UBS Group AG Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$252.3M

Holdings

7,107

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (7,107 positions)

#	Stock	Shares	Value	% Portfolio	Type
3801	LKFNLAKELAND FINL CORP	9,680	$450K	0.18%
3802	CUBECUBESMART	15,754	$450K	0.18%
3803	UVSPUNIVEST CORP PA	16,962	$448K	0.18%
3804	—KEMET CORP	24,149	$448K	0.18%
3805	MGPIMGP INGREDIENTS INC NEW	5,659	$447K	0.18%
3806	PEBOPEOPLES BANCORP INC	12,750	$447K	0.18%
3807	MOTIVANECK VECTORS ETF TR	13,504	$446K	0.18%
3808	—INVESCO EXCHANGE TRADED FD T	44,203	$446K	0.18%
3809	GHCGRAHAM HLDGS CO	771	$446K	0.18%
3810	CVLGCOVENANT TRANSN GROUP INC	15,279	$444K	0.18%
3811	OIAINVESCO MUNI INCOME OPP TRST	57,861	$444K	0.18%
3812	DSKEUSDDASEKE INC	55,283	$443K	0.18%
3813	UDOWPROSHARES TR	4,057	$443K	0.18%
3814	CCFEURCHASE CORP	3,682	$442K	0.18%
3815	—ACTUANT CORP	15,821	$442K	0.18%
3816	CLDRCLOUDERA INC	24,983	$441K	0.17%
3817	—DIREXION SHS ETF TR	23,538	$440K	0.17%	Put
3818	—DELAWARE INVTS DIV & INCOME	32,938	$440K	0.17%
3819	PFBCPREFERRED BK LOS ANGELES CA	7,509	$439K	0.17%
3820	HOMEAT HOME GROUP INC	13,875	$437K	0.17%
3821	MPXMARINE PRODS CORP	19,009	$435K	0.17%
3822	ALEXALEXANDER & BALDWIN INC NEW	19,097	$433K	0.17%
3823	FIXDFIRST TR EXCHNG TRADED FD VI	8,825	$433K	0.17%
3824	VERIVERITONE INC	41,522	$433K	0.17%
3825	—BLACKROCK MUNIENHANCED FD IN	42,920	$432K	0.17%
3826	TGTREDEGAR CORP	19,936	$432K	0.17%
3827	CAASEURCHINA AUTOMOTIVE SYS INC	121,768	$432K	0.17%
3828	—CISION LTD	25,691	$431K	0.17%
3829	—HIGHPOINT RES CORP	88,393	$431K	0.17%
3830	—NATIONAL GEN HLDGS CORP	16,047	$431K	0.17%
3831	NIONIO INC	61,757	$431K	0.17%
3832	RFICOHEN & STEERS TOTAL RETURN	35,266	$429K	0.17%
3833	FPIFARMLAND PARTNERS INC	64,053	$429K	0.17%
3834	—INVESCO EXCHANGE TRADED FD T	3,652	$428K	0.17%
3835	—INVESCO EXCHNG TRADED FD TR	27,797	$428K	0.17%
3836	PLUNPLUG POWER INC	222,481	$427K	0.17%
3837	XCAFXMORGAN STANLEY CHINA A SH FD	19,854	$427K	0.17%
3838	AQAQUANTIA CORP	33,396	$427K	0.17%
3839	—ABEONA THERAPEUTICS INC	33,367	$427K	0.17%
3840	DPGDUFF & PHELPS UTIL CORP BD T	50,741	$426K	0.17%
3841	RGTROYCE GLOBAL VALUE TR INC	40,573	$426K	0.17%
3842	—BONANZA CREEK ENERGY INC	14,294	$426K	0.17%
3843	GRT-UCADGRANITE REAL ESTATE INVT TR	9,903	$425K	0.17%
3844	—INTRICON CORP	7,507	$422K	0.17%
3845	—KRATON CORPORATION	8,932	$421K	0.17%
3846	GOODGLADSTONE COML CORP	21,987	$421K	0.17%
3847	NVRNVR INC	5,082	$420K	0.17%
3848	CNOBCONNECTONE BANCORP INC NEW	17,607	$419K	0.17%
3849	ROICUSDRETAIL OPPORTUNITY INVTS COR	22,363	$418K	0.17%
3850	—MILACRON HLDGS CORP	20,535	$416K	0.16%
3851	—KINDER MORGAN INC DEL	12,503	$416K	0.16%
3852	—BOINGO WIRELESS INC	11,912	$416K	0.16%	Put
3853	JOFJAPAN SMALLER CAPTLZTN FD IN	37,567	$416K	0.16%
3854	LLLUMBER LIQUIDATORS HLDGS INC	26,861	$416K	0.16%
3855	INAPEURINTERNAP CORP	32,835	$415K	0.16%
3856	CNSCOHEN & STEERS INC	10,225	$415K	0.16%
3857	VTHRVANGUARD SCOTTSDALE FDS	3,097	$414K	0.16%
3858	MBIMBIA INC	38,684	$413K	0.16%
3859	FDISFIDELITY	9,052	$412K	0.16%
3860	—XPERI CORP	27,672	$411K	0.16%
3861	JHIHANCOCK JOHN INVS TR	25,501	$411K	0.16%
3862	PCRXPACIRA PHARMACEUTICALS INC	8,373	$411K	0.16%
3863	UFIUNIFI INC	14,494	$411K	0.16%
3864	WABFWESTERN ASST MN PRT FD INC	29,846	$411K	0.16%
3865	CTVHELIX ENERGY SOLUTIONS GRP I	41,554	$411K	0.16%
3866	OCFCOCEANFIRST FINL CORP	15,019	$409K	0.16%
3867	FTHIFIRST TR EXCHANGE TRADED FD	17,497	$408K	0.16%
3868	CRKCOMSTOCK RES INC	48,415	$407K	0.16%	Put
3869	JCENUVEEN CORE EQUITY ALPHA FUN	26,116	$407K	0.16%
3870	GTHXEURG1 THERAPEUTICS INC	7,761	$406K	0.16%
3871	SBIWESTERN ASSET INTM MUNI FD I	47,940	$405K	0.16%
3872	FRPTFRESHPET INC	11,034	$405K	0.16%
3873	AQLTISHARES TR	5,996	$405K	0.16%
3874	TRCTEJON RANCH CO	18,675	$405K	0.16%
3875	OGM1COGENT COMMUNICATIONS HLDGS	7,253	$405K	0.16%
3876	—MONOTYPE IMAGING HOLDINGS IN	20,014	$405K	0.16%
3877	RDOGALPS ETF TR	9,249	$404K	0.16%
3878	—INVESCO EXCHNG TRADED FD TR	36,798	$404K	0.16%
3879	GGALGRUPO FINANCIERO GALICIA S A	15,902	$404K	0.16%
3880	AOKISHARES TR	11,793	$403K	0.16%
3881	CWEN/ACLEARWAY ENERGY INC	21,185	$403K	0.16%
3882	FSPFRANKLIN STREET PPTYS CORP	50,401	$402K	0.16%
3883	—NUVEEN NORTH CAROLINA QLTY M	33,375	$401K	0.16%
3884	EFZPROSHARES TR	15,482	$400K	0.16%
3885	A3IAMERISAFE INC	6,467	$400K	0.16%
3886	PEJINVESCO EXCHANGE TRADED FD T	8,453	$399K	0.16%
3887	—INVESCO EXCHANGE TRADED FD T	19,779	$398K	0.16%
3888	TILEINTERFACE INC	17,003	$397K	0.16%
3889	—180 DEGREE CAP CORP	182,527	$397K	0.16%
3890	—KLX ENERGY SERVICS HOLDNGS I	12,385	$397K	0.16%
3891	LIONFIDELITY SOUTHERN CORP NEW	15,991	$396K	0.16%
3892	EBFENNIS INC	19,152	$392K	0.16%
3893	NFBKNORTHFIELD BANCORP INC DEL	24,661	$392K	0.16%
3894	BKOBLUEROCK RESIDENTIAL GRW REI	39,736	$390K	0.15%
3895	QUREUNIQURE NV	10,696	$389K	0.15%
3896	NHCNATIONAL HEALTHCARE CORP	5,153	$388K	0.15%
3897	DLNGDYNAGAS LNG PARTNERS LP	44,279	$388K	0.15%
3898	CBBCINCINNATI BELL INC NEW	24,203	$387K	0.15%
3899	CASHMETA FINL GROUP INC	4,682	$387K	0.15%
3900	RJAUSDSWEDISH EXPT CR CORP	67,916	$386K	0.15%

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