UBS Group AG Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$252.3M

Holdings

7,107

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (7,107 positions)

#	Stock	Shares	Value	% Portfolio
5601	SPGPINVESCO EXCHANGE TRADED FD T	636	$35K	0.01%
5602	ORGSORGENESIS INC	6,417	$35K	0.01%
5603	CSANCOSAN LTD	5,158	$35K	0.01%
5604	TWNTAIWAN FD INC	1,789	$35K	0.01%
5605	WSFSWSFS FINL CORP	729	$35K	0.01%
5606	VSDAVICTORY PORTFOLIOS II	1,119	$35K	0.01%
5607	—RESTORBIO INC	2,316	$35K	0.01%
5608	—BOWL AMER INC	2,311	$35K	0.01%
5609	EGANEGAIN CORP	4,359	$35K	0.01%
5610	—CONSOL COAL RES LP	1,961	$35K	0.01%
5611	—SEMPRA ENERGY	344	$35K	0.01%
5612	EZJPROSHARES TR	835	$35K	0.01%
5613	—NEW FRONTIER CORP	3,300	$34K	0.01%
5614	SVMKUSDSVMK INC	2,116	$34K	0.01%
5615	EVOP1EUREVO PMTS INC	1,439	$34K	0.01%
5616	—NABRIVA THERAPEUTICS PLC	12,529	$34K	0.01%
5617	ARKQARK ETF TR	933	$34K	0.01%
5618	FSFGFIRST SAVINGS FINL GROUP INC	501	$34K	0.01%
5619	—CHESAPEAKE ENERGY CORP	635	$34K	0.01%
5620	—AFFIMED N V	7,906	$34K	0.01%
5621	MYOVMYOVANT SCIENCES LTD	1,292	$34K	0.01%
5622	CLMCORNERSTONE STRATEGIC VALUE	2,458	$34K	0.01%
5623	—TWO RIV BANCORP	1,953	$34K	0.01%
5624	—DEUTSCHE BK AG LONDON BRH	261	$34K	0.01%
5625	FTFRANKLIN UNVL TR	5,216	$34K	0.01%
5626	EARNELLINGTON RESIDENTIAL MTG RE	3,000	$34K	0.01%
5627	—A H BELO CORP	7,505	$34K	0.01%
5628	DRNDIREXION SHS ETF TR	1,575	$34K	0.01%
5629	WEATUSDTEUCRIUM COMMODITY TR	5,325	$33K	0.01%
5630	—ISHARES TR	1,051	$33K	0.01%
5631	—PROSPECT CAPITAL CORPORATION	33,000	$33K	0.01%
5632	PSRINVESCO ACTIVELY MANAGD ETF	406	$33K	0.01%
5633	GENCGENCOR INDS INC	2,733	$33K	0.01%
5634	DIVIFRANKLIN TEMPLETON ETF TR	1,312	$33K	0.01%
5635	MSTRSTRATEGY SHS	750	$33K	0.01%
5636	LYTSLSI INDS INC	7,103	$33K	0.01%
5637	BZHBEAZER HOMES USA INC	3,155	$33K	0.01%
5638	CRBPEURCORBUS PHARMACEUTICALS HLDGS	4,270	$33K	0.01%
5639	—BANK SOUTH CAROLINA CORP	1,621	$33K	0.01%
5640	—DIREXION SHS ETF TR	788	$33K	0.01%
5641	—SALISBURY BANCORP INC	793	$33K	0.01%
5642	—C&J ENERGY SVCS INC NEW	1,567	$33K	0.01%
5643	IGROISHARES TR	577	$33K	0.01%
5644	NFRAFLEXSHARES TR	706	$33K	0.01%
5645	UGLPROSHARES TR II	996	$33K	0.01%
5646	MRSNMERSANA THERAPEUTICS INC	3,333	$33K	0.01%
5647	—ADVISORSHARES TR	661	$33K	0.01%
5648	—GLOBAL X FDS	1,240	$33K	0.01%
5649	ARCEARCO PLATFORM LTD	1,467	$33K	0.01%
5650	—DISCOVERY INC	987	$33K	0.01%
5651	COMBGRANITESHARES ETF TR	1,307	$33K	0.01%
5652	—CONTANGO OIL & GAS COMPANY	5,100	$32K	0.01%
5653	—NOVELLUS SYS INC	7,000	$32K	0.01%
5654	LQDALIQUIDIA TECHNOLOGIES INC	1,167	$32K	0.01%
5655	XPGPXPIMCO GLOBAL STOCKSPLS INCM	2,192	$32K	0.01%
5656	—GOODRICH PETE CORP	2,249	$32K	0.01%
5657	ZNOGZION OIL & GAS INC	25,557	$32K	0.01%
5658	ASMAVINO SILVER & GOLD MINES LT	50,533	$32K	0.01%
5659	—YOUNGEVITY INTL INC	4,775	$32K	0.01%
5660	—SERVICENOW INC	12,000	$32K	0.01%
5661	—ODONATE THERAPEUTICS INC	1,631	$32K	0.01%
5662	—SPARK ENERGY INC	3,866	$32K	0.01%
5663	—NORTHERN LTS FD TR IV	1,293	$32K	0.01%
5664	KLMNINVESCO EXCHNG TRADED FD TR	1,280	$32K	0.01%
5665	—CASTLE BRANDS INC	30,315	$32K	0.01%
5666	RCUSARCUS BIOSCIENCES INC	2,278	$32K	0.01%
5667	IDMOINVESCO EXCHNG TRADED FD TR	1,165	$32K	0.01%
5668	—CM SEVEN STAR ACQUISITION CO	3,204	$32K	0.01%
5669	HIPSGRANITESHARES ETF TR	1,835	$32K	0.01%
5670	IQDGWISDOMTREE TR	1,089	$32K	0.01%
5671	—QUINTANA ENERGY SVCS INC	4,161	$31K	0.01%
5672	RFLRAFAEL HLDGS INC	3,611	$31K	0.01%
5673	—CELLCOM ISRAEL LTD	4,534	$31K	0.01%
5674	—IKANG HEALTHCARE GROUP INC	1,709	$31K	0.01%
5675	—COOL HLDGS INC	2,721	$31K	0.01%
5676	—NANO DIMENSION LTD	15,845	$31K	0.01%
5677	—CUSHING ENERGY INCOME	3,382	$31K	0.01%
5678	—PROSHARES TR	1,479	$31K	0.01%
5679	—POLYMET MINING CORP	30,186	$31K	0.01%
5680	TFSLTFS FINL CORP	2,069	$31K	0.01%
5681	—TRACON PHARMACEUTICALS INC	14,746	$31K	0.01%
5682	—MFC BANCORP LTD	5,081	$31K	0.01%
5683	ECCEAGLE PT CR CO LLC	1,768	$31K	0.01%
5684	—AEROHIVE NETWORKS INC	7,598	$31K	0.01%
5685	LINTA 4 11/15/29LIBERTY MEDIA CORP	45,000	$31K	0.01%
5686	ENORISHARES TR	1,066	$31K	0.01%
5687	KUREKRANESHARES TR	1,377	$31K	0.01%
5688	TRMDTORM PLC	4,678	$31K	0.01%
5689	NEXANEXA RES S A	2,604	$31K	0.01%
5690	SQLVLEGG MASON ETF INVESTMENT TR	1,016	$31K	0.01%
5691	—PROSHARES TR	2,898	$31K	0.01%
5692	—COLUMBIA ETF TR II	2,166	$31K	0.01%
5693	FCOMFIDELITY	995	$31K	0.01%
5694	HB6HIBBETT SPORTS INC	1,644	$31K	0.01%
5695	—EXCHANGE TRADED CONCEPTS TR	1,162	$31K	0.01%
5696	INFUINFUSYSTEM HLDGS INC	9,564	$31K	0.01%
5697	—SENOMYX INC	20,916	$31K	0.01%
5698	VSATARENA INTL INC	3,766	$31K	0.01%
5699	—OPTIBASE LTD	3,567	$31K	0.01%
5700	—INVESCO ACTIVELY MANAGD ETF	1,437	$31K	0.01%

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