UBS Group AG Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$167.7M

Holdings

6,790

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,790 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	66,207,527	$14.3B	8535.95%	Put
2	AAPLAPPLE INC	32,615,662	$3.7B	2197.91%	Put
3	IWMISHARES TR	18,681,002	$2.3B	1382.72%	Put
4	EEMISHARES TR	61,437,428	$2.3B	1371.32%	Put
5	GQ9SPDR GOLD TRUST	18,036,665	$2.3B	1350.75%	Put
6	UBSUBS GROUP AG	154,089,080	$2.1B	1250.67%	Put
7	PGPROCTER AND GAMBLE CO	23,093,255	$2.1B	1235.24%	Put
8	EFAISHARES TR	35,040,129	$2.1B	1235.14%	Put
9	MSFTMICROSOFT CORP	29,753,111	$1.7B	1021.26%	Put
10	INTCINTEL CORP	37,500,597	$1.4B	843.94%	Put
11	—POWERSHARES QQQ TRUST	11,241,035	$1.3B	795.58%	Put
12	XOMEXXON MOBIL CORP	14,607,081	$1.3B	760.04%	Put
13	METAFACEBOOK INC	9,544,267	$1.2B	729.83%	Put
14	GEGENERAL ELECTRIC CO	40,950,507	$1.2B	723.10%	Put
15	TAT&T INC	27,037,187	$1.1B	654.56%	Put
16	HDHOME DEPOT INC	8,321,794	$1.1B	638.39%	Put
17	JNJJOHNSON & JOHNSON	8,361,074	$987.7M	588.81%	Put
18	JPMJPMORGAN CHASE & CO	14,630,188	$974.2M	580.78%	Put
19	HYGISHARES TR	10,966,291	$956.9M	570.47%	Put
20	DISDISNEY WALT CO	10,100,125	$937.9M	559.13%	Put
21	PEPPEPSICO INC	8,384,539	$912.0M	543.68%	Put
22	LQDISHARES TR	7,371,700	$908.0M	541.33%	Put
23	VTIVANGUARD INDEX FDS	8,053,336	$896.6M	534.49%
24	MDTMEDTRONIC PLC	10,247,000	$885.3M	527.80%	Put
25	BNDVANGUARD BD INDEX FD INC	10,191,776	$857.5M	511.22%
26	BACBANK AMER CORP	54,516,322	$853.2M	508.62%	Put
27	UTXZUNITED TECHNOLOGIES CORP	8,265,908	$839.8M	500.66%	Put
28	KOCOCA COLA CO	19,528,603	$826.5M	492.69%	Put
29	MCDMCDONALDS CORP	7,016,612	$809.4M	482.55%	Put
30	AGGISHARES TR	7,144,338	$803.2M	478.81%
31	VUGVANGUARD INDEX FDS	7,099,765	$797.2M	475.27%
32	BABAALIBABA GROUP HLDG LTD	7,333,264	$775.8M	462.48%	Put
33	IEMGISHARES INC	16,945,489	$772.9M	460.75%
34	MDLZMONDELEZ INTL INC	17,593,123	$772.3M	460.43%	Put
35	SBUXSTARBUCKS CORP	14,021,858	$759.1M	452.56%	Put
36	—MONSANTO CO NEW	7,407,554	$757.1M	451.32%	Put
37	CLCOLGATE PALMOLIVE CO	9,988,730	$740.6M	441.49%	Put
38	CMGCHIPOTLE MEXICAN GRILL INC	1,707,889	$723.3M	431.19%	Call
39	VTVVANGUARD INDEX FDS	8,262,706	$718.9M	428.55%
40	YUMYUM BRANDS INC	7,677,339	$697.2M	415.62%	Put
41	NKENIKE INC	13,220,730	$696.1M	414.96%	Put
42	CSCOCISCO SYS INC	21,527,839	$682.9M	407.09%	Put
43	PFEPFIZER INC	19,539,339	$661.8M	394.53%	Put
44	CVXCHEVRON CORP NEW	6,387,835	$657.4M	391.93%	Put
45	IJRISHARES TR	5,280,527	$655.6M	390.82%
46	IWFISHARES TR	6,199,084	$645.8M	384.97%
47	ACNACCENTURE PLC IRELAND	5,184,959	$633.4M	377.63%	Put
48	VOVANGUARD INDEX FDS	4,808,007	$622.3M	371.01%
49	CMCSACOMCAST CORP NEW	9,339,853	$619.6M	369.38%	Put
50	EWZISHARES	17,910,090	$604.1M	360.14%	Put
51	ROKROCKWELL AUTOMATION INC	4,893,845	$598.7M	356.92%	Call
52	VEAVANGUARD TAX MANAGED INTL FD	15,975,459	$597.6M	356.28%
53	XLESELECT SECTOR SPDR TR	8,379,153	$591.7M	352.71%	Put
54	XLVSELECT SECTOR SPDR TR	8,148,996	$587.6M	350.31%	Put
55	IJHISHARES TR	3,784,237	$585.5M	349.02%
56	CVSCVS HEALTH CORP	6,568,935	$584.6M	348.49%	Put
57	MRKMERCK & CO INC	9,331,037	$582.4M	347.17%	Put
58	FXIISHARES TR	15,092,191	$573.7M	341.98%	Put
59	UNPUNION PAC CORP	5,739,398	$559.8M	333.70%	Put
60	GILDGILEAD SCIENCES INC	7,004,615	$554.2M	330.39%	Put
61	ABBVABBVIE INC	8,696,488	$548.5M	326.98%	Put
62	WFCWELLS FARGO & CO NEW	12,329,197	$545.9M	325.46%	Put
63	IEFISHARES TR	4,847,883	$542.4M	323.34%
64	BIDUNBAIDU INC	2,943,112	$535.9M	319.45%	Put
65	TXNTEXAS INSTRS INC	7,601,290	$533.5M	318.02%	Put
66	IVZINVESCO LTD	17,013,712	$532.0M	317.16%	Put
67	BACVERIZON COMMUNICATIONS INC	10,079,476	$523.9M	312.34%	Put
68	NEENEXTERA ENERGY INC	4,187,729	$512.2M	305.37%	Put
69	VVISA INC	5,924,713	$490.0M	292.10%	Put
70	LMTLOCKHEED MARTIN CORP	2,031,938	$487.1M	290.38%	Put
71	XLYSELECT SECTOR SPDR TR	6,045,902	$483.9M	288.49%	Put
72	IYRISHARES TR	5,846,595	$471.5M	281.07%	Put
73	XLFSELECT SECTOR SPDR TR	24,039,089	$464.0M	276.59%	Put
74	BABOEING CO	3,484,827	$459.1M	273.69%	Put
75	METMETLIFE INC	10,311,121	$458.1M	273.11%	Put
76	USOUNITED STATES OIL FUND LP	41,696,811	$455.7M	271.69%	Put
77	MGMMGM RESORTS INTERNATIONAL	17,502,599	$455.6M	271.60%	Put
78	HONHONEYWELL INTL INC	3,792,268	$442.1M	263.58%	Put
79	TMOTHERMO FISHER SCIENTIFIC INC	2,770,820	$440.7M	262.74%	Put
80	VOOVANGUARD INDEX FDS	2,211,512	$439.4M	261.95%
81	MMM3M CO	2,491,217	$439.0M	261.73%	Put
82	BMYBRISTOL MYERS SQUIBB CO	8,129,155	$438.3M	261.31%	Put
83	NVSNNOVARTIS A G	5,546,496	$438.0M	261.08%	Put
84	IWDISHARES TR	4,135,320	$436.8M	260.38%
85	DMLDENISON MINES CORP	925,261	$435.0M	259.33%
86	DEODIAGEO P L C	3,741,724	$434.2M	258.84%	Call
87	TLTISHARES TR	3,143,826	$432.3M	257.72%	Put
88	IBMINTERNATIONAL BUSINESS MACHS	2,674,346	$424.8M	253.26%	Put
89	XLFISELECT SECTOR SPDR TR	7,982,371	$424.7M	253.21%	Put
90	—RYDEX ETF TRUST	5,059,629	$422.9M	252.13%
91	SLBSCHLUMBERGER LTD	5,344,121	$420.3M	250.54%	Put
92	TWXCHFTIME WARNER INC	5,273,897	$419.9M	250.30%	Put
93	VWOVANGUARD INTL EQUITY INDEX F	11,064,136	$416.3M	248.20%
94	IVWISHARES TR	3,400,226	$413.7M	246.61%
95	VFCV F CORP	7,340,356	$411.4M	245.27%
96	STTSPDR SERIES TRUST	11,146,151	$409.3M	244.00%	Put
97	—ALLERGAN PLC	1,770,484	$407.8M	243.09%	Put
98	USMVISHARES TR	8,831,281	$401.2M	239.18%	Put
99	VGTVANGUARD WORLD FDS	3,309,066	$398.3M	237.45%
100	MUBISHARES TR	3,528,256	$397.8M	237.15%

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