UBS Group AG Q2 2019 Filing

Filed August 14, 2019

Portfolio Value

$259.6M

Holdings

7,074

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (7,074 positions)

#	Stock	Shares	Value	% Portfolio	Type
3101	IFNINDIA FD INC	50,123	$1.1M	0.41%
3102	XPCKXPIMCO CALIF MUN INCOME FD II	110,341	$1.1M	0.41%
3103	GBYSANGAMO THERAPEUTICS INC	98,805	$1.1M	0.41%
3104	AVTABLUCORA INC	35,042	$1.1M	0.41%
3105	QIWQIWI PLC	54,370	$1.1M	0.41%
3106	—SCORPIO BULKERS INC	231,259	$1.1M	0.41%
3107	MPXMARINE PRODS CORP	68,721	$1.1M	0.41%
3108	VCYTVERACYTE INC	37,169	$1.1M	0.41%
3109	MCNMADISON CVRED CALL & EQ STR	160,066	$1.1M	0.41%
3110	BTOB2GOLD CORP	348,891	$1.1M	0.41%	Put
3111	—ZYNERBA PHARMACEUTICALS INC	77,845	$1.1M	0.41%	Put
3112	UVEUNIVERSAL INS HLDGS INC	37,715	$1.1M	0.41%
3113	OCFCOCEANFIRST FINL CORP	42,264	$1.1M	0.40%
3114	SBLKSTAR BULK CARRIERS CORP	108,669	$1.0M	0.40%
3115	CLBKCOLUMBIA FINL INC	69,367	$1.0M	0.40%
3116	CBZCBIZ INC	53,373	$1.0M	0.40%
3117	CDZICADIZ INC	92,888	$1.0M	0.40%
3118	—ISHARES TR	28,853	$1.0M	0.40%
3119	DOEURDIAMOND OFFSHORE DRILLING IN	117,692	$1.0M	0.40%
3120	RXNEURREXNORD CORP NEW	34,481	$1.0M	0.40%
3121	GRT-UCADGRANITE REAL ESTATE INVT TR	22,681	$1.0M	0.40%
3122	PFDFLAHERTY & CRUMRINE PFD INC	70,073	$1.0M	0.40%
3123	—ARLINGTON ASSET INVT CORP	149,690	$1.0M	0.40%
3124	PLCECHILDRENS PL INC	10,795	$1.0M	0.40%	Call
3125	IEIINSIGHT ENTERPRISES INC	17,673	$1.0M	0.40%
3126	—CUBIC CORP	15,908	$1.0M	0.40%
3127	FIVNFIVE9 INC	20,001	$1.0M	0.40%
3128	NMIHNMI HLDGS INC	35,967	$1.0M	0.39%
3129	—VEDANTA LTD	100,351	$1.0M	0.39%
3130	EMOCLEARBRIDGE MLP AND MIDSTRM	108,415	$1.0M	0.39%
3131	TELLEURTELLURIAN INC NEW	129,458	$1.0M	0.39%	Call
3132	TUPTUPPERWARE BRANDS CORP	53,374	$1.0M	0.39%
3133	EQIXEQUINIX INC	168,978	$1.0M	0.39%
3134	BRFVANECK VECTORS ETF TR	42,036	$1.0M	0.39%
3135	CIBEURBANCOLOMBIA S A	19,766	$1.0M	0.39%
3136	PHKPIMCO HIGH INCOME FD	127,429	$1.0M	0.39%
3137	CAPLCROSSAMERICA PARTNERS LP	62,719	$1.0M	0.39%
3138	CWCOCONSOLIDATED WATER CO INC	70,213	$1.0M	0.39%
3139	—CONSTELLATION ALPHA CAP CORP	4,200	$1.0M	0.39%
3140	—SOLIGENIX INC	11,900	$1.0M	0.39%
3141	—BIG ROCK PARTNERS ACQUISI CO	5,709	$1.0M	0.39%
3142	—NEUROMETRIX INC	19,973	$1.0M	0.39%
3143	—TKK SYMPHONY ACQUISITION COR	4,800	$1.0M	0.39%
3144	—TWELVE SEAS INVESTMENT COMPA	5,700	$1.0M	0.39%
3145	—SOLENO THERAPEUTICS INC	5,523	$1.0M	0.39%
3146	—BIOCERES CROP SOLUTIONS CORP	2,328	$1.0M	0.39%
3147	—LM FDG AMER INC	26,849	$1.0M	0.39%
3148	—KBL MERGER CORP IV	3,612	$1.0M	0.39%
3149	—HL ACQUISITIONS CORP	4,600	$1.0M	0.39%
3150	—OPES ACQUISITION CORP	3,200	$1.0M	0.39%
3151	—CITIUS PHARMACEUTICALS INC	6,175	$1.0M	0.39%
3152	—ONCONOVA THERAPEUTICS INC	3,784	$1.0M	0.39%
3153	INUVGBPINUVO INC	2,524	$1.0M	0.39%
3154	—ADOMANI INC	3,251	$1.0M	0.39%
3155	—SIGMA LABS INC	2,005	$1.0M	0.39%
3156	—INSPIREMD INC	101,100	$1.0M	0.39%
3157	—CONSTELLATION ALPHA CAP CORP	10,500	$1.0M	0.39%
3158	—HL ACQUISITIONS CORP	5,700	$1.0M	0.39%
3159	—CHECK CAP LTD	3,100	$1.0M	0.39%
3160	—INSPIREMD INC	59,160	$1.0M	0.39%
3161	—BIG ROCK PARTNERS ACQUISI CO	5,100	$1.0M	0.39%
3162	JXIISHARES TR	18,277	$998K	0.38%
3163	FCFFIRST COMWLTH FINL CORP PA	73,775	$994K	0.38%
3164	IEZISHARES TR	45,781	$993K	0.38%
3165	—TORTOISE ENERGY INDEPENDENC	138,347	$993K	0.38%
3166	WPRTWESTPORT FUEL SYSTEMS INC	365,441	$991K	0.38%
3167	VMIVALMONT INDS INC	7,805	$989K	0.38%
3168	—JAGGED PEAK ENERGY INC	119,198	$986K	0.38%
3169	—TRANSENTERIX INC	725,247	$986K	0.38%
3170	AQLTISHARES TR	27,712	$986K	0.38%
3171	UTLUNITIL CORP	16,450	$985K	0.38%
3172	HEQJOHN HANCOCK HDG EQ & INC FD	69,537	$981K	0.38%
3173	MCCUSDMEDLEY CAP CORP	419,158	$981K	0.38%
3174	—JERNIGAN CAP INC	47,692	$977K	0.38%
3175	RCREADY CAP CORP	65,600	$977K	0.38%
3176	TMPTOMPKINS FINANCIAL CORPORATI	11,927	$973K	0.37%
3177	ELDWISDOMTREE TR	27,533	$973K	0.37%
3178	FPFFIRST TR EXCHNG TRADED FD VI	44,371	$972K	0.37%
3179	—SPECIAL OPPORTUNITIES FD INC	38,679	$972K	0.37%
3180	FBPFIRST BANCORP P R	87,839	$970K	0.37%
3181	BRKDDIREXION SHS ETF TR	38,904	$969K	0.37%
3182	—EL PASO ELEC CO	14,818	$969K	0.37%
3183	FNDBSCHWAB STRATEGIC TR	24,980	$966K	0.37%
3184	VEGIISHARES INC	33,945	$962K	0.37%
3185	FAFFIRST AMERN FINL CORP	17,889	$961K	0.37%
3186	—CM FIN INC	126,082	$959K	0.37%
3187	8INSYNEOS HEALTH INC	18,719	$957K	0.37%
3188	OPLNKAR AUCTION SVCS INC	38,145	$954K	0.37%
3189	LTCLTC PPTYS INC	20,876	$953K	0.37%
3190	BTUSDBT GROUP PLC	74,625	$953K	0.37%
3191	ASIXADVANSIX INC	38,993	$953K	0.37%
3192	P5YBRF SA	125,255	$952K	0.37%	Call
3193	FXYINVESCO CURNCYSHS JAPANESE Y	10,762	$951K	0.37%
3194	BKFIBNY MELLON MUN INCOME INC	111,576	$951K	0.37%
3195	FDPFRESH DEL MONTE PRODUCE INC	35,244	$950K	0.37%	Put
3196	TECHBIO TECHNE CORP	4,552	$950K	0.37%
3197	1T7TRICIDA INC	24,004	$947K	0.36%
3198	PRSPPERSPECTA INC	40,376	$945K	0.36%
3199	—INVESCO EXCHNG TRADED FD TR	13,931	$945K	0.36%
3200	—ENEL AMERICAS S A	106,066	$941K	0.36%

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