UBS Group AG Q2 2018 Filing

Filed August 14, 2018

Portfolio Value

$230.9M

Holdings

7,105

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (7,105 positions)

#	Stock	Shares	Value	% Portfolio	Type
3401	—CREDIT SUISSE NASSAU BRH	84,281	$719K	0.31%
3402	BPFHBOSTON PRIVATE FINL HLDGS IN	44,974	$715K	0.31%
3403	WTIW & T OFFSHORE INC	99,930	$715K	0.31%
3404	CNMDCONMED CORP	9,755	$714K	0.31%
3405	CUTINVESCO EXCHNG TRADED FD TR	22,012	$714K	0.31%
3406	KLMNINVESCO EXCHNG TRADED FD TR	41,926	$712K	0.31%
3407	—EXONE CO	100,356	$711K	0.31%
3408	FXBINVESCO CURNCYSHS BRIT PND S	5,556	$711K	0.31%
3409	—ARLINGTON ASSET INVT CORP	68,865	$710K	0.31%
3410	EMFTEMPLETON EMERGING MKTS FD I	48,206	$709K	0.31%
3411	XVMMXDELAWARE INV MN MUN INC FD I	57,169	$708K	0.31%
3412	JLSNUVEEN MTG OPPORTUNITY TERM	30,080	$708K	0.31%
3413	TACTRANSALTA CORP	141,285	$707K	0.31%
3414	—BANCORPSOUTH BK TUPELO MISS	21,339	$703K	0.30%
3415	LOCOEL POLLO LOCO HLDGS INC	61,636	$703K	0.30%
3416	KROKRONOS WORLDWIDE INC	31,186	$703K	0.30%
3417	AKTSQAKOUSTIS TECHNOLOGIES INC	96,525	$702K	0.30%
3418	MNKDMANNKIND CORP	368,673	$700K	0.30%	Call
3419	QUREUNIQURE NV	18,531	$700K	0.30%
3420	AGQPROSHARES TR	36,716	$700K	0.30%
3421	MVTBLACKROCK MUNIVEST FD II INC	49,863	$699K	0.30%
3422	RUTHUSDRUTHS HOSPITALITY GROUP INC	24,902	$699K	0.30%
3423	—JERNIGAN CAP INC	36,570	$697K	0.30%
3424	HFWAHERITAGE FINL CORP WASH	19,975	$696K	0.30%
3425	—DREYFUS MUN INCOME INC	85,273	$695K	0.30%
3426	—ROYAL BK SCOTLAND GROUP PLC	101,824	$692K	0.30%
3427	—IVY HIGH INC OPPORTUNITIES F	48,232	$691K	0.30%
3428	—NATIONAL COMM CORP	14,904	$690K	0.30%
3429	—GREAT ELM CAP CORP	74,567	$689K	0.30%
3430	TTPHEURTETRAPHASE PHARMACEUTICALS I	192,871	$689K	0.30%
3431	ILTBISHARES TR	11,418	$687K	0.30%
3432	—ELLINGTON FINANCIAL LLC	43,954	$686K	0.30%
3433	PBVPRESTIGE BRANDS HLDGS INC	17,841	$685K	0.30%
3434	—APPTIO INC	18,920	$685K	0.30%
3435	HNMORMAT TECHNOLOGIES INC	12,859	$684K	0.30%
3436	PARRPAR PACIFIC HOLDINGS INC	39,288	$683K	0.30%
3437	CROXCROCS INC	38,731	$682K	0.30%
3438	TOWNTOWNEBANK PORTSMOUTH VA	21,226	$682K	0.30%
3439	HTBKHERITAGE COMMERCE CORP	40,059	$681K	0.29%
3440	COHRII VI INC	15,678	$681K	0.29%
3441	VREMACK CALI RLTY CORP	33,531	$680K	0.29%	Call
3442	AUPHAURINIA PHARMACEUTICALS INC	120,435	$678K	0.29%
3443	BLDRBUILDERS FIRSTSOURCE INC	36,980	$677K	0.29%
3444	—ORBCOMM INC	66,880	$675K	0.29%
3445	GVALCAMBRIA ETF TR	28,454	$675K	0.29%
3446	ARGTGLOBAL X FDS	25,000	$674K	0.29%	Put
3447	WTVWISDOMTREE TR	8,158	$673K	0.29%
3448	UPBDRENT A CTR INC NEW	45,670	$672K	0.29%	Put
3449	RBLDFIRST TR EXCHANGE TRADED FD	12,025	$672K	0.29%
3450	FOSLFOSSIL GROUP INC	24,991	$671K	0.29%
3451	NUEMNUSHARES ETF TR	25,662	$670K	0.29%
3452	—HORTONWORKS INC	36,706	$669K	0.29%
3453	DOGPROSHARES TR	11,181	$669K	0.29%
3454	EGHT8X8 INC NEW	33,400	$669K	0.29%
3455	GLOBGLOBANT S A	11,763	$668K	0.29%
3456	COHUCOHU INC	27,153	$666K	0.29%
3457	NTBBANK OF NT BUTTERFIELD&SON L	14,564	$666K	0.29%
3458	EOTEATON VANCE NATL MUN OPPORT	32,581	$666K	0.29%
3459	IVLUISHARES TR	26,630	$666K	0.29%
3460	CFFNCAPITOL FED FINL INC	50,548	$665K	0.29%
3461	HIFSHINGHAM INSTN SVGS MASS	3,022	$664K	0.29%
3462	NHSNEUBERGER BERMAN HGH YLD FD	61,262	$663K	0.29%
3463	—THIRD PT REINS LTD	52,979	$663K	0.29%
3464	AVYAUSDAVAYA HLDGS CORP	33,025	$663K	0.29%
3465	WSRWHITESTONE REIT	52,999	$662K	0.29%
3466	—SIERRA ONCOLOGY INC	223,348	$661K	0.29%
3467	DDMPROSHARES TR	15,821	$660K	0.29%
3468	ARCBARCBEST CORP	14,409	$659K	0.29%
3469	CNNECANNAE HLDGS INC	35,546	$659K	0.29%
3470	CHRSCOHERUS BIOSCIENCES INC	46,763	$655K	0.28%	Call
3471	—ZOES KITCHEN INC	66,787	$652K	0.28%
3472	KBWPINVESCO EXCHNG TRADED FD TR	10,951	$652K	0.28%
3473	—CRAY INC	26,324	$648K	0.28%
3474	SMOGVANECK VECTORS ETF TR	11,073	$647K	0.28%
3475	AGIOAGIOS PHARMACEUTICALS INC	7,679	$647K	0.28%
3476	PODDINSULET CORP	7,530	$646K	0.28%
3477	ASNDASCENDIS PHARMA A S	9,713	$646K	0.28%
3478	SNNSMITH & NEPHEW PLC	17,211	$645K	0.28%
3479	—CRH MEDICAL CORP	208,034	$645K	0.28%
3480	—BSB BANCORP INC MD	18,737	$644K	0.28%
3481	—ACXIOM CORP	21,463	$643K	0.28%
3482	ATSG*AIR TRANSPORT SERVICES GRP I	28,418	$642K	0.28%
3483	USPHU S PHYSICAL THERAPY INC	6,657	$640K	0.28%
3484	THSTREEHOUSE FOODS INC	12,167	$639K	0.28%
3485	GQREFLEXSHARES TR	10,253	$639K	0.28%
3486	NAKNORTHERN DYNASTY MINERALS LT	1,176,791	$638K	0.28%
3487	CNKCINEMARK HOLDINGS INC	18,136	$636K	0.28%
3488	HTTQUDIAN INC	71,465	$633K	0.27%
3489	TBITRUEBLUE INC	23,430	$632K	0.27%
3490	APPFAPPFOLIO INC	10,344	$632K	0.27%
3491	—SPX FLOW INC	14,443	$632K	0.27%
3492	PSOPEARSON PLC	54,280	$630K	0.27%
3493	—BLACKROCK MUNIYIELD CALIF FD	47,234	$629K	0.27%
3494	—UNION BANKSHARES CORP NEW	16,170	$629K	0.27%
3495	CARGCARGURUS INC	18,068	$628K	0.27%
3496	EBIXEUREBIX INC	8,234	$628K	0.27%
3497	STKCOLUMBIA SELIGM PREM TECH GR	29,144	$628K	0.27%
3498	CPKCHESAPEAKE UTILS CORP	7,845	$627K	0.27%
3499	THFFFIRST FINL CORP IND	13,811	$627K	0.27%
3500	EDVVANGUARD WORLD FD	5,456	$626K	0.27%

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