	—TRANSCODE THERAPEUTICS INC	5,337	$16K	0.01%
6385	—VELOCITY ACQUISITION CORP	1,543	$16K	0.01%
6386	—JACOB FDS INC	839	$16K	0.01%
6387	VSMVVICTORY PORTFOLIOS II	426	$16K	0.01%
6388	QUIKQUICKLOGIC CORP	3,109	$16K	0.01%
6389	AYX 1 08/01/26ALTERYX INC	17,000	$16K	0.01%
6390	—GREENBROOK TMS INC	2,162	$16K	0.01%
6391	—CINCINNATI BANCORP INC	1,069	$16K	0.01%
6392	AEUSDADAMS RES & ENERGY INC	529	$16K	0.01%
6393	—INDEXIQ ETF TR	586	$16K	0.01%
6394	—ELECTRAMECCANICA VEHS CORP	4,573	$16K	0.01%
6395	FUMBFIRST TR EXCH TRADED FD III	772	$16K	0.01%
6396	BNOVINNOVATOR ETFS TR	503	$16K	0.01%
6397	MXCMEXCO ENERGY CORP	1,586	$16K	0.01%
6398	—VENUS ACQUISITION CORPORATIO	1,497	$16K	0.01%
6399	DBGIDIGITAL BRANDS GROUP INC	5,205	$16K	0.01%
6400	—FREEDOM ACQUISITION I CORP	1,616	$16K	0.01%

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