UBS Group AG Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$252.3M

Holdings

7,107

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (7,107 positions)

#	Stock	Shares	Value	% Portfolio	Type
3201	IBKRINTERACTIVE BROKERS GROUP IN	18,234	$1.0M	0.40%
3202	MPABLACKROCK MUNIYIELD PA QLTY	79,120	$1.0M	0.40%
3203	IPFFEURISHARES TR	56,925	$1.0M	0.40%
3204	WKWORKIVA INC	25,462	$1.0M	0.40%
3205	JPMJPMORGAN CHASE & CO	13,816	$1.0M	0.40%
3206	NEUNEWMARKET CORP	2,474	$1.0M	0.40%
3207	GTLSCHART INDS INC	12,808	$1.0M	0.40%
3208	ASGLIBERTY ALL-STAR GROWTH FD I	157,878	$1.0M	0.40%
3209	INUVGBPINUVO INC	7,695	$1.0M	0.40%
3210	RDFNREDFIN CORP	53,606	$1.0M	0.40%
3211	PBVPRESTIGE CONSMR HEALTHCARE I	26,422	$1.0M	0.40%
3212	—KBL MERGER CORP IV	3,200	$1.0M	0.40%
3213	—TITAN PHARMACEUTICALS INC DE	5,316	$1.0M	0.40%
3214	—RICEBRAN TECHNOLOGIES	5,875	$1.0M	0.40%
3215	—SOLENO THERAPEUTICS INC	10,773	$1.0M	0.40%
3216	—SIGMA LABS INC	3,405	$1.0M	0.40%
3217	—NATIONAL HOLDINGS CORP	2,164	$1.0M	0.40%
3218	—APPLIED DNA SCIENCES INC	3,525	$1.0M	0.40%
3219	—GLOWPOINT INC	5,762	$1.0M	0.40%
3220	—CELLDEX THERAPEUTICS INC NEW	3,094	$1.0M	0.40%
3221	—DPW HLDGS INC	3,189	$1.0M	0.40%
3222	—EYEGATE PHARMACEUTICALS INC	3,000	$1.0M	0.40%
3223	—PLATINUM GROUP METALS LTD	8,508	$1.0M	0.40%
3224	—CELLECTAR BIOSCIENCES INC	14,674	$1.0M	0.40%
3225	—NXT ID INC	8,852	$1.0M	0.40%
3226	—COMMUNITY HEALTH SYS INC NEW	191,293	$1.0M	0.40%
3227	—BIOPHARMX CORP	4,155	$1.0M	0.40%
3228	—JENSYN ACQUISITION CORP	3,100	$1.0M	0.40%
3229	—LM FDG AMER INC	19,215	$1.0M	0.40%
3230	—FLEXSHOPPER INC	3,400	$1.0M	0.40%
3231	—INSPIREMD INC	147,696	$1.0M	0.40%
3232	—VIRTUSA CORP	18,609	$999K	0.40%
3233	—PLURALSIGHT INC	31,210	$999K	0.40%
3234	—STATE BK FINL CORP	33,098	$999K	0.40%
3235	—EPIZYME INC	93,987	$997K	0.40%
3236	WSBCWESBANCO INC	22,352	$996K	0.39%
3237	GOGOGOGO INC	191,705	$996K	0.39%	Put
3238	—COBIZ FINANCIAL INC	45,000	$996K	0.39%
3239	MSGNMSG NETWORK INC	38,536	$994K	0.39%
3240	—ARDAGH GROUP S A	59,571	$994K	0.39%
3241	WOODISHARES TR	13,192	$993K	0.39%
3242	IRTCIRHYTHM TECHNOLOGIES INC	10,483	$992K	0.39%
3243	GDOWESTERN ASSET GLOBAL CP DEFI	61,153	$991K	0.39%
3244	—ECHO GLOBAL LOGISTICS INC	31,977	$990K	0.39%
3245	UMCUNITED MICROELECTRONICS CORP	382,496	$987K	0.39%
3246	PZTINVESCO EXCHNG TRADED FD TR	41,861	$987K	0.39%
3247	BTUSDBT GROUP PLC	66,600	$984K	0.39%
3248	EBNDSPDR SERIES TRUST	37,375	$984K	0.39%
3249	KBWDINVESCO EXCHNG TRADED FD TR	43,017	$980K	0.39%
3250	—GLOBAL X FDS	64,178	$977K	0.39%
3251	SENEASENECA FOODS CORP NEW	28,865	$972K	0.39%
3252	NEANUVEEN FLTNG RTE INCM OPP FD	94,219	$971K	0.38%
3253	EELVINVESCO EXCHNG TRADED FD TR	39,059	$971K	0.38%
3254	VRNSVARONIS SYS INC	13,257	$971K	0.38%
3255	TMPTOMPKINS FINANCIAL CORPORATI	11,962	$971K	0.38%
3256	PDIPIMCO MUNICIPAL INCOME FD	74,810	$971K	0.38%
3257	SRCE1ST SOURCE CORP	18,406	$968K	0.38%
3258	IAKISHARES TR	14,576	$967K	0.38%
3259	WASHWASHINGTON TR BANCORP	17,485	$967K	0.38%
3260	AOMISHARES TR	25,519	$967K	0.38%
3261	MEDMEDIFAST INC	4,350	$963K	0.38%
3262	—ABSOLUTE SHS TR	40,332	$960K	0.38%
3263	—ACCESS NATL CORP	35,414	$960K	0.38%
3264	GLUUGLU MOBILE INC	128,703	$959K	0.38%
3265	NCNACCO INDS INC	29,263	$958K	0.38%
3266	TOWNTOWNEBANK PORTSMOUTH VA	31,026	$957K	0.38%
3267	—NEPTUNE WELLNESS SOLUTIONS I	246,634	$957K	0.38%	Put
3268	—FANG HLDGS LTD	369,249	$956K	0.38%
3269	LSAKNET 1 UEPS TECHNOLOGIES INC	119,288	$955K	0.38%
3270	—PNC FINL SVCS GROUP INC	13,810	$953K	0.38%
3271	SXISTANDEX INTL CORP	9,143	$953K	0.38%
3272	HEESEURH & E EQUIPMENT SERVICES INC	25,240	$953K	0.38%
3273	SEDGSOLAREDGE TECHNOLOGIES INC	25,285	$952K	0.38%
3274	BPFHBOSTON PRIVATE FINL HLDGS IN	69,618	$950K	0.38%
3275	KROKRONOS WORLDWIDE INC	58,326	$948K	0.38%
3276	TN1TENNANT CO	12,474	$947K	0.38%
3277	BKTBLACKROCK INCOME TR INC	165,490	$946K	0.37%
3278	—ASSERTIO THERAPEUTICS INC	160,967	$946K	0.37%
3279	LILALIBERTY LATIN AMERICA LTD	45,331	$945K	0.37%
3280	EGHT8X8 INC NEW	44,415	$943K	0.37%
3281	—WAGEWORKS INC	22,049	$943K	0.37%
3282	CREECREE INC	24,864	$942K	0.37%
3283	TLTDFLEXSHARES TR	14,366	$937K	0.37%
3284	PLOWDOUGLAS DYNAMICS INC	21,332	$937K	0.37%
3285	—ARLINGTON ASSET INVT CORP	100,303	$937K	0.37%
3286	WDIVSPDR INDEX SHS FDS	13,790	$936K	0.37%
3287	PFIINVESCO EXCHANGE TRADED FD T	27,308	$932K	0.37%
3288	TUR*ISHARES INC	39,057	$930K	0.37%
3289	CLVSEURCLOVIS ONCOLOGY INC	31,665	$930K	0.37%
3290	DYDYCOM INDS INC	10,969	$928K	0.37%
3291	TDTTFLEXSHARES TR	38,716	$927K	0.37%
3292	—CUBIC CORP	12,601	$921K	0.37%
3293	NULGNUSHARES ETF TR	24,661	$920K	0.36%
3294	—VOXELJET AG	206,638	$919K	0.36%
3295	—FITBIT INC	171,509	$918K	0.36%
3296	SLXVANECK VECTORS ETF TR	20,002	$917K	0.36%
3297	—SEASPAN CORP	109,945	$916K	0.36%
3298	NENOBLE CORP PLC	129,833	$913K	0.36%
3299	RUNSUNRUN INC	73,374	$913K	0.36%
3300	RUTHUSDRUTHS HOSPITALITY GROUP INC	28,904	$912K	0.36%

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