UBS Group AG Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$216.2M

Holdings

6,852

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (6,852 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	MDLZMONDELEZ INTL INC	47,700,210	$2.8M	1.29%	Put
2	MDTMEDTRONIC PLC	12,881,631	$2.7M	1.27%	Put
3	SLABSILICON LABORATORIES INC	31,885	$2.5M	1.18%
4	INTCINTEL CORP	39,659,698	$2.3M	1.08%	Put
5	SPYSPDR S&P 500 ETF TR	82,017,496	$2.3M	1.06%	Put
6	NWLNEWELL BRANDS INC	1,374,256	$2.3M	1.05%	Call
7	APAMARTISAN PARTNERS ASSET MGMT	69,425	$2.3M	1.05%
8	HSTHOST HOTELS & RESORTS INC	470,400	$2.2M	1.02%	Put
9	JPMJPMORGAN CHASE & CO	14,805,896	$2.2M	1.02%	Put
10	SSYSSTRATASYS LTD	92,739	$2.1M	0.99%	Put
11	SYFSYNCHRONY FINL	1,478,895	$2.1M	0.98%	Put
12	GOOGALPHABET INC	1,185,484	$2.1M	0.98%	Put
13	EZUISHARES INC	7,798,903	$2.0M	0.94%	Put
14	ROKROCKWELL AUTOMATION INC	4,799,237	$2.0M	0.94%	Put
15	AMZNAMAZON COM INC	1,627,977	$1.9M	0.90%	Put
16	BABOEING CO	2,664,916	$1.9M	0.89%	Put
17	CSCOCISCO SYS INC	28,131,024	$1.9M	0.88%	Put
18	ABBVABBVIE INC	8,498,149	$1.9M	0.87%	Put
19	CUBECUBESMART	70,559	$1.8M	0.85%
20	POT1EURPOTASH CORP SASK INC	1,045,488	$1.8M	0.83%	Put
21	CMCSACOMCAST CORP NEW	30,265,986	$1.8M	0.83%	Put
22	HRUSDHEALTHCARE RLTY TR	55,095	$1.8M	0.82%
23	DISDISNEY WALT CO	9,948,125	$1.8M	0.81%	Put
24	EWUISHARES TR	1,062,355	$1.8M	0.81%	Put
25	TEAMATLASSIAN CORP PLC	49,918	$1.8M	0.81%
26	ILMNILLUMINA INC	155,705	$1.7M	0.80%	Put
27	CMPCOMPASS MINERALS INTL INC	26,731	$1.7M	0.80%
28	CVSCVS HEALTH CORP	11,708,170	$1.7M	0.80%	Put
29	DJPBARCLAYS BK PLC	73,031	$1.7M	0.79%
30	CVXCHEVRON CORP NEW	13,487,988	$1.7M	0.78%	Put
31	—LASALLE HOTEL PPTYS	58,145	$1.7M	0.78%	Call
32	—BLACKHAWK NETWORK HLDGS INC	38,078	$1.7M	0.77%
33	LPLALPL FINL HLDGS INC	32,151	$1.7M	0.77%
34	XLESELECT SECTOR SPDR TR	16,846,695	$1.6M	0.74%	Put
35	MDXGMIMEDX GROUP INC	134,622	$1.6M	0.74%
36	LMTLOCKHEED MARTIN CORP	2,250,655	$1.6M	0.74%	Put
37	PHIPLDT INC	50,013	$1.6M	0.74%
38	AAPLAPPLE INC	20,778,853	$1.6M	0.74%	Put
39	DBDEUTSCHE BANK AG	91,956,852	$1.6M	0.73%	Put
40	SBUXSTARBUCKS CORP	28,466,881	$1.6M	0.73%	Put
41	FDXFEDEX CORP	1,089,871	$1.6M	0.73%	Put
42	BRK/BBERKSHIRE HATHAWAY INC DEL	2,544,241	$1.6M	0.73%	Call
43	ACNACCENTURE PLC IRELAND	6,503,786	$1.6M	0.72%	Put
44	ENSENERSYS	22,452	$1.6M	0.72%
45	AMTTD AMERITRADE HLDG CORP	58,782	$1.6M	0.72%
46	TKCTURKCELL ILETISIM HIZMETLERI	175,621	$1.5M	0.72%
47	—IHS MARKIT LTD	58,744	$1.5M	0.71%
48	SYMCEURSYMANTEC CORP	618,262	$1.5M	0.71%	Put
49	HCAHCA HEALTHCARE INC	211,998	$1.5M	0.71%
50	—ALLERGAN PLC	4,124,589	$1.5M	0.71%	Put
51	XRAYDENTSPLY SIRONA INC	143,799	$1.5M	0.71%
52	AWMSKYWORKS SOLUTIONS INC	581,189	$1.5M	0.71%	Call
53	AIRGAIRGAIN INC	168,532	$1.5M	0.71%	Put
54	PTCPTC INC	105,865	$1.5M	0.71%
55	GBXGREENBRIER COS INC	31,780	$1.5M	0.71%
56	WWAYFAIR INC	22,693	$1.5M	0.71%	Put
57	XOMEXXON MOBIL CORP	14,013,472	$1.5M	0.71%	Put
58	SHGSHINHAN FINANCIAL GROUP CO L	71,224	$1.5M	0.70%
59	DGXQUEST DIAGNOSTICS INC	93,821	$1.5M	0.70%	Call
60	RCLROYAL CARIBBEAN CRUISES LTD	759,622	$1.5M	0.70%	Put
61	LQDISHARES TR	7,193,016	$1.5M	0.70%	Call
62	—KAPSTONE PAPER & PACKAGING C	69,805	$1.5M	0.69%
63	EEMISHARES TR	33,447,545	$1.5M	0.69%	Put
64	ENQENTEGRIS INC	51,949	$1.5M	0.69%
65	IFFINTERNATIONAL FLAVORS&FRAGRA	235,716	$1.5M	0.69%
66	WKCWORLD FUEL SVCS CORP	168,316	$1.5M	0.69%
67	GILDGILEAD SCIENCES INC	6,934,407	$1.5M	0.68%	Put
68	CTXSEURCITRIX SYS INC	238,747	$1.5M	0.68%	Put
69	TXNTEXAS INSTRS INC	7,968,874	$1.5M	0.68%	Put
70	XHRXENIA HOTELS & RESORTS INC	69,076	$1.5M	0.67%
71	ATRAPTARGROUP INC	38,225	$1.5M	0.67%
72	IVZINVESCO LTD	19,469,882	$1.5M	0.67%	Put
73	MASMASCO CORP	475,323	$1.4M	0.67%	Put
74	CAHCARDINAL HEALTH INC	351,671	$1.4M	0.67%	Call
75	HN9HANESBRANDS INC	2,328,862	$1.4M	0.67%	Put
76	IDXXIDEXX LABS INC	127,631	$1.4M	0.67%
77	NBIXNEUROCRINE BIOSCIENCES INC	23,590	$1.4M	0.67%
78	PACBPACIFIC BIOSCIENCES CALIF IN	275,301	$1.4M	0.67%
79	ONON SEMICONDUCTOR CORP	289,234	$1.4M	0.67%	Call
80	MOALTRIA GROUP INC	6,483,359	$1.4M	0.66%	Put
81	TRMKTRUSTMARK CORP	42,785	$1.4M	0.66%
82	HP5AEQUITY COMWLTH	46,608	$1.4M	0.66%
83	FSPFRANKLIN STREET PPTYS CORP	133,430	$1.4M	0.66%
84	GEFGREIF INC	24,174	$1.4M	0.65%
85	PGPROCTER AND GAMBLE CO	11,536,374	$1.4M	0.65%	Put
86	AMGNAMGEN INC	2,470,134	$1.4M	0.65%	Put
87	UTXZUNITED TECHNOLOGIES CORP	8,949,340	$1.4M	0.65%	Put
88	ICUIICU MED INC	15,499	$1.4M	0.65%
89	GPROGOPRO INC	408,892	$1.4M	0.65%	Put
90	HESHESS CORP	1,721,695	$1.4M	0.65%	Put
91	YUMCYUM CHINA HLDGS INC	1,019,876	$1.4M	0.64%	Put
92	—ORGANOVO HLDGS INC	622,920	$1.4M	0.64%
93	A4SAMERIPRISE FINL INC	2,630,610	$1.4M	0.63%
94	MCDMCDONALDS CORP	5,635,980	$1.4M	0.63%	Put
95	WBAWALGREENS BOOTS ALLIANCE INC	2,925,214	$1.4M	0.63%	Put
96	FRCBFIRST REP BK SAN FRANCISCO C	283,101	$1.4M	0.63%
97	LOWLOWES COS INC	6,026,067	$1.4M	0.63%	Put
98	3M4MASIMO CORP	15,715	$1.4M	0.63%
99	MYGNMYRIAD GENETICS INC	37,605	$1.4M	0.63%
100	CMECME GROUP INC	1,545,734	$1.4M	0.63%	Call

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