UBS Group AG Q2 2018 Filing

Filed August 14, 2018

Portfolio Value

$230.9M

Holdings

7,105

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (7,105 positions)

#	Stock	Shares	Value	% Portfolio
5701	—MBT FINL CORP	2,377	$25K	0.01%
5702	—KRANESHARES TR	736	$25K	0.01%
5703	—AZURE PWR GLOBAL LTD	1,759	$25K	0.01%
5704	—ALPS ETF TR	814	$25K	0.01%
5705	—LANDMARK INFRASTRUCTURE LP	1,073	$25K	0.01%
5706	HZN1USDHORIZON GLOBAL CORP	4,165	$25K	0.01%
5707	OPOFOLD POINT FINL CORP	850	$25K	0.01%
5708	—NEW YORK MTG TR INC	25,000	$25K	0.01%
5709	—HTG MOLECULAR DIAGNOSTICS IN	7,531	$25K	0.01%
5710	NS9BNETSOL TECHNOLOGIES INC	4,447	$25K	0.01%
5711	CUROEURCURO GROUP HLDGS CORP	986	$25K	0.01%
5712	—FOAMIX PHARMACEUTICALS LTD	4,936	$25K	0.01%
5713	—ZIONS BANCORPORATION	1,400	$25K	0.01%
5714	WHLR 8.75 PERP DWHEELER REAL ESTATE INVT TR	1,345	$25K	0.01%
5715	CBONVANECK VECTORS ETF TR	1,104	$25K	0.01%
5716	UYGPROSHARES TR	638	$25K	0.01%
5717	—TRIDENT ACQUISITIONS CORP	2,494	$25K	0.01%
5718	—NEW IRELAND FUND INC	2,100	$25K	0.01%
5719	FTDSFIRST TR EXCHANGE TRADED FD	730	$25K	0.01%
5720	—BARCLAYS BK PLC	991	$25K	0.01%
5721	—SRC ENERGY INC	2,259	$25K	0.01%
5722	CRWSCROWN CRAFTS INC	4,477	$25K	0.01%
5723	LQDTLIQUIDITY SERVICES INC	3,746	$25K	0.01%
5724	CECOCECO ENVIRONMENTAL CORP	4,052	$25K	0.01%
5725	MCRB1EURSERES THERAPEUTICS INC	2,800	$24K	0.01%
5726	—FSB BANCORP INC	1,349	$24K	0.01%
5727	—RED LION HOTELS CORP	2,037	$24K	0.01%
5728	—IPIC ENTMT INC	2,991	$24K	0.01%
5729	CLPSCLPS INCORPORATION	1,876	$24K	0.01%
5730	—ABEONA THERAPEUTICS INC	1,501	$24K	0.01%
5731	SLGLSOL GEL TECHNOLOGIES	3,066	$24K	0.01%
5732	—ALPS ETF TR	665	$24K	0.01%
5733	—CANADIAN SOLAR INC	25,000	$24K	0.01%
5734	—NTN BUZZTIME INC	5,503	$24K	0.01%
5735	SSI3EURSTAGE STORES INC	10,000	$24K	0.01%
5736	—AEROHIVE NETWORKS INC	6,159	$24K	0.01%
5737	—CHINA ONLINE ED GROUP	2,236	$24K	0.01%
5738	ONCONCOLYTICS BIOTECH INC	4,291	$24K	0.01%
5739	CIFMFS INTERMEDIATE HIGH INC FD	9,532	$24K	0.01%
5740	—YANGTZE RIV PORT AND LGSTC L	2,122	$24K	0.01%
5741	—INVESCO EXCHNG TRADED FD TR	821	$24K	0.01%
5742	DIVBISHARES TR	916	$24K	0.01%
5743	YXIUSDPROSHARES TR	1,202	$24K	0.01%
5744	—DIREXION SHS ETF TR	2,475	$24K	0.01%
5745	—VECTOIQ ACQUISITION CORP	2,350	$24K	0.01%
5746	—TCF FINL CORP	3,084	$24K	0.01%
5747	—FNB BANCORP CALIF	664	$24K	0.01%
5748	—PROSHARES TR	2,732	$24K	0.01%
5749	—EAGLE GRWTH & INCOME OPPTY F	1,583	$24K	0.01%
5750	IRSUSDIRSA INVERSIONES Y REP S A GLOBL DEP RCPT	1,361	$24K	0.01%
5751	ACUACME UTD CORP	1,133	$24K	0.01%
5752	—INVESCO EXCHNG TRADED FD TR	874	$24K	0.01%
5753	MIXTMIX TELEMATICS LTD	1,342	$24K	0.01%
5754	SURFUSDSURFACE ONCOLOGY INC	1,482	$24K	0.01%
5755	FTXLFIRST TR EXCHANGE TRADED FD	746	$24K	0.01%
5756	—INVESCO EXCHNG TRADED FD TR	2,322	$24K	0.01%
5757	—NEBULA ACQUISITION CORP	2,262	$23K	0.01%
5758	—PRGX GLOBAL INC	2,436	$23K	0.01%
5759	—BALDWIN & LYONS INC	1,009	$23K	0.01%
5760	TWNTAIWAN FD INC	1,141	$23K	0.01%
5761	—FIRST TR EXCHNG TRADED FD VI	1,025	$23K	0.01%
5762	—PROSHARES TR	830	$23K	0.01%
5763	—CITIZENS FIRST CORP	883	$23K	0.01%
5764	PARPAR TECHNOLOGY CORP	1,328	$23K	0.01%
5765	—SOCIAL CAP HEDOSOPHIA HLDGS	2,116	$23K	0.01%
5766	—DEUTSCHE BK AG LONDON	712	$23K	0.01%
5767	GYROGYRODYNE LLC	1,121	$23K	0.01%
5768	LAKELAKELAND INDS INC	1,617	$23K	0.01%
5769	—REGALWOOD GLOBAL ENERGY LTD	2,297	$23K	0.01%
5770	—HOMETOWN BANKSHARES CORP	1,601	$23K	0.01%
5771	KFKOREA FD	588	$23K	0.01%
5772	—BLUEGREEN VACATIONS CORP	951	$23K	0.01%
5773	MOR2MORPHOSYS AG	762	$23K	0.01%
5774	—DIREXION SHS ETF TR	737	$23K	0.01%
5775	—FLEXSHARES TR	833	$23K	0.01%
5776	BANDBANDWIDTH INC	600	$23K	0.01%
5777	FLGRFRANKLIN TEMPLETON ETF TR	1,000	$23K	0.01%
5778	—FIRST TR EXCHANGE TRADED FD	1,351	$23K	0.01%
5779	SPGMSPDR INDEX SHS FDS	303	$23K	0.01%
5780	—MFC BANCORP LTD	3,818	$23K	0.01%
5781	OVIDOVID THERAPEUTICS INC	2,974	$23K	0.01%
5782	SVVCFIRSTHAND TECH VALUE FD INC	1,612	$23K	0.01%
5783	ICCHICC HLDGS INC	1,435	$23K	0.01%
5784	—VITAMIN SHOPPE INC	3,343	$23K	0.01%
5785	FUSBFIRST US BANCSHARES INC	1,942	$23K	0.01%
5786	SPDNDIREXION SHS ETF TR	768	$23K	0.01%
5787	ELV 2.75 10/15/42ANTHEM INC	7,000	$23K	0.01%
5788	LIVELIVE VENTURES INC	1,864	$23K	0.01%
5789	FSBWFS BANCORP INC	369	$23K	0.01%
5790	—JPMORGAN CHASE FINL CO LLC	1,254	$23K	0.01%
5791	—KEMPHARM INC	3,510	$23K	0.01%
5792	—QUINTANA ENERGY SVCS INC	2,651	$22K	0.01%
5793	—WISDOMTREE TR	1,379	$22K	0.01%
5794	—LINE CORP	535	$22K	0.01%
5795	SARSARATOGA INVT CORP	800	$22K	0.01%
5796	—DEUTSCHE STRATEGIC INCOME TR	1,779	$22K	0.01%
5797	KGRNKRANESHARES TR	1,034	$22K	0.01%
5798	SIMGRUPO SIMEC S A B DE C V	2,285	$22K	0.01%
5799	CPACCEMENTOS PACASMAYO S A A	1,922	$22K	0.01%
5800	CRBPEURCORBUS PHARMACEUTICALS HLDGS	4,295	$22K	0.01%

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