UBS Group AG Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$310.2M

Holdings

8,429

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (8,429 positions)

#	Stock	Shares	Value	% Portfolio	Type
201	OTISOTIS WORLDWIDE CORP	795,765	$1.0M	0.34%	Put
202	—MCAFEE CORP	37,339	$1.0M	0.34%
203	FNKOFUNKO INC	49,146	$1.0M	0.34%
204	DMRCDIGIMARC CORP NEW	210,376	$1.0M	0.34%	Put
205	WW6WW INTL INC	28,784	$1.0M	0.34%
206	CSRCENTERSPACE	13,180	$1.0M	0.33%
207	JOYYJOYY INC	141,421	$1.0M	0.33%
208	—1LIFE HEALTHCARE INC	31,169	$1.0M	0.33%
209	CAKECHEESECAKE FACTORY INC	434,174	$1.0M	0.33%	Put
210	VIRVIR BIOTECHNOLOGY INC	21,791	$1.0M	0.33%
211	LITGLOBAL X FDS	408,310	$1.0M	0.33%
212	EDDMORGAN STANLEY EMERGING MKTS	167,544	$1.0M	0.33%
213	HEDJWISDOMTREE TR	676,148	$1.0M	0.33%
214	HSICHENRY SCHEIN INC	46,500	$1.0M	0.33%
215	7HPHP INC	2,374,126	$1.0M	0.33%	Put
216	FDUSFIDUS INVT CORP	59,893	$1.0M	0.33%
217	WTTRSELECT ENERGY SVCS INC	168,336	$1.0M	0.33%
218	ALVAUTOLIV INC	10,391	$1.0M	0.33%
219	TUPTUPPERWARE BRANDS CORP	42,801	$1.0M	0.33%
220	DHID R HORTON INC	912,480	$1.0M	0.33%	Put
221	FISVFISERV INC	687,254	$1.0M	0.33%	Call
222	VTWOVANGUARD SCOTTSDALE FDS	1,327,950	$1.0M	0.33%
223	PSTLPOSTAL REALTY TRUST INC	55,522	$1.0M	0.33%
224	SPHRMADISON SQUARE GRDN ENTERTNM	12,053	$1.0M	0.33%
225	EQWLINVESCO EXCHANGE TRADED FD T	12,538	$1.0M	0.33%
226	LTHM1EURLIVENT CORP	257,596	$1.0M	0.33%	Put
227	HACKUSDETF MANAGERS TR	16,644	$1.0M	0.33%
228	EHIWESTERN ASSET GBL HIGH INC F	94,217	$1.0M	0.33%
229	CDLVICTORY PORTFOLIOS II	17,777	$1.0M	0.32%
230	QLYSQUALYS INC	9,992	$1.0M	0.32%
231	CYHCOMMUNITY HEALTH SYS INC NEW	65,166	$1.0M	0.32%
232	VKTXVIKING THERAPEUTICS INC	168,029	$1.0M	0.32%
233	AAXJISHARES TR	317,719	$1.0M	0.32%
234	VRAYQVIEWRAY INC	152,370	$1.0M	0.32%
235	SKYWSKYWEST INC	23,312	$1.0M	0.32%
236	ALRMALARM COM HLDGS INC	11,836	$1.0M	0.32%
237	DRIDARDEN RESTAURANTS INC	457,412	$1.0M	0.32%	Put
238	BMRNBIOMARIN PHARMACEUTICAL INC	254,726	$1.0M	0.32%	Put
239	FRFIRST INDL RLTY TR INC	206,447	$1.0M	0.32%
240	HWMHOWMET AEROSPACE INC	107,496	$1.0M	0.32%
241	UCONFIRST TR EXCHNG TRADED FD VI	37,570	$1.0M	0.32%
242	MGRCMCGRATH RENTCORP	12,274	$1.0M	0.32%
243	EX9EXELIXIS INC	388,781	$1.0M	0.32%
244	NXJNUVEEN NEW JERSEY QULT MUN F	64,150	$1.0M	0.32%
245	ALLOALLOGENE THERAPEUTICS INC	38,349	$1.0M	0.32%
246	JACKJACK IN THE BOX INC	441,589	$999K	0.32%	Put
247	SLPSIMULATIONS PLUS INC	18,206	$999K	0.32%
248	AEMAGNICO EAGLE MINES LTD	280,117	$999K	0.32%	Put
249	WSCWILLSCOT MOBIL MINI HLDNG CO	35,812	$998K	0.32%
250	RZGINVESCO EXCHANGE TRADED FD T	6,127	$998K	0.32%
251	ETSYETSY INC	111,417	$998K	0.32%	Call
252	AMEAMETEK INC	370,912	$998K	0.32%
253	—CATCHMARK TIMBER TR INC	85,198	$997K	0.32%
254	UBAUSDURSTADT BIDDLE PPTYS INC	51,413	$997K	0.32%
255	—AMERICA FIRST MULTIFAMILY IN	147,671	$995K	0.32%
256	SIMOSILICON MOTION TECHNOLOGY CO	15,502	$994K	0.32%
257	LGFEURLIONS GATE ENTMNT CORP	47,974	$993K	0.32%
258	OSPNONESPAN INC	38,781	$991K	0.32%
259	VMIVALMONT INDS INC	19,314	$991K	0.32%
260	CSGPCOSTAR GROUP INC	243,846	$990K	0.32%
261	MFAUSDMFA FINL INC	215,728	$990K	0.32%
262	GLBEGLOBAL E ONLINE LTD	17,355	$990K	0.32%
263	REMXVANECK VECTORS ETF TR	57,980	$990K	0.32%
264	VVVANGUARD INDEX FDS	1,899,900	$990K	0.32%
265	TCPCBLACKROCK TCP CAPITAL CORP	300,124	$989K	0.32%
266	XIGDXVOYA GLBL EQTY DIV & PREM OP	165,929	$989K	0.32%
267	MASMASCO CORP	293,369	$988K	0.32%
268	JXIISHARES TR	16,593	$986K	0.32%
269	UREUR-ENERGY INC	704,054	$986K	0.32%
270	FAFFIRST AMERN FINL CORP	115,805	$985K	0.32%
271	PLNTPLANET FITNESS INC	56,053	$985K	0.32%
272	CUBECUBESMART	241,225	$984K	0.32%
273	ULUNILEVER PLC	1,061,310	$984K	0.32%	Put
274	KTOSKRATOS DEFENSE & SEC SOLUTIO	143,295	$984K	0.32%
275	FULFULLER H B CO	15,476	$984K	0.32%
276	LOWLOWES COS INC	4,371,733	$984K	0.32%	Put
277	WMTWALMART INC	5,569,169	$982K	0.32%	Put
278	TSLXSIXTH STREET SPECIALTY LENDN	304,121	$982K	0.32%
279	BENFRANKLIN RESOURCES INC	1,401,010	$981K	0.32%
280	SAILEURSAILPOINT TECHNOLOGIES HLDGS	132,813	$981K	0.32%	Put
281	NAGECHROMADEX CORP	99,421	$980K	0.32%
282	ESEESCO TECHNOLOGIES INC	10,436	$979K	0.32%
283	DRVNDRIVEN BRANDS HLDGS INC	31,627	$978K	0.32%
284	MCKMCKESSON CORP	305,726	$978K	0.32%	Put
285	WCNWASTE CONNECTIONS INC	196,518	$978K	0.32%
286	MGIEURMONEYGRAM INTL INC	228,687	$976K	0.31%
287	DUKDUKE ENERGY CORP NEW	2,567,946	$976K	0.31%	Put
288	PFSIPENNYMAC FINL SVCS INC NEW	15,764	$974K	0.31%	Put
289	IGEISHARES TR	32,003	$974K	0.31%
290	—NEUBERGER BERMAN N Y MUN FD	73,089	$974K	0.31%
291	BSJPINVESCO EXCH TRD SLF IDX FD	39,344	$973K	0.31%
292	ARNAEURARENA PHARMACEUTICALS INC	14,275	$973K	0.31%
293	RWOSPDR INDEX SHS FDS	54,121	$973K	0.31%
294	—LUMINEX CORP DEL	220,693	$972K	0.31%
295	VTIVANGUARD INDEX FDS	3,860,639	$972K	0.31%
296	TXNTEXAS INSTRS INC	4,753,626	$972K	0.31%	Put
297	DSXDIANA SHIPPING INC	186,395	$971K	0.31%
298	KREFKKR REAL ESTATE FIN TR INC	44,856	$971K	0.31%
299	EWLISHARES INC	492,086	$971K	0.31%
300	TSITCW STRATEGIC INCOME FD INC	163,591	$969K	0.31%

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