UBS Group AG Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$252.3M

Holdings

7,107

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (7,107 positions)

#	Stock	Shares	Value	% Portfolio	Type
3401	NUEMNUSHARES ETF TR	30,574	$802K	0.32%
3402	—RITE AID CORP	625,510	$800K	0.32%
3403	HNMORMAT TECHNOLOGIES INC	14,789	$800K	0.32%
3404	WSRWHITESTONE REIT	57,526	$798K	0.32%
3405	ARGOARGO GROUP INTL HLDGS LTD	12,647	$798K	0.32%
3406	—VEDANTA LTD	62,377	$798K	0.32%
3407	AMAGAMAG PHARMACEUTICALS INC	39,816	$797K	0.32%
3408	ILTBISHARES TR	13,303	$794K	0.31%
3409	—LEGACY RESVS INC	163,559	$793K	0.31%
3410	CDXSCODEXIS INC	46,179	$792K	0.31%
3411	—HOEGH LNG PARTNERS LP	43,172	$792K	0.31%
3412	—GLOBAL X FDS	64,857	$789K	0.31%
3413	—GTT COMMUNICATIONS INC	18,179	$789K	0.31%
3414	TTPHEURTETRAPHASE PHARMACEUTICALS I	284,351	$785K	0.31%
3415	NUWNUVEEN AMT-FREE MUN VALUE FD	53,220	$785K	0.31%
3416	NMIHNMI HLDGS INC	34,618	$784K	0.31%
3417	—LOXO ONCOLOGY INC	4,585	$783K	0.31%
3418	RBLDFIRST TR EXCHANGE TRADED FD	13,779	$780K	0.31%
3419	—TORTOISE PWR & ENERGY INFRAS	40,888	$780K	0.31%
3420	—LANDMARK INFRASTRUCTURE LP	56,305	$780K	0.31%
3421	TMHCTAYLOR MORRISON HOME CORP	43,207	$779K	0.31%
3422	—BLACKROCK CA MUNI 2018 TERM	52,205	$779K	0.31%
3423	ISCAUSDINTERNATIONAL SPEEDWAY CORP	17,767	$778K	0.31%
3424	FNFABRINET	16,765	$776K	0.31%
3425	JHXJAMES HARDIE INDS PLC	50,837	$776K	0.31%
3426	RFVINVESCO EXCHANGE TRADED FD T	10,809	$775K	0.31%
3427	AATAMERICAN ASSETS TR INC	20,718	$773K	0.31%
3428	TWOU2U INC	10,253	$771K	0.31%
3429	BLDRBUILDERS FIRSTSOURCE INC	52,346	$769K	0.30%
3430	SU6SURMODICS INC	10,282	$768K	0.30%
3431	KBWPINVESCO EXCHNG TRADED FD TR	12,035	$768K	0.30%
3432	HTBKHERITAGE COMMERCE CORP	51,493	$768K	0.30%
3433	—ABSOLUTE SHS TR	31,511	$768K	0.30%
3434	GLOBGLOBANT S A	12,988	$766K	0.30%
3435	MLIMUELLER INDS INC	26,323	$763K	0.30%
3436	UTMUTAH MED PRODS INC	8,093	$762K	0.30%
3437	EMFTEMPLETON EMERGING MKTS FD I	51,907	$761K	0.30%
3438	—SWEDISH EXPT CR CORP	135,709	$760K	0.30%
3439	ATRAGBXATARA BIOTHERAPEUTICS INC	18,394	$760K	0.30%
3440	GGBGERDAU S A	180,446	$759K	0.30%	Call
3441	—BARCLAYS BK PLC	41,562	$758K	0.30%
3442	XVMMXDELAWARE INV MN MUN INC FD I	63,517	$756K	0.30%
3443	TACTRANSALTA CORP	134,309	$756K	0.30%
3444	U6ZURANIUM ENERGY CORP	438,284	$754K	0.30%
3445	—ISHARES TR	28,965	$752K	0.30%
3446	JT5MUELLER WTR PRODS INC	65,332	$752K	0.30%
3447	LFCUSDCHINA LIFE INS CO LTD	65,993	$751K	0.30%
3448	—FRONTIER COMMUNICATIONS CORP	115,609	$750K	0.30%
3449	NGDNEW GOLD INC CDA	945,216	$749K	0.30%
3450	AMHAMERICAN HOMES 4 RENT	34,184	$749K	0.30%
3451	DVAXDYNAVAX TECHNOLOGIES CORP	60,340	$748K	0.30%
3452	—ABSOLUTE SHS TR	31,197	$748K	0.30%
3453	KLMNINVESCO EXCHNG TRADED FD TR	46,207	$747K	0.30%
3454	CSTKINVESCO ACTIVELY MANAGD ETF	25,233	$747K	0.30%
3455	ITGRINTEGER HLDGS CORP	8,980	$745K	0.30%
3456	MVTBLACKROCK MUNIVEST FD II INC	55,946	$745K	0.30%
3457	B7SBROOKDALE SR LIVING INC	75,699	$744K	0.29%
3458	MFMMFS MUN INCOME TR	114,507	$743K	0.29%
3459	INDBINDEPENDENT BANK CORP MASS	8,954	$740K	0.29%
3460	CGENCOMPUGEN LTD	192,237	$740K	0.29%
3461	EWZSISHARES TR	62,088	$739K	0.29%
3462	AXIACENTRAIS ELETRICAS BRASILEIR	189,640	$738K	0.29%
3463	TRTOOTSIE ROLL INDS INC	25,227	$738K	0.29%
3464	GLOCLOUGH GLOBAL OPPORTUNITIES	68,007	$738K	0.29%
3465	—BANCORPSOUTH BK TUPELO MISS	22,533	$737K	0.29%
3466	XLGIXLAZARD GLB TTL RET&INCM FD I	41,536	$737K	0.29%
3467	—NATIONAL COMM CORP	17,823	$736K	0.29%
3468	—TIER REIT INC	30,491	$735K	0.29%
3469	—VANECK VECTORS ETF TR	47,490	$734K	0.29%
3470	BOOTBOOT BARN HLDGS INC	25,803	$733K	0.29%
3471	SNNSMITH & NEPHEW PLC	19,760	$733K	0.29%
3472	TFINTRIUMPH BANCORP INC	19,106	$730K	0.29%
3473	—WESTERN ASSET MUN DEF OPP TR	35,603	$730K	0.29%
3474	AWIARMSTRONG WORLD INDS INC NEW	10,453	$728K	0.29%
3475	EOTEATON VANCE NATL MUN OPPORT	33,845	$727K	0.29%
3476	SSBUSDSOUTH ST CORP	8,866	$727K	0.29%
3477	BANCBANC OF CALIFORNIA INC	38,413	$726K	0.29%
3478	—BLACKROCK MUNI INCOME INV QL	56,300	$725K	0.29%
3479	WTWISDOMTREE CONTINUOUS COMMOD	40,091	$724K	0.29%
3480	—BLACKROCK MUNIYIELD CALIF FD	56,719	$722K	0.29%
3481	—NUVEEN INT DUR QUAL MUN TRM	58,682	$722K	0.29%
3482	DMLDENISON MINES CORP	1,084,167	$721K	0.29%
3483	—THERAPEUTICSMD INC	109,420	$718K	0.28%
3484	CRSCARPENTER TECHNOLOGY CORP	12,184	$718K	0.28%
3485	BNYBLACKROCK N Y MUN INCOME TR	59,062	$717K	0.28%
3486	NXRTNEXPOINT RESIDENTIAL TR INC	21,619	$717K	0.28%
3487	DBAWDBX ETF TR	25,824	$716K	0.28%
3488	FIVNFIVE9 INC	16,386	$716K	0.28%
3489	JLSNUVEEN MTG OPPORTUNITY TERM	29,789	$715K	0.28%
3490	SRNESORRENTO THERAPEUTICS INC	162,552	$715K	0.28%
3491	CHMICHERRY HILL MTG INVT CORP	39,448	$714K	0.28%
3492	VTYVERINT SYS INC	14,241	$713K	0.28%
3493	SAJACOMPANHIA DE SANEAMENTO BASI	120,828	$713K	0.28%	Call
3494	—BLACKROCK MUNIYLD INVST QLTY	56,878	$708K	0.28%
3495	—GREAT ELM CAP CORP	72,978	$708K	0.28%
3496	EDFSTONE HBR EMERG MRKTS INC FD	54,308	$708K	0.28%
3497	CORREURCORENERGY INFRASTRUCTURE TR	18,805	$707K	0.28%
3498	MHOM/I HOMES INC	29,483	$705K	0.28%
3499	WTVWISDOMTREE TR	8,095	$705K	0.28%
3500	—DIVIDEND & INCOME FUND	59,005	$704K	0.28%

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